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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 25/03/2021 14:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i


1a. Identity of the issuer or the underlying issuer of                                     Anglo American Plc
existing shares to which voting rights are attachedii:

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligationiv
                                                                 Coronation Asset Management (Pty) Ltd acting
Name                                                             as discretionary investment manager on
                                                                 behalf of managed portfolios.
City and country of registered office (if applicable)            Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v

Name                                                             N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                                  19-03-2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                   24-03-2021

7. Total positions of person(s) subject to the notification obligation

                                               % of voting rights
                         % of voting rights    through financial                              Total number of
                                                                        Total of both in %
                         attached to shares    instruments                                    voting rights of
                                                                        (8.A + 8.B)
                         (total of 8. A)       (total of 8.B 1 + 8.B                          issuervii
                                               2)
Resulting situation
on the date on
which threshold         3.00%                                    3.00%                   1 363 118 080
was crossed or
reached
Position of previous
notification (if        2.99%                                    2.99%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of              Number of voting rightsix              % of voting rights
shares
                           Direct              Indirect           Direct                   Indirect
ISIN code (if possible)
                           (Art 9 of Directive (Art 10 of         (Art 9 of Directive      (Art 10 of 
                           2004/109/EC)        Directive           2004/109/EC)            Directive
                           (DTR5.1)            2004/109/EC)       (DTR5.1)                 2004/109/EC)
                                               (DTR5.2.1)                                  (DTR5.2.1)
                           40 909 775
GB00B1XZS820                                                      3.00%

SUBTOTAL 8. A              40 909 775                             3.00%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                Number of voting
                                          Exercise/             rights that may be
Type of financial          Expiration                                                      % of voting
                                          Conversion            acquired if the 
instrument                 datex                                                           rights
                                          Periodxi              instrument is
                                                                exercised/converted.

                                          SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                         Exercise/   Physical or
Type of financial    Expiration                                       Number of         % of voting
                                         Conversion cash
instrument           datex                                            voting rights rights
                                         Period xi   settlementxii

                                                         SUBTOTAL
                                                         8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or indirectly an interest in the (under-
lying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal      X
entityxiv (please add additional rows as necessary)
                                                            % of voting rights
                               % of voting rights if it                                 Total of both if it
                                                            through financial 
                               equals or is higher                                      equals or is higher
            Namexv                                          instruments if it equals
                               than the notifiable                                      than the notifiable
                                                            or is higher than the
                               threshold                                                threshold
                                                            notifiable threshold
Coronation Fund
Managers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset 
                              3.00%                                                     3.00%
Management (Pty) Ltd



10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion       Cape Town, South Africa

Date of completion        24 March 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
25 March 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock Exchange
and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)



Date: 25-03-2021 02:00:00
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