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MEDICLINIC INTERNATIONAL PLC - TR-1: Standard form for notification of major holdings

Release Date: 12/08/2022 11:00
Code(s): MEI     PDF:  
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TR-1: Standard form for notification of major holdings

Mediclinic International plc
(Incorporated in England and Wales)
Company Number: 08338604
LSE Share Code: MDC
JSE Share Code: MEI
NSX Share Code: MEP
ISIN: GB00B8HX8Z88
LEI: 2138002S5BSBIZTD5I60
South African income tax number: 9432434182
(‘Mediclinic’, the ‘Company’, or the ‘Group’)

12 August 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details
   ISIN
   GB00B8HX8Z88
   Issuer Name
   MEDICLINIC INTERNATIONAL PLC
   UK or Non-UK Issuer
   UK

2. Reason for Notification
   An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation
   Name
   JPMorgan Chase & Co.
   City of registered office (if applicable)
   Country of registered office (if applicable)
   US

4. Details of the shareholder
   Name                              City of registered office Country of registered office
   J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached
   09-Aug-2022

6. Date on which Issuer notified
   11-Aug-2022

7. Total positions of person(s) subject to the notification obligation
                            % of voting        % of voting rights  Total of both  Total number
                            rights attached    through financial   in % (8.A +    of voting
                            to shares          instruments (total  8.B)           rights held in
                            (total of 8.A)     of 8.B 1 + 8.B 2)                  issuer

     Resulting              5.380501           1.692554            7.073055       52146177
     situation on the
     date on which
     threshold was
     crossed or
     reached

     Position of            8.356489           1.695749            10.052238
     previous
     notification (if
     applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of         Number of direct Number of indirect     % of direct     % of indirect
shares ISIN           voting rights    voting rights          voting rights   voting rights
code(if possible)     (DTR5.1)         (DTR5.2.1)             (DTR5.1)        (DTR5.2.1)

GB00B8HX8Z88                            39667787                              5.380501
Sub Total 8.A
                      39667787                                5.380501%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
                                                        
                                                                                         
Type of financial     Expiration Exercise/conversion   Number of voting rights        % of
instrument            date       period                that may be acquired if the    voting                           
                                                       instrument is                  rights
                                                       exercised/converted                                                                                        
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of      Expiration date   Exercise/conversion  Physical or  Number of        % of voting
financial                      period               cash         voting rights    rights
instrument                                          settlement

Cash-        23/11/2022       23/11/2022            Cash         58635            0.007953
settled
Equity
Swap

Cash-        01/02/2023       01/02/2023            Cash         16152            0.002190
settled
Equity
Swap

Cash-       22/02/2023        22/02/2023            Cash         20437            0.002771
settled
Equity
Swap

Cash-       17/03/2023        17/03/2023            Cash         8252             0.001119
settled
Equity
Swap

Cash-       02/06/2023        02/06/2023            Cash         143409           0.019451
settled
Equity
Swap

Cash-       04/07/2023        04/07/2023            Cash         7125339          0.966479
settled
Equity
Swap

Cash-       12/07/2023        12/07/2023            Cash         12618            0.001710
settled
Equity
Swap

Cash-       09/08/2023        09/08/2023            Cash         759              0.000102
settled
Equity
Swap

Cash-       16/08/2023        16/08/2023            Cash         6600             0.000895
settled
Equity
Swap

Cash-       21/08/2023        21/08/2023            Cash         526              0.000070
settled
Equity
Swap

Cash-       22/08/2023        22/08/2023            Cash         598              0.000081
settled
Equity
Swap

Cash-       06/07/2027        06/07/2027            Cash         309              0.000041
settled
Equity
Swap

Cash-       03/08/2027        03/08/2027            Cash         289              0.000038
settled
Equity
Swap

Cash-       09/07/2029        09/07/2029            Cash         65281            0.008853
settled
Equity
Swap

Cash-       12/02/2024        12/02/2024            Cash         2058             0.000279
settled
Equity
Swap

Cash-       06/09/2023        06/09/2023            Cash         13795            0.001870
settled
Equity
Swap

Cash-       07/09/2023        07/09/2023            Cash         3333             0.000451
settled
Equity
Swap

Cash-       10/08/2023        10/08/2023            Cash         5000000          0.678201
settled
Equity
Swap
Sub Total 8.B2                                                   12478390         1.692554%

9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add
additional rows as necessary)
Ultimate           Name of       % of voting           % of voting rights    Total of both if it
controlling person controlled    rights if it equals   through financial     equals or is higher
                   undertaking   or is higher than     instruments if it     than the notifiable
                                 the notifiable        equals or is higher   threshold
                                 threshold             than the notifiable
                                                       threshold

JPMorgan           J.P. Morgan    4.363401                                    6.055955%
Chase & Co.        Securities plc
 
JPMorgan           JPMorgan
Chase & Co.        Chase Bank,
                   National
                   Association

JPMorgan           J.P. Morgan
Chase & Co.        Equities South
                   Africa
                   Proprietary
                   Limited

JPMorgan           J.P. Morgan
Chase & Co.        Securities LLC

10. In case of proxy voting
    Name of the proxy holder
    The number and % of voting rights held
    The date until which the voting rights will be held

11. Additional Information
    Chain of controlled undertakings:

    JPMorgan Chase & Co.
    JPMorgan Chase Bank, National Association (100%)
    J.P. Morgan International Finance Limited (100%)
    J.P. Morgan Capital Holdings Limited (100%)
    J.P. Morgan Securities plc (100%)

    JPMorgan Chase & Co.
    JPMorgan Chase Bank, National Association (100%)

    JPMorgan Chase & Co.
    JPMorgan Chase Bank, National Association (100%)
    J.P. Morgan International Finance Limited (100%)
    J.P. Morgan Capital Holdings Limited (100%)
    J.P. Morgan Equities South Africa Proprietary Limited (100%)

    JPMorgan Chase & Co.
    JPMorgan Chase Holdings LLC (100%)
    J.P. Morgan Broker-Dealer Holdings Inc. (100%)
    J.P. Morgan Securities LLC (100%)

12. Date of Completion
    11-Aug-2022

13. Place Of Completion
    London

About Mediclinic International plc
Mediclinic is a diversified international private healthcare services group, established in South Africa in
1983, with divisions in Switzerland, Southern Africa (South Africa and Namibia) and the Middle East.

The Group’s core purpose is to enhance the quality of life.

Its vision is to be the partner of choice that people trust for all their healthcare needs.

Mediclinic is focused on providing specialist-orientated, multi-disciplinary services across the continuum
of care in such a way that the Group will be regarded as the most respected and trusted provider of
healthcare services by patients, medical practitioners, funders and regulators of healthcare in each of
its markets.

At 30 June 2022, Mediclinic comprised 74 hospitals, five subacute hospitals, two mental health facilities,
20 day case clinics and 23 outpatient clinics. The Swiss operations included 17 hospitals and four day
case clinics with around 1 900 inpatient beds; Southern Africa operations included 50 hospitals (three
of which in Namibia), five subacute hospitals, two mental health facilities and 14 day case clinics (four
of which operated by Intercare) across South Africa, and around 8 650 inpatient beds; and the Middle
East operated seven hospitals, two day case clinics and 23 outpatient clinics with around 1 000 inpatient
beds in the UAE. In addition, under management contract the Middle East will open a 200-bed hospital
in the Kingdom of Saudi Arabia in 2023.

The Company’s primary listing is on the London Stock Exchange (“LSE”) in the United Kingdom, with
secondary listings on the JSE in South Africa and the Namibian Stock Exchange in Namibia.

Mediclinic also holds a 29.7% interest in Spire Healthcare Group plc, a leading private healthcare group
based in the United Kingdom and listed on the LSE.

For further information, please contact:

Company Secretary, Link Company Matters Limited
Caroline Emmet
+44 (0)333 300 1930

Investor Relations
James Arnold, Head of Investor Relations
ir@mediclinic.com
+44 (0)20 3786 8181

Media queries
FTI Consulting
Ben Atwell/Ciara Martin – United Kingdom
+44 (0)20 3727 1000
Sherryn Schooling – South Africa
+27 (0)21 487 9000

Registered address: 6th Floor, 65 Gresham Street, London, EC2V 7NQ, United Kingdom
Website: www.mediclinic.com
Corporate broker (United Kingdom): Morgan Stanley & Co International plc and UBS Investment
Bank
JSE sponsor (South Africa): Rand Merchant Bank (A division of FirstRand Bank Limited)
NSX sponsor (Namibia): Simonis Storm Securities (Pty) Ltd

Date: 12-08-2022 11:00:00
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