To view the PDF file, sign up for a MySharenet subscription.

ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 19/03/2021 16:00
Code(s): AGL     PDF:  
Wrap Text
TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS 

1a. Identity of the issuer or the underlying issuer
                                                                                                    Anglo American Plc
of existing shares to which voting rights are attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                         X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligation iv
                                                                Coronation Asset Management (Pty) Ltd acting as 
Name                                                            discretionary investment manager on behalf of managed
                                                                portfolios.
City and country of registered office (if applicable)          Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v

Name                                                           N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                                17-03-2021
reached vi:

6. Date on which issuer notified (DD/MM/YYYY):                 19-03-2021

7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights                                                            Total number of
                                                   through financial            Total of both in %
                          attached to shares                                                           voting rights of 
                                                             instruments               (8.A + 8.B)
                               (total of 8. A)                                                           issuer vii
                                                    (total of 8.B 1 + 8.B 2)                                                                                                         
Resulting situation
on the date on which
                           2.99%                                                   2.99%                    1 363 118 080
threshold was
crossed or reached
Position of previous
notification (if           3.03%                                                   3.03%
applicable) 

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of             Number of voting rights ix                           % of voting rights
shares 
ISIN code (if possible)           Direct                 Indirect                      Direct                   Indirect
                             (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

GB00B1XZS820              40 857 624                                          2.99%

SUBTOTAL 8. A                               40 857 624                                              2.99%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial         Expiration       Exercise/                        that may be acquired if
                                                                                                         % of voting rights
instrument                  date x            Conversion Period xi              the instrument is
                                                                            exercised/converted.
                                           SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/            Physical or
Type of financial    Expiration                                                       Number of
                                           Conversion           cash                                     % of voting rights
instrument           date x                                                           voting rights
                                           Period xi            settlement xii

                                                                SUBTOTAL
                                                                8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv       X
(please add additional rows as necessary)
                                                                    % of voting rights
                                  % of voting rights if it                                           Total of both if it
                                                                  through financial 
                                   equals or is higher                                              equals or is higher
           Name xv                                                 instruments if it equals
                                   than the notifiable                                              than the notifiable
                                                                  or is higher than the
                                        threshold                                                       threshold
                                                                   notifiable threshold
Coronation Fund Managers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset 
                                        2.99%                                                           2.99%
Management (Pty) Ltd

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

Place of completion         Cape Town, South Africa

Date of completion           19 March 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
19 March 2021
                                                                                                                       
The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia
Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)




                                                                                             

Date: 19-03-2021 04:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.