TR-1: Standard form for notification of major holdings
Anglo American plc
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
(the “Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Anglo American plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Conclave PTC Limited
Volcan Investments Limited
City and country of registered office (if applicable) In respect of Conclave PTC Limited, Nassau,
Bahamas.
In respect of Volcan Investments Limited, Abaco,
Bahamas
4. Full name of shareholder(s) (if different from 3.)v
Name Volcan Holdings PLC & Volcan Holdings II PLC
City and country of registered office (if applicable) Limassol, Cyprus
5. Date on which the threshold was crossed or
reachedvi: 29 September 2017
6. Date on which issuer notified (DD/MM/YYYY): 03/10/2017
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number of
attached to shares through financial in- Total of both in % voting rights of
(total of 8. A) struments (8.A + 8.B) issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
crossed or reached 12.08 per cent. 0 per cent. 12.08 per cent. 1,404,605,828
Position of previous
notification (if 11.44 per cent. 0 per cent. 11.44 per cent.
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB00B1XZS820 0 169,619,066 0 12.08 per cent.
SUBTOTAL 8. A 169,619,066 12.08 per cent.
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
instrument datex Conversion Periodxi the instrument is % of voting rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting rights
instrument datex Conversion cash voting rights
Period xi settlementxii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it through financial in- Total of both if it
equals or is higher struments if it equals equals or is higher
than the notifiable or is higher than the than the notifiable
Namexv threshold notifiable threshold threshold
Conclave PTC Limited
(Bahamas) – 100 per
cent. voting shares held 12.08 per cent. 0 per cent. 12.08 per cent.
in Volcan Investments
Limited
Volcan Investments
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per 12.08 per cent. 0 per cent. 12.08 per cent.
cent. held via nominee
companies in Volcan
Holdings PLC
Volcan Holdings PLC
(Cyprus) 11.44 per cent. 0 per cent. 11.44 per cent.
Conclave PTC Limited
(Bahamas) – 100 per
cent. voting shares held 12.08 per cent. 0 per cent. 12.08 per cent.
in Volcan Investments
Limited
Volcan Investments
Limited (Bahamas) - 12.08 per cent. 0 per cent. 12.08 per cent.
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings II PLC
Volcan Holdings II PLC
(Cyprus) 0.64 per cent. 0 per cent. 0.64 per cent.
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion Bahamas
Date of completion 03 October 2017
John Mills
Group Company Secretary
Anglo American plc
3 October 2017
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 03/10/2017 04:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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