GLN - Holding(s) in Company
Glencore plc
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64
Baar, Switzerland
23 August 2019
Holding(s) in Company
Glencore plc received confirmation from Harris Associates L.P. on 22 August 2019 of the
information contained below:
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)
1a. Identity of the issuer or the underlying GLENCORE PLC
issuer of existing shares to which voting
rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Harris Associates L.P.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or 21/08/2019
reached:
6. Date on which issuer notified (DD/MM/YYYY): 22/08/2019
7. Total positions of person(s) subject to the notification obligation:
% of voting rights % of voting rights Total of both in % Total number of
attached to through financial (8.A + 8.B) voting rights of
shares instruments issuer
(total of 8.A) (total of 8.B.1 + 8.B.2)
Resulting situation on 5.00% 5.00% 13,573,717,198
the date on which
threshold was
crossed or reached
Position of previous 4.91% 4.91%
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached:
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares ISIN
code (if Direct Indirect Direct Indirect
possible) (Art 9 of Directive (Art 10 of Directive 2004/109/EC) (Art 9 of (Art 10 of Directive
2004/109/EC) (DTR5.2.1) Directive 2004/109/EC)
(DTR5.1) 2004/109/EC) (DTR5.2.1)
(DTR5.1)
JE00B4T3BW64 679,310,192 5.00%
Ordinary Shares (671,565,554 Ordinary Shares and
3,872,319 Depository Receipt shares
or 679,310,192 Ordinary Shares votes
on a converted basis)
SUBTOTAL 8.A 679,310,192 5.00%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration date Exercise/ Number of voting rights % of voting
financial Conversion that may be acquired if the rights
instrument Period instrument is
exercised/converted
SUBTOTAL
8.B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration date Exercise/ Physical or Number of % of voting
financial Conversion cash voting rights rights
instrument Period settlement
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial instruments X
are effectively held starting with the ultimate controlling natural person or legal entity (please add
additional rows as necessary)
Name % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Harris Associates L.P. 5.00% 5.00%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information:
Place of completion Chicago
Date of completion 22/08/2019
Glencore plc
LEI: 2138002658CPO9NBH955
Sponsor
Absa Bank Limited (acting through its Corporate and Investment Banking Division)
Date: 23/08/2019 10:46:00
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