Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
Awards of Ordinary Shares were made under the Company’s Long Term Incentive Plan (“LTIP”) at nil
cost on 6 May 2020 to Directors/PDMRs as detailed below.
The Remuneration Committee has approved the grant of 2020 LTIP awards, which will pay-out based
on the achievement of stretching performance conditions over three years, as disclosed in the
Directors’ Remuneration Report of the Company’s 2019 Integrated Annual Report. These conditions
include both relative and absolute performance milestones set before the COVID-19 crisis took hold,
and a number of challenging measures relating to, for example, energy and climate change.
The LTIP awards were delayed from the usual grant date of early March, to allow for shareholder
approval of the new Directors’ Remuneration Policy and the rules of the Anglo American LTIP 2020, at
the Company’s AGM on 5 May. A share price of £18.133 (JSE: ZAR.362.507), set in early March, and as
approved by the Remuneration Committee, has been used to determine the number of shares
awarded.
These awards will vest in March 2023, subject to the satisfaction of performance conditions as
explained in the Directors’ Remuneration Report of the Company’s 2019 Integrated Annual Report.
The vested Shares will then be subject to a further holding period of two years and will be released in
March 2025.
Name of Director / PDMR Number of Shares
Mark Cutifani 226,879
Stephen Pearce 136,734
Tony O'Neill 141,799
Didier Charreton 71,983
Bruce Cleaver 104,976
Nolitha Fakude 51,126
Ruben Fernandes 98,439
Seamus French 114,036
Anik Michaud 68,063
Duncan Wanblad 108,064
Peter Whitcutt 97,989
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 226,879
e) Aggregated information
Aggregated volume 226,879
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 136,734
e) Aggregated information
Aggregated volume 136,734
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 141,799
e) Aggregated information
Aggregated volume 141,799
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People & Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 71,983
e) Aggregated information
Aggregated volume 71,983
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO of De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 104,976
e) Aggregated information
Aggregated volume 104,976
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Nolitha Fakude
2. Reason for the notification
a) Position / status Group Director, South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 11,081
e) Aggregated information
Aggregated volume 11,081
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
ZAR 0.00 40,045
e) Aggregated information
Aggregated volume 40,045
Price ZAR 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Ruben Fernandes
2. Reason for the notification
a) Position / status CEO of Base Metals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 98,439
e) Aggregated information
Aggregated volume 98,439
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 114,036
e) Aggregated information
Aggregated volume 114,036
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 68,063
e) Aggregated information
Aggregated volume 68,063
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status Group Director – Strategy & Business Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 108,064
e) Aggregated information
Aggregated volume 108,064
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest in March 2023; the
Shares will then be subject to a further holding period of two
years and will be released in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 97,989
e) Aggregated information
Aggregated volume 97,989
Price GBP 0.00
f) Date of the transaction 2020-05-06
g) Place of the transaction London Stock Exchange – XLON
Clare Davage
Deputy Company Secretary
7 May 2020
The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 07-05-2020 05:00:00
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