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DRA Global Limited - Notices of Initial Substantial Holder
DRA Global Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
ACN 622 581 935
ASX / JSE Share Code: DRA
ISIN: AU0000155814
("DRA" or "the Company")
JSE Sponsor: Pallidus Capital Proprietary Limited
JSE ANNOUNCEMENT
12 July 2021
NOTICES OF INITIAL SUBSTANTIAL HOLDER
DRA Global Limited (ASX / JSE: DRA) (‘DRA’ or ‘the Company’) releases Notices of Initial Substantial Holder
received from the following shareholders.
• Mponjwane Investments Proprietary Limited.
• Leon and Stella Uys (Lion Steps Pty Ltd).
- ENDS -
For further information, please contact:
Investor queries: Media enquiries:
Haydn von Maltitz Cameron Gilenko
Head of Corporate Affairs – DRA Global Citadel-MAGNUS
Ph: +61 8 6163 5939 M: +61 466 984 953
shareholders@draglobal.com cgilenko@citadelmagnus.com
About DRA Global Limited
DRA Global Limited (ASX: DRA | JSE: DRA) (DRA or the Company) is a multi-disciplinary engineering, project management and
operations management group predominantly focused on the mining and minerals resources sector. DRA has an extensive global track
record, spanning more than three decades and more than 7,500 studies and projects as well as operations and maintenance solutions
across a wide range of commodities.
DRA has expertise in mining, minerals and metals processing and related non-process infrastructure including ESG, water and energy
solutions for the mining industry. DRA delivers advisory, engineering and project delivery services throughout the capital project lifecycle
from concept though to operational readiness and commissioning as well as ongoing operations, maintenance and shutdown services.
DRA, headquartered in Perth, Australia, services its global customer base through 20 offices across Asia-Pacific, North and South
America, Europe, Middle East and Africa.
Physical Level 8, 256 Adelaide Terrace / Perth WA 6000 / Australia // Postal PO Box 3130 / East Perth WA 6892 / Australia
Telephone +61 (0)8 6163 5900 // info@draglobal.com // ACN 622 581 935 // ASX: DRA / JSE:DRA
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme DRA Global Limited
ACN/ARSN 622 581 935
1. Details of substantial holder (1)
Name Mponjwane Investments Proprietary Limited
ACN/ARSN (if applicable) N/A
The holder became a substantial holder on 09/07/2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder
or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Fully paid ordinary shares 3,913,423 3,913,423 7.22%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Mponjwane Investments Proprietary Registered holder under s 608(1)(a) of
Limited the Corporations Act 2001 (Cth) 3,913,423 fully paid ordinary shares
Relevant interest under s 608(3)(a)
and/or s 608(3)(b) of the Corporations
The Lilla Howe Trust Act 2001 (Cth), being a relevant interest
(Registration number: IT 8283/95) held through a body corporate (the 3,913,423 fully paid ordinary shares
holder named above) in which its voting
power is more than 20% or
which it controls.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number
interest securities registered as holder (8) of securities
Mponjwane Investments Mponjwane Investments 3,913,423 fully paid
Proprietary Limited Proprietary Limited N/A ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
Holder of relevant Class and number
interest Date of acquisition Consideration (9) of securities
Cash Non-cash
N/A N/A N/A N/A
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Brian William Dowding (RSA ID No. 470731 5046 082) Trustee of The Lilla Howe Trust/Director of Mponjwane Investments
Susan Dowding (RSA ID No. 490605 0024 086) Trustee of The Lilla Howe Trust
Catherine Elaine Clarke (RSA ID No. 7908100131 082) Trustee of The Lilla Howe Trust
Olivier-Alain Barbeau (RSA ID No. 730829 5162 085) Trustee of The Lilla Howe Trust
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Mponjwane Investments Proprietary Limited C/O PO BOX 3094, Houghton, South Africa
The Lilla Howe Trust C/O PO BOX 3094, Houghton, South Africa
Brian William Dowding (470731 5046 082) 94 Marr Lane Belvidere, Knysna South Africa
Susan Dowding (4906050024086) 94 Marr Lane Belvidere, Knysna South Africa
Catherine Elaine Clarke (7908100131 082) 8 De Wet Street, Brandwacht, Stellenbosch, 7600
Olivier-Alain Barbeau (730829 5162 085) C/O PO BOX 3094, Houghton, South Africa
Signature
print name Olivier-Alain Barbeau capacity Power of Attorney
sign here date 09/07/2021
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a
relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”
(9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
are not paid directly to the person from whom the relevant interest was acquired.
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme DRA Global Limited
ACN/ARSN 622 581 935
1. Details of substantial holder (1)
Name Leon and Stella Uys
ACN/ARSN (if applicable) N/A
The holder became a substantial holder on 09/07/2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder
or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Fully paid ordinary shares 4,123,340 4,123,340 7.6%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Lion Steps Pty Ltd as trustee for The Registered holder under s 608(1)(a) of 4,123,340 fully paid ordinary shares
L&S Family Trust the Corporations Act 2001 (Cth)
Leon Uys and Stella Uys As the trustees of The L&S Family Trust and 4,123,340 fully paid ordinary shares
the directors of Lion Steps Pty Ltd
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number
interest securities registered as holder (8) of securities
As above Lion Steps Pty Ltd N/A 4,123,340 fully paid
ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
Holder of relevant Date of acquisition Consideration (9) Class and number
interest Cash Non-cash of securities
N/A N/A N/A N/A
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A N/A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Lion Steps Pty Ltd 5 The Topaz Lincoln Street, Khyber Rock, Woodmead, Johannesburg, South Africa
Leon and Stella Uys 5 The Topaz Lincoln Street, Khyber Rock, Woodmead, Johannesburg, South Africa
Signature
print name Leon Johan Uys capacity Director
sign here date 09/07/2021
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a
relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”
(9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
are not paid directly to the person from whom the relevant interest was acquired.
Date: 12-07-2021 08:30:00
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