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Dealings in securities
NORTHAM PLATINUM LIMITED
Incorporated in the Republic of South Africa
(Registration number 1977/003282/06)
Share code: NHM ISIN: ZAE000030912
Debt issuer code: NHMI
Bond code: NHM002 Bond ISIN: ZAG000129024
Bond code: NHM003 Bond ISIN: ZAG000129032
(“Northam” or the “company” or the “group”)
DEALINGS IN SECURITIES
Northam shareholders (“shareholders”) are advised that the company has made awards in
accordance with the terms of the Northam Share Incentive Plan (“SIP”). These include the
award of conditional shares relating to Northam’s BEE transaction (“BEE SIP Awards”),
which awards were specifically approved by shareholders at the annual general meeting
held on 9 November 2016. The BEE SIP Awards have been carved out of the existing total
SIP allocation limit previously approved by shareholders on 5 November 2014, therefore the
total SIP allocation limit has not been increased as a result of the BEE SIP Awards.
In compliance with paragraph 3.63 of the JSE Limited Listings Requirements (“JSE Listings
Requirements”), the dealings by directors of the company, directors of major subsidiaries
and the company secretary are as follows:
Name of director Paul Anthony Dunne
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of awards in relation to
Northam ordinary shares (“shares”) in
terms of the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 170 100
awards (42 900 retention shares with no
performance conditions)
(127 200 performance shares with
performance conditions)
Vesting date 100% of the retention shares and depending
on achievement of the performance
conditions, between nil to 135% of the
performance shares on 8 November 2019
Strike price R nil
Value of transaction -
Nature and extent of director’s interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of
paragraph 3.66 of the JSE Listings Yes
Requirements
Designation of director Chief Executive Officer
Name of director Paul Anthony Dunne
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of awards in relation to shares in terms
of the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 1 500 000 BEE SIP Awards with performance
awards conditions
Vesting 100% of the BEE SIP Awards on achievement of
the performance conditions by 18 May 2025
Vesting date 30 business days after the date on which the
performance conditions are achieved
Strike price R nil
Value of transaction -
Nature and extent of director’s interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of
paragraph 3.66 of the JSE Listings Yes
Requirements
Name of director Ayanda Zemini Khumalo
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of awards in relation to shares in
terms of the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 82 900
awards (20 900 retention shares with no performance
conditions)
(62 000 performance shares with performance
conditions)
Vesting date 100% of the retention shares and depending
on targets met in terms of the performance
conditions, between nil to 135% of the
performance shares on 8 November 2019
Strike price R nil
Value of transaction -
Nature and extent of director’s interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of
paragraph 3.66 of the JSE Listings Yes
Requirements
Designation of director Chief Financial Officer
Name of director Ayanda Zemini Khumalo
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of awards in relation to shares in terms of
the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 700 000 BEE SIP Awards with performance conditions
awards
Vesting 100% of the BEE SIP Awards on achievement of the
performance conditions by 18 May 2025
Vesting date 30 business days after the date on which the
performance conditions are achieved
Strike price R nil
Value of transaction -
Nature and extent of director’s interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of
paragraph 3.66 of the JSE Listings Yes
Requirements
Name of director of major subsidiary Leon Charl van Schalkwyk
Name of major subsidiary Booysendal Platinum Proprietary Limited
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of awards in relation to shares in terms
of the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 59 200
awards (14 900 retention shares with no performance
conditions)
(44 300 performance shares with performance
conditions)
Vesting date 100% of the retention shares and depending on
targets met in terms of the performance conditions,
between nil to 135% of the performance shares on
8 November 2019
Strike price R nil
Value of transaction -
Nature and extent of director’s interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of
paragraph 3.66 of the JSE Listings Yes
Requirements
Designation of director of major subsidiary Chief Commercial Officer
Name of director of major subsidiary Leon Charl van Schalkwyk
Name of major subsidiary Booysendal Platinum Proprietary Limited
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of award in relation to shares in
terms of the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 500 000 BEE SIP Awards with performance
awards conditions
Vesting 100% of the BEE SIP Awards on achievement of
the performance conditions by 18 May 2025
Vesting date 30 business days after the date on which the
performance conditions are achieved
Strike price R nil
Value of transaction -
Nature and extent of director’s interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of paragraph Yes
3.66 of the JSE Listings Requirements
Name of company secretary Patricia Beatrice Beale
Date of award acceptance 18 November 2016
Nature of transaction Acceptance of awards in relation to shares in terms
of the SIP
Class of securities Awards in terms of the SIP
Total number of shares covered by the 21 000
awards (5 300 retention shares with no performance
conditions)
(15 700 performance shares with performance
conditions)
Vesting date 100% of the retention shares and depending on
targets met in terms of the performance conditions,
between nil to 135% of the performance shares on
8 November 2019
Strike price R nil
Value of transaction -
Nature and extent of interest Direct beneficial
Transaction completed on market No
Clearance obtained in terms of paragraph Yes
3.66 of the JSE Listings Requirements
Johannesburg
22 November 2016
Sponsor and Debt Sponsor - One Capital
Date: 22/11/2016 05:45:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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