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TR-1: Notification of major holdings
RDI REIT P.L.C.
(Incorporated in the Isle of Man)
(Registered number 010534V)
LSE share code: RDI
JSE share code: RPL
LEI: 2138006NHZUMMRYQ1745
ISIN: IM00BH3JLY32
(“RDI” or the “Company”)
TR-1: Notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting RDI REIT plc
rights are attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable)
Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was
12 March 2021
crossed or reached vi:
6. Date on which issuer notified
16 March 2021
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at-
through financial instru- Total of both in % Total number of voting
tached to shares (to-
ments (8.A + 8.B) rights held in issuervii
tal of 8. A)
(total of 8.B 1 + 8.B 2)
Resulting sit-
uation on the
date on 4.77% 0.97% 5.74% 380,590,061
which
threshold
was crossed
or reached
Position of
previous no-
tification (if
applicable) 4.51% 2.52% 7.03%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
IM00BH3JLY32 18,148,460 4.77%
SUBTOTAL 8. A 18,148,460 4.77%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
% of voting rights
instrument datex Conversion Periodxi the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Exercise/ Physical or
Type of finan- Expiration Number of
Conversion Pe- cash % of voting rights
cial instrument date x voting rights
riod xi settlement xii
Cash-settled
30/07/2021 30/07/2021 Cash 288 0.00%
Equity Swap
Cash-settled
07/12/2021 07/12/2021 Cash 3,524,926 0.93%
Equity Swap
Cash-settled
04/04/2022 04/04/2022 Cash 171,054 0.04%
Equity Swap
SUBTOTAL
8.B.2
3,696,268 0.97%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal X
entity xiv (please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Name xv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan
Chase & Co.
JPMorgan
Chase Bank, Na-
tional Associa-
tion
J.P. Morgan In-
ternational Fi-
nance Limited
J.P. Morgan
Capital Holdings
Limited
J.P. Morgan Se-
4.75% 5.72%
curities plc
JPMorgan
Chase & Co.
JPMorgan
Chase Bank, Na-
tional Associa-
tion
JPMorgan
Chase & Co.
JPMorgan
Chase Bank, Na-
tional Associa-
tion
J.P. Morgan In-
ternational Fi-
nance Limited
J.P. Morgan
Capital Holdings
Limited
J.P. Morgan EU
Holdings Limited
J.P. Morgan Eq-
uities South Af-
rica Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be
N/A
held
11. Additional information xvi
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)
Place of completion London, United Kingdom
Date of completion 16 March 2021
Notes
iPlease note this form should be read jointly with the applicable Disclosure Guidance and Transparency Rules Chapter 5 (DTR5)
available on the following link: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter
ii
Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g.
address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer.
iii
Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
ivThis should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting
rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agreement referred to in DTR5.2.1 (a) or (d) the holder of
financial instruments referred to in DTR5.3.1.
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of
the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to
notify cases of acting in concert.
In relation to the transactions referred to in DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should
be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal entity that acquires the voting rights and is entitled
to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration
the voting rights;
- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal entity holding the collateral, provided the person or
entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the
collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal entity who has a life interest in shares if that person
or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of
the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural person or legal entity and, provided it has a notification
duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the
controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to
the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting
rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the
shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g.
management companies).
v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty
to the natural person or legal entity referred to DTR5.2 unless the percentage of voting rights held by the shareholder is lower than
the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of
funds managed by management companies).
vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other
reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.
vii The total number of voting rights held in the issuer shall be composed of all the shares, including depository receipts representing
shares, to which voting rights are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the lowest applicable threshold, please note that it might not be necessary to disclose the extent of
the holding, only that the new holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split
the voting rights number and percentage into the direct and indirect columns – if there is no combined holdings, please leave the
relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.
xi If the financial instrument has such a period – please specify this period – for example once every 3 months starting from [date].
xii
In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (DTR
5.3.3.A).
xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second
option applies.
xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be presented also
in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notifi-
cation as only thus the markets get always the full picture of the group holdings. In case of multiple chains through which the voting
rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free be tween
different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).
xv The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be
presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
17 March 2021
JSE sponsor
Java Capital
Date: 17-03-2021 11:30:00
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