TR-1: Standard form for notification of major holdings
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible) i
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are at- ANGLO AMERICAN PLC
tached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name PUBLIC INVESTMENT CORPORATION SOC LIM-
ITED
City and country of registered office (if applicable) PRETORIA, SOUTH AFRICA
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or 30/04/2020
reached vi:
6. Date on which issuer notified (DD/MM/YYYY): 04/05/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total number of
attached to shares instruments Total of both in % voting rights of
(total of 8. A) (total of 8.B 1 + 8.B 2) (8.A + 8.B) issuer vii
Resulting situation
on the date on
which threshold was 10.002% 10.002% 1 363 061 293
crossed or reached
Position of previous
notification (if 9.984% 9.984%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if possi- Direct Indirect Direct Indirect
ble) (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00B1XZS820 136 337 974 10.002%
SUBTOTAL 8. A 136 337 974 10.002%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting
Expira- rights that may be
Type of financial tion Exercise/ acquired if the instru-
instrument date x Conversion Period xi ment is % of voting rights
exercised/converted.
SUBTOTAL 8. B 1 NIL NIL
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of finan- Expiration Conversion cash Number of
cial instrument date x Period xi settlement xii voting rights % of voting rights
SUBTOTAL
8.B.2 NIL NIL
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and X
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entity xiv (please add additional rows as necessary)
Name xv % of voting rights if it % of voting rights Total of both if it equals
equals or is higher than through financial in- or is higher than the
the notifiable threshold struments if it equals or notifiable threshold
is higher than the notifi-
able threshold
PUBLIC INVESTMENT 10.002% 10.002%
CORPORATION SOC
LIMITED
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationx vi
Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747
Place of completion PRETORIA, SOUTH AFRICA
Date of completion 04 May 2020
Clare Davage
Deputy Company Secretary
Anglo American plc
5 May 2020
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock Exchange
and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 05-05-2020 10:00:00
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