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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 03/10/2017 16:30
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
(the “Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are            Anglo American plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights              X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name                                                     Conclave PTC Limited
                                                         Volcan Investments Limited

City and country of registered office (if applicable)    In respect of Conclave PTC Limited, Nassau,
                                                         Bahamas.
                                                         In respect of Volcan Investments Limited, Abaco,
                                                         Bahamas

4. Full name of shareholder(s) (if different from 3.)v

Name                                                     Volcan Holdings PLC & Volcan Holdings II PLC

City and country of registered office (if applicable)    Limassol, Cyprus

5. Date on which the threshold was crossed or
reachedvi:                                               29 September 2017

6. Date on which issuer notified (DD/MM/YYYY):           03/10/2017

7. Total positions of person(s) subject to the notification obligation
                                                         
                            % of voting rights               % of voting rights                                       Total number of
                            attached to shares            through financial in-         Total of both in %           voting rights of
                               (total of 8. A)                        struments                (8.A + 8.B)                  issuervii
                                                       (total of 8.B 1 + 8.B 2)                
                                                                                              
                                                      
Resulting situation
on the date on which
threshold was
crossed or reached             12.08 per cent.                      0 per cent.            12.08 per cent.              1,404,605,828

Position of previous
notification (if               11.44 per cent.                      0 per cent.            11.44 per cent.
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares

Class/type of                   Number of voting rightsix                                       % of voting rights
shares
ISIN code (if possible)                   Direct                  Indirect                          Direct                   Indirect
                             (Art 9 of Directive      (Art 10 of Directive             (Art 9 of Directive       (Art 10 of Directive
                           2004/109/EC) (DTR5.1)              2004/109/EC)           2004/109/EC) (DTR5.1)               2004/109/EC)
                                                                (DTR5.2.1)                                                 (DTR5.2.1)

 GB00B1XZS820                                  0               169,619,066                               0            12.08 per cent.




 SUBTOTAL 8. A                                                 169,619,066                                            12.08 per cent.



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

                                                                             Number of voting rights
 Type of financial           Expiration              Exercise/               that may be acquired if
        instrument                datex    Conversion Periodxi                     the instrument is               % of voting rights
                                                                                 exercised/converted.
    


                                             SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))

 Type of financial           Expiration            Exercise/              Physical or           Number of          % of voting rights
        instrument                datex           Conversion                     cash       voting rights
                                                   Period xi            settlementxii
                                                       
                                                        




                                                      SUBTOTAL
                                                         8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv                X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it         through financial in-           Total of both if it
                                      equals or is higher       struments if it equals            equals or is higher
                                      than the notifiable        or is higher than the            than the notifiable
Namexv                                          threshold         notifiable threshold                      threshold
                                                                                 
                                                                  
                                                                                               
                                                                   
Conclave PTC Limited
(Bahamas) – 100 per
cent. voting shares held                  12.08 per cent.                 0 per cent.                 12.08 per cent.
in Volcan Investments
Limited

Volcan Investments
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per                       12.08 per cent.                 0 per cent.                 12.08 per cent.
cent. held via nominee
companies in Volcan
Holdings PLC

Volcan Holdings PLC
(Cyprus)                                  11.44 per cent.                 0 per cent.                 11.44 per cent.


Conclave PTC Limited
(Bahamas) – 100 per
cent. voting shares held                  12.08 per cent.                 0 per cent.                 12.08 per cent.
in Volcan Investments
Limited

Volcan Investments
Limited (Bahamas) -                       12.08 per cent.                 0 per cent.                 12.08 per cent.
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings II PLC

Volcan Holdings II PLC
(Cyprus)                                   0.64 per cent.                 0 per cent.                  0.64 per cent.



10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held


11. Additional informationxvi


Place of completion       Bahamas

Date of completion        03 October 2017

John Mills
Group Company Secretary
Anglo American plc
3 October 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
                                                                            
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