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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 18/08/2020 12:30
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                        HAMMERSON plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights

 An acquisition or disposal of financial instruments                                                     X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                    The Goldman Sachs Group, Inc.
                                                         Corporation Trust Center, 1209 Orange Street,
 City and country of registered office (if applicable)
                                                         Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v

Name                                                               Goldman Sachs International

City and country of registered office (if applicable)              Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

5. Date on which the threshold was crossed or
                                                                   13/08/2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                     17/08/2020

7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights
                         % of voting rights at-                                                               Total number of
                                                     through financial instru-        Total of both in %
                         tached to shares (to-                                                                voting rights of is-
                                                                ments                    (8.A + 8.B)
                              tal of 8. A)                                                                    suervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                 0.59%                       10.27%                        10.86%                  766,293,613
threshold was
crossed or reached
Position of previous
notification (if                 1.03%                        9.87%                        10.90%
applicable)


       8. Notified details of the resulting situation on the date on which the threshold was crossed or
       reachedviii
       A: Voting rights attached to shares
       Class/type of                Number of voting rightsix                          % of voting rights
       shares
       ISIN code (if possible)             Direct                  Indirect                      Direct                    Indirect
                                      (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                                        2004/109/EC)             2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                           (DTR5.1)                (DTR5.2.1)                                              (DTR5.2.1)

       GB0004065016                                               4,495,354                                                 0.59%
SUBTOTAL 8. A                            4,495,354                                    0.59%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                 Number of voting rights
                            Expira-
Type of financial instru-             Exercise/                  that may be acquired if
                            tion                                                           % of voting rights
ment                                  Conversion Periodxi        the instrument is
                            datex
                                                                 exercised/converted.
Securities Lending          Open                                        11,659,659               1.52%




                                      SUBTOTAL 8. B 1                   11,659,659               1.52%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                      Exercise/         Physical or
Type of financial     Expiration                                           Number of
                                      Conversion Pe-    cash                               % of voting rights
instrument            datex                                                voting rights
                                      riod xi           settlementxii
Refer to the annex-
ure




                                                        SUBTOTAL
                                                                             67,045,829          8.75%
                                                        8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                           10.20%                           10.77%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder                                     N/A

The number and % of voting rights held                       N/A

The date until which the voting rights will be held          N/A




11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of
a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com



Place of completion         London

Date of completion          17/08/2020

For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

18 August 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited


                                                                              Annexure
        B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
          Type of financial instru-                             Exercise/Conversion        Physical or cash set-     Number of voting
                                         Expiration datex                                                                               % of voting rights
                    ment                                              periodxi                   tlementxii               rights
                                           11/03/2025                                                                                         0.80%
        Swap                                                                           Cash                     6,123,268
                                           25/03/2025                                                                                         0.54%
        Swap                                                                           Cash                     4,146,167
                                           03/12/2021                                                                                         0.52%
        CFD                                                                            Cash                     3,962,614
                                           29/04/2030                                                                                         0.46%
        CFD                                                                            Cash                     3,526,361
                                           23/04/2030                                                                                         0.33%
        CFD                                                                            Cash                     2,502,920
                                           23/04/2030                                                                                         0.33%
        CFD                                                                            Cash                     2,502,920
                                           09/08/2029                                                                                         0.32%
        CFD                                                                            Cash                     2,440,230
                                           09/07/2021                                                                                         0.27%
        CFD                                                                            Cash                     2,064,937
                                           04/02/2030                                                                                         0.24%
        CFD                                                                            Cash                     1,862,313
                                           24/04/2030                                                                                         0.23%
        CFD                                                                            Cash                     1,777,551
                                           29/04/2030                                                                                         0.23%
        CFD                                                                            Cash                     1,771,726
                                           09/07/2021                                                                                         0.22%
        CFD                                                                            Cash                     1,684,601
                                           04/02/2030                                                                                         0.22%
        CFD                                                                            Cash                     1,678,361
      07/05/2030                      0.21%
CFD                Cash   1,626,569
      07/05/2030                      0.20%
CFD                Cash   1,562,847
      03/12/2021                      0.20%
CFD                Cash   1,510,217
      29/04/2030                      0.20%
CFD                Cash   1,501,752
      29/04/2030                      0.18%
CFD                Cash   1,341,224
      30/04/2030                      0.17%
CFD                Cash   1,327,802
      29/04/2030                      0.16%
CFD                Cash   1,201,402
      07/05/2030                      0.15%
CFD                Cash   1,183,909
      24/04/2030                      0.14%
CFD                Cash   1,072,207
      07/05/2030                      0.14%
CFD                Cash   1,055,004
      23/04/2030                      0.14%
CFD                Cash   1,035,777
      23/04/2030                      0.13%
CFD                Cash   1,002,353
      23/04/2030                      0.13%
CFD                Cash   1,001,168
      23/04/2030                      0.13%
CFD                Cash   1,001,168
      29/04/2030                      0.13%
CFD                Cash   1,001,168
      23/04/2030                      0.12%
CFD                Cash   952,140
      19/03/2030                      0.12%
CFD                Cash   947,799
      23/04/2030                      0.12%
CFD                Cash   921,058
       07/05/2030                    0.11%
CFD                 Cash   867,292
       29/04/2030                    0.11%
CFD                 Cash   863,631
       04/02/2030                    0.10%
CFD                 Cash   740,952
       11/07/2029                    0.08%
CFD                 Cash   612,075
       01/04/2025                    0.07%
Swap                Cash   559,775
       29/04/2030                    0.07%
CFD                 Cash   530,960
       06/08/2025                    0.06%
CFD                 Cash   423,125
       21/05/2030                    0.05%
CFD                 Cash   373,162
       11/11/2020                    0.05%
Swap                Cash   364,857
       24/04/2030                    0.04%
CFD                 Cash   317,178
       01/05/2030                    0.04%
CFD                 Cash   310,050
       05/08/2025                    0.04%
CFD                 Cash   309,197
       13/11/2020                    0.04%
Swap                Cash   282,770
       23/04/2030                    0.03%
CFD                 Cash   250,292
       11/03/2025                    0.03%
Swap                Cash   227,306
       01/05/2030                    0.03%
CFD                 Cash   214,250
       17/06/2030                    0.03%
CFD                 Cash   207,322
       29/04/2030                    0.03%
CFD                 Cash   205,447
       23/04/2030                    0.02%
CFD                 Cash   155,913
       05/06/2030                    0.02%
Swap                Cash   142,041
       11/08/2025                    0.02%
CFD                 Cash   129,863
       23/04/2030                    0.02%
CFD                 Cash   126,888
       06/08/2025                    0.02%
CFD                 Cash   124,255
       08/01/2030                    0.02%
CFD                 Cash   122,552
       19/03/2030                    0.02%
CFD                 Cash   117,641
       08/01/2030                    0.01%
CFD                 Cash   113,220
       05/08/2025                    0.01%
CFD                 Cash   90,799
       10/01/2022                    0.01%
CFD                 Cash   80,893
       10/01/2022                    0.01%
CFD                 Cash   78,834
       07/08/2025                    0.01%
CFD                 Cash   71,846
       10/01/2022                    0.01%
CFD                 Cash   70,767
       31/10/2029                    0.01%
CFD                 Cash   61,545
       12/03/2030                    0.01%
CFD                 Cash   59,544
       16/07/2029                    0.01%
CFD                 Cash   54,661
       23/04/2030                    0.01%
CFD                 Cash   49,516
       19/05/2025                    0.01%
CFD                 Cash   47,135
       13/08/2030                   0.01%
CFD                 Cash   45,953
       18/03/2030                   0.01%
CFD                 Cash   42,498
       19/03/2030                   0.01%
CFD                 Cash   41,946
       24/04/2030                   0.01%
CFD                 Cash   40,787
       11/08/2025                   0.005%
CFD                 Cash   38,136
       03/12/2020                   0.003%
Swap                Cash   23,145
       19/05/2025                   0.003%
CFD                 Cash   22,564
       07/08/2025                   0.003%
CFD                 Cash   21,098
       19/05/2025                   0.002%
CFD                 Cash   14,584
       21/05/2025                   0.002%
CFD                 Cash   13,909
       23/04/2030                   0.002%
CFD                 Cash   12,605
       17/07/2024                   0.002%
CFD                 Cash   12,436
       10/01/2022                   0.002%
CFD                 Cash   11,495
       10/01/2022                   0.001%
CFD                 Cash   11,203
       10/01/2022                   0.001%
CFD                 Cash   10,151
       10/01/2022                   0.001%
CFD                 Cash   10,056
       10/12/2024                   0.001%
CFD                 Cash   7,394
       19/05/2025                   0.001%
CFD                 Cash   6,957
                                         16/10/2020                                                                                                         0.001%
Swap                                                                                        Cash                        5,423
                                         21/05/2025                                                                                                         0.001%
CFD                                                                                         Cash                        4,303
                                         10/01/2022                                                                                                         0.0002%
CFD                                                                                         Cash                        1,442
                                         14/01/2021                                                                                                         0.0001%
Swap                                                                                        Cash                        503
                                         10/01/2022                                                                                                       0.000007%
CFD                                                                                         Cash                        52
                                         10/01/2022                                                                                                       0.000007%
CFD                                                                                         Cash                        51
                                         10/01/2022                                                                                                       0.000006%
CFD                                                                                         Cash                        46
                                         10/01/2022                                                                                                       0.000001%
CFD                                                                                         Cash                        7

                            Total Number of voting rights and percentage of voting rights                                               67,045,829           8.75%


       Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Date: 18-08-2020 12:30:00
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