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Notice of change of interests of substantial holder
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
JSE ISIN: AU0000TAWDA9
Share code on the Australian Securities Exchange Limited: TAW
ASX ISIN: AU000000TAW7
(“the Company” or “Tawana”)
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Tawana Resources NL
ACN 085 166 721
ACN/ARSN
1. Details of substantial holder(1)
Name Tribeca Investment Partners Pty Ltd
ACN/ARSN (if applicable) 6430430100
There was a change in the interests of the
substantial holder on 29/06/2018
The previous notice was given to the
company on 21/w2017
The previous notice was dated 19/12/2017
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:
Class of securities (4) Previous notice Present notice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Ordinary 40,636,077 8.06% 51,590,766 9.18%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of change Person whose Nature of change (6) Consideration given Class and number of Person’s votes
in relation to change securities affected affected
relevant interest (7)
changed
Annexure A
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of Registered holder of Person entitled to be Nature of relevant interest (6) Class and Person’s
relevant securities registered as holder (8) votes
number of
interest
securities
Annexure B
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are:
Name Address
Tribeca Investment Partners Pty Ltd Level 23, 1 O’Connell St SYDNEY NSW 2000
Signature
Diana Shang-Knudsen capacity Joint Company Secrtary
print name
sign here
Date 3 July 2018
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
“unknown”.
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is Annexure A of 1 page referred to in form 604 Notice of variation in substantial shareholding.
Date of Person whose Nature of change/ Consideration given in Class and number of Persons votes
Change relevant interest relation to change Securities
changed
29 – Dec - 17 On Market buy AUD 110,976 Ord 238,659 238,659
05 – Jan - 18 On Market sell AUD 177,229 Ord 328,201 328,201
08 – Jan - 18 On Market sell AUD 823 288 Ord 1,450,373 1,450,373
11 – Jan - 18 On Market buy AUD 445,550 Ord 875,000 875,000
15 – Jan - 18 On Market sell AUD 728, 714 Ord 1,312,706 1,312,706
16 – Jan - 18 On Market sell AUD 245,789 Ord 429,251 429,251
24 – Jan - 18 On Market buy AUD 500,000 Ord 1 000 000 1,000,000
31- Jan - 18 On Market buy AUD 38,800 Ord 81,681 81,681
02 – Feb - 18 On Market buy AUD 371,590 Ord 808,372 808,372
05 – Feb - 18 On Market buy AUD 313 398 Ord 724,165 724,165
06 – Feb - 18 On Market buy AUD 187 133 Ord 463,107 463,107
07 – Feb - 18 On Market buy AUD 135 000 Ord 300,000 300,000
Tribeca Investment
14 – Feb - 18 On Market buy AUD 70,414 Ord 153,373 153,373
Partners Pty Ltd
30 – Apr - 18 On Market buy AUD 173,156 Ord 423,674 423,674
02 – May - 18 On Market buy AUD 190,835 Ord 455,562 455,562
03 – May - 18 On Market buy AUD 222,860 Ord 530,999 530,999
30 – May - 18 On Market buy AUS 181,798 Ord 430,902 430,902
31 – May - 18 On Market buy AUD 405,805 Ord 943,290 943,290
08 – Jun - 18 On Market buy AUD 325,982 Ord 678,069 678,069
14 – Jun - 18 On Market buy AUD 1,094,346 Ord 2,998,209 2,998,209
18 – Jun - 18 On Market buy AUD 17,465 Ord 44,782 44,782
19 – Jun - 18 On Market buy AUD 13,315 Ord 33,709 33,709
27 – Jun - 18 On Market buy AUD 433,510 Ord 1,100,000 1,100,000
28 – Jun - 18 On Market buy AUD 447,260 Ord 1,100,000 1,100,000
29 – Jun -18 On Market buy AUD 419,799 Ord 1,001,667 1,001,667
This Annexure B of 1 page referred to in form 604 Notice of variation in substantial shareholding
03-July-2018
Authotised signatory Date
Diana Shan-Knudsen
Tawana Resource NL
Holder of Registered Holder of securities Person Nature of Relevant Class an number of securities Person’s
Relevant entitled to Interest votes
Interest be
registered
as holder
Tribeca Citycorp Nominees Pty Ltd Power to control the Ord 25,853.816 25,853.816
Investment exercise of a right to
Partners Pty UBS Nominees Pty Ltd vote attached to Ord 25,708,950 25,708,950
Ltd securities and/or
One Funds Management Ltd power to dispose of Ord 28,000 28,000
securities as
investment manager
03 July 2018
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 03/07/2018 09:57:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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