TR-1: Standard form for notification of major holdings
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)(i)
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached(ii): ANGLO AMERICAN PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii: Change in delta-adjusted holdings for cash-settled financial instruments
3. Details of person subject to the notification obligationiv
Name Deutsche Bank AG
City and country of registered office (if applicable) Frankfurt, Germany
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi: 07/06/2018
6. Date on which issuer notified (DD/MM/YYYY): 12/06/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- through financial in-
tached to shares (total struments Total of both in % Total number of vot-
of 8. A) (total of 8.B 1 + 8.B 2) (8.A + 8.B) ing rights of issuer(vii)
Resulting situation Below Notifiable Below Notifiable Below Notifiable
on the date on which Threshold Threshold Threshold 1,404,769,279
threshold was
crossed or reached
Position of previous
notification (if
applicable) 1.66% 4.18% 5.84%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Number of voting rights(ix) % of voting rights
Indirect Indirect
Class/type of Direct (Art 10 of Directive Direct (Art 10 of Directive
shares (Art 9 of Directive 2004/109/EC) (Art 9 of Directive 2004/109/EC)
ISIN code (if possible) 2004/109/EC) (DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
GB00B1XZS820 Below Notifiable Below Notifiable Below Notifiable Below Notifiable
Threshold Threshold Threshold Threshold
SUBTOTAL 8. A Below Notifiable Threshold Below Notifiable Threshold
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
that may be acquired if
Type of financial in- Expiration Exercise/ the instrument is
strument date(x) Conversion Period(xi) exercised/converted. % of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Conversion Pe- cash Number of
instrument date(x) riod(xi) settlement(xii) voting rights % of voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(xiv)
(please add additional rows as necessary)
% of voting rights
% of voting rights if through financial instru- Total of both if it
it equals or is higher ments if it equals or is equals or is higher
than the notifiable higher than the notifiable than the notifiable
Name(xv) threshold threshold threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion London
Date of completion 12/06/2018
Clare Davage
Deputy Company Secretary
Anglo American plc
13 June 2018
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange,
the Namibia Stock Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 13/06/2018 04:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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