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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 05/05/2020 10:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible) i

1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are at-                               ANGLO AMERICAN PLC
tached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                       X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:

3. Details of person subject to the notification obligation iv   
Name                                                           PUBLIC INVESTMENT CORPORATION SOC LIM-                                                    
                                                               ITED 
City and country of registered office (if applicable)          PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or                  30/04/2020
reached vi:

6. Date on which issuer notified (DD/MM/YYYY):                 04/05/2020

7. Total positions of person(s) subject to the notification obligation
                                                     % of voting rights
                             % of voting rights      through financial                                          Total number of
                             attached to shares      instruments                     Total of both in %         voting rights of
                             (total of 8. A)         (total of 8.B 1 + 8.B 2)        (8.A + 8.B)                issuer vii          
                                                                                                                                                                                                                            
Resulting situation
on the date on
which threshold was              10.002%                                                10.002%                   1 363 061 293
crossed or reached
                                                                                                               
Position of previous
notification (if                 9.984%                                                 9.984%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

 A: Voting rights attached to shares
 Class/type of          Number of voting rights ix                    % of voting rights
 shares
 ISIN code (if possi-         Direct                Indirect                 Direct                Indirect
 ble)                    (Art 9 of Directive    (Art 10 of Directive     (Art 9 of Directive    (Art 10 of Directive
                           2004/109/EC)           2004/109/EC)             2004/109/EC)           2004/109/EC)
                             (DTR5.1)              (DTR5.2.1)               (DTR5.1)               (DTR5.2.1)
 GB00B1XZS820              136 337 974                                      10.002%

 SUBTOTAL 8. A                        136 337 974                                        10.002%



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                 Number of voting
                        Expira-                                  rights that may be
 Type of financial      tion           Exercise/                 acquired if the instru- 
 instrument             date x         Conversion Period xi      ment is                     % of voting rights
                                                                 exercised/converted.
                                                           
                                                                 
                                        SUBTOTAL 8. B 1              NIL                     NIL

 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
 2004/109/EC (DTR5.3.1.1 (b))
                                    Exercise/        Physical or
 Type of finan-     Expiration      Conversion       cash                 Number of
 cial instrument    date x          Period xi        settlement xii       voting rights      % of voting rights
                                                    
                                            

                                                      SUBTOTAL
                                                      8.B.2                    NIL               NIL
                                                         
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and          X
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entity xiv (please add additional rows as necessary) 
            Name xv            % of voting rights if it        % of voting rights             Total of both if it equals
                               equals or is higher than         through financial in-         or is higher than the
                               the notifiable threshold         struments if it equals or     notifiable threshold
                                                                is higher than the notifi-
                                                                able threshold
PUBLIC INVESTMENT                      10.002%                                                       10.002%
CORPORATION SOC
LIMITED

10. In case of proxy voting, please identify:
Name of the proxy holder                                    N/A
The number and % of voting rights held                      N/A
The date until which the voting rights will be held         N/A

11. Additional informationx vi

Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747

Place of completion       PRETORIA, SOUTH AFRICA
Date of completion        04 May 2020

Clare Davage
Deputy Company Secretary
Anglo American plc
5 May 2020

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock Exchange
and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 05-05-2020 10:00:00
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