Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
Following the demerger of Anglo American’s Thermal Coal operations in South Africa into a new
standalone business listed on the Johannesburg and London stock exchanges, Thungela Resources
Limited ("Thungela"), and as referred to in the Circular sent to Anglo American’s shareholders in
connection with the demerger, adjustments to existing awards of Anglo American ordinary shares
("Ordinary Shares") were made under the Company’s Long Term Incentive Plan ("LTIP"), Bonus Share
Plan ("BSP") and Non-Cyclical Awards ("NCA") (together, the "Existing Awards") at nil cost on 16 June
2021.
These adjustments have been made pursuant to the rules of these Anglo American share plans to
account for those Existing Awards not receiving the Thungela shares in respect of the Ordinary Shares
subject to these awards. The Anglo American and Thungela share prices used to calculate these
adjustments were the average closing share prices for the first week of trading, the week commencing
7 June 2021.
The Existing Awards, now including the adjusted number of Ordinary Shares, will remain on their
existing terms, and will therefore vest and be released on the original vesting dates and subject to the
original terms and conditions, performance conditions and forfeiture provisions.
The adjustments to the Existing Awards have been made on the same terms for all participants in these
Anglo American share plans. In accordance with Article 19 of the UK Market Abuse Regulation, the
relevant FCA notifications in respect of the impact of these adjustments on awards held by
Directors/PDMRs are set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 849
GBP 0.00 968
GBP 0.00 611
e) Aggregated information
Aggregated volume 2,428
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 512
GBP 0.00 583
GBP 0.00 368
e) Aggregated information
Aggregated volume 1,463
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anthony Martin O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 531
GBP 0.00 605
GBP 0.00 382
e) Aggregated information
Aggregated volume 1,518
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People & Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 269
GBP 0.00 307
GBP 0.00 193
e) Aggregated information
Aggregated volume 769
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO of De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 393
GBP 0.00 447
GBP 0.00 277
e) Aggregated information
Aggregated volume 1,117
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Nolitha Fakude
2. Reason for the notification
a) Position / status Group Director – South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP and NCA. Subject to the conditions and vesting dates of
those original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 41
GBP 0.00 47
GBP 0.00 29
e) Aggregated information
Aggregated volume 117
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP and NCA. Subject to the conditions and vesting dates of
those original awards.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
ZAR 0.00 157
ZAR 0.00 170
ZAR 0.00 104
e) Aggregated information
Aggregated volume 431
Price ZAR 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Ruben Fernandes
2. Reason for the notification
a) Position / status CEO of Base Metals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2017, 2018, 2019, 2020 and 2021 under the terms of the
Anglo American plc LTIP and BSP. Subject to the conditions and
vesting dates of those original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 45
GBP 0.00 29
GBP 0.00 368
GBP 0.00 420
GBP 0.00 265
e) Aggregated information
Aggregated volume 1,127
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and Other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 427
GBP 0.00 486
GBP 0.00 307
e) Aggregated information
Aggregated volume 1,220
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations and Sustainable Impact
(PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 254
GBP 0.00 290
GBP 0.00 199
e) Aggregated information
Aggregated volume 743
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Natascha Viljoen
2. Reason for the notification
a) Position / status CEO of Anglo American Platinum Ltd (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019 and 2021 under the terms of the Anglo American plc
LTIP and BSP. Subject to the conditions and vesting dates of
those original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 61
GBP 0.00 1
GBP 0.00 3
e) Aggregated information
Aggregated volume 65
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status Group Director – Strategy and Business Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 404
GBP 0.00 461
GBP 0.00 291
e) Aggregated information
Aggregated volume 1,156
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Following a demerger, adjustments to existing awards granted
in 2019, 2020 and 2021 under the terms of the Anglo American
plc LTIP. Subject to the conditions and vesting dates of those
original awards.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 367
GBP 0.00 418
GBP 0.00 264
e) Aggregated information
Aggregated volume 1,049
Price GBP 0.00
f) Date of the transaction 2021-06-16
g) Place of the transaction London Stock Exchange – XLON
Ellie Klonarides
Deputy Company Secretary
18 June 2021
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 18-06-2021 04:00:00
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