Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Hammerson PLC
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name The Goldman Sachs Group, Inc.
Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name Goldman Sachs International
City and country of registered office (if applicable) Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK
5. Date on which the threshold was crossed or
16/03/2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 18/03/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
1.47% 4.28% 5.75% 766,293,613
threshold was
crossed or reached
Position of previous
notification (if 1.70% 4.37% 6.07%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
GB0004065016 11,301,811 1.47%
SUBTOTAL 8. A 11,301,811 1.47%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Expira-
Type of financial instru- Exercise/ that may be acquired if
tion % of voting rights
ment Conversion Periodxi the instrument is
datex
exercised/converted.
Securities Lending Open 671,732 0.09%
SUBTOTAL 8. B 1 671,732 0.09%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Expira- Exercise/ Physical or
Type of financial in- Number of
tion Conversion Pe- cash % of voting rights
strument voting rights
datex riod xi settlementxii
Refer to the annexure
SUBTOTAL
32,113,504 4.19%
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
4.25% 5.69%
International
The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs
Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset
Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Please note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of
a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
Place of completion London
Date of completion 18/03/2020
For further information contact:
Verity Cox
Senior Assistant Company Secretary
Tel: +44 (0)20 7887 1000
19 March 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward
listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exer-
Type of finan- Physical or
Expiration cise/Con- Number of voting % of vot-
cial instru- cash settle-
datex version rights ing rights
ment mentxii
periodxi
Swap 13/03/2025 Cash 0.62%
4,731,289
CFD 07/12/2021 Cash 0.42%
3,251,875
CFD 17/07/2020 Cash 0.27%
2,105,010
CFD 13/08/2029 Cash 0.21%
1,594,888
CFD 06/02/2030 Cash 0.16%
1,259,881
CFD 06/02/2030 Cash 0.16%
1,244,902
CFD 02/11/2029 Cash 0.12%
939,073
CFD 06/12/2022 Cash 0.10%
767,948
CFD 07/12/2021 Cash 0.09%
656,528
CFD 07/03/2030 Cash 0.08%
630,981
CFD 06/02/2030 Cash 0.07%
557,674
CFD 30/01/2030 Cash 0.06%
439,005
CFD 11/02/2030 Cash 0.05%
408,568
CFD 07/03/2030 Cash 0.05%
400,378
CFD 13/07/2029 Cash 0.05%
362,787
CFD 30/01/2030 Cash 0.05%
357,284
CFD 06/01/2021 Cash 0.05%
350,207
CFD 11/02/2030 Cash 0.05%
349,376
CFD 06/01/2021 Cash 0.04%
328,988
Swap 13/05/2020 Cash 0.04%
310,666
Swap 03/04/2020 Cash 0.04%
307,778
Swap 17/11/2020 Cash 0.04%
282,771
CFD 31/01/2030 Cash 0.04%
279,798
CFD 07/11/2029 Cash 0.03%
262,422
CFD 06/01/2021 Cash 0.03%
249,908
CFD 25/08/2021 Cash 0.03%
248,258
CFD 12/07/2021 Cash 0.03%
247,434
CFD 12/07/2021 Cash 0.03%
244,663
CFD 25/08/2021 Cash 0.03%
243,498
CFD 07/11/2029 Cash 0.03%
240,815
CFD 07/01/2021 Cash 0.03%
234,322
CFD 08/02/2030 Cash 0.03%
226,983
CFD 08/02/2030 Cash 0.03%
226,983
CFD 07/01/2021 Cash 0.03%
220,071
CFD 08/03/2030 Cash 0.03%
218,600
CFD 19/01/2021 Cash 0.03%
198,141
CFD 08/02/2030 Cash 0.03%
194,098
CFD 08/02/2030 Cash 0.03%
194,098
CFD 19/01/2021 Cash 0.02%
185,698
CFD 12/07/2021 Cash 0.02%
184,215
CFD 31/01/2030 Cash 0.02%
182,399
CFD 25/08/2021 Cash 0.02%
179,429
CFD 27/02/2030 Cash 0.02%
171,205
CFD 07/01/2021 Cash 0.02%
167,430
CFD 30/01/2030 Cash 0.02%
152,646
CFD 19/01/2021 Cash 0.02%
149,858
CFD 13/02/2030 Cash 0.02%
144,101
CFD 31/01/2030 Cash 0.02%
143,364
CFD 11/02/2030 Cash 0.02%
142,063
CFD 31/01/2030 Cash 0.02%
131,031
CFD 13/02/2030 Cash 0.02%
123,224
CFD 31/01/2030 Cash 0.02%
121,884
CFD 25/08/2021 Cash 0.02%
118,451
CFD 25/08/2021 Cash 0.02%
116,179
CFD 10/01/2030 Cash 0.01%
113,089
CFD 10/01/2030 Cash 0.01%
112,835
CFD 31/01/2030 Cash 0.01%
109,986
CFD 30/01/2030 Cash 0.01%
109,752
Swap 13/03/2025 Cash 0.01%
104,989
CFD 30/01/2030 Cash 0.01%
102,089
CFD 13/03/2030 Cash 0.01%
100,002
CFD 07/03/2030 Cash 0.01%
99,571
CFD 23/02/2023 Cash 0.01%
93,454
CFD 13/03/2030 Cash 0.01%
93,002
CFD 09/07/2021 Cash 0.01%
88,903
CFD 09/07/2021 Cash 0.01%
88,408
CFD 25/08/2021 Cash 0.01%
85,610
CFD 16/07/2021 Cash 0.01%
85,511
CFD 16/07/2021 Cash 0.01%
84,121
CFD 02/11/2029 Cash 0.01%
81,128
CFD 08/02/2030 Cash 0.01%
78,924
CFD 08/02/2030 Cash 0.01%
78,924
CFD 16/07/2021 Cash 0.01%
76,965
CFD 31/10/2029 Cash 0.01%
75,547
CFD 09/07/2021 Cash 0.01%
72,097
CFD 07/01/2021 Cash 0.01%
70,451
CFD 07/01/2021 Cash 0.01%
66,166
CFD 06/01/2021 Cash 0.01%
65,509
CFD 12/07/2021 Cash 0.01%
60,590
CFD 31/01/2030 Cash 0.01%
59,907
CFD 07/07/2021 Cash 0.01%
55,194
CFD 17/03/2025 Cash 0.01%
52,274
CFD 27/02/2030 Cash 0.01%
51,637
CFD 25/08/2021 Cash 0.01%
50,458
CFD 07/01/2021 Cash 0.01%
50,339
CFD 13/02/2030 Cash 0.01%
50,105
CFD 13/03/2030 Cash 0.01%
50,001
CFD 20/03/2030 Cash 0.01%
50,000
CFD 07/07/2021 Cash 0.01%
48,189
CFD 24/09/2029 Cash 0.01%
46,988
CFD 13/03/2030 Cash 0.01%
46,501
CFD 20/03/2030 Cash 0.01%
46,500
CFD 07/07/2021 Cash 0.01%
46,411
CFD 31/01/2030 Cash 0.01%
45,560
CFD 01/03/2030 Cash 0.01%
45,000
CFD 27/02/2023 Cash 0.01%
43,636
CFD 07/01/2021 Cash 0.01%
43,378
CFD 16/07/2021 Cash 0.01%
42,533
CFD 30/11/2029 Cash 0.01%
42,096
CFD 16/07/2021 Cash 0.01%
41,841
CFD 12/07/2021 Cash 0.01%
39,520
CFD 19/07/2024 Cash 0.01%
39,466
CFD 12/07/2021 Cash 0.01%
39,077
CFD 16/07/2021 Cash 0.005%
38,281
CFD 30/01/2030 Cash 0.005%
38,161
CFD 17/03/2025 Cash 0.005%
37,078
CFD 19/01/2021 Cash 0.005%
35,068
CFD 07/03/2030 Cash 0.004%
34,385
CFD 06/08/2029 Cash 0.004%
33,387
Swap 04/03/2030 Cash 0.004%
31,575
CFD 31/01/2030 Cash 0.004%
30,730
CFD 06/07/2022 Cash 0.004%
30,709
CFD 31/01/2030 Cash 0.004%
30,695
CFD 12/07/2021 Cash 0.004%
29,423
CFD 18/07/2029 Cash 0.004%
28,270
CFD 07/07/2021 Cash 0.004%
27,779
CFD 23/03/2029 Cash 0.004%
27,736
CFD 31/10/2029 Cash 0.003%
25,302
CFD 09/07/2021 Cash 0.003%
24,875
CFD 14/07/2021 Cash 0.003%
24,525
CFD 07/07/2021 Cash 0.003%
24,253
CFD 25/08/2021 Cash 0.003%
24,074
CFD 14/07/2021 Cash 0.003%
23,994
CFD 07/07/2021 Cash 0.003%
23,360
Swap 07/12/2020 Cash 0.003%
23,145
CFD 07/03/2030 Cash 0.003%
22,623
CFD 12/07/2021 Cash 0.003%
21,899
CFD 12/07/2021 Cash 0.003%
21,653
CFD 14/07/2021 Cash 0.003%
20,326
CFD 31/01/2030 Cash 0.002%
17,907
CFD 12/12/2024 Cash 0.002%
16,907
CFD 12/07/2021 Cash 0.002%
16,303
Swap 20/04/2020 Cash 0.002%
15,688
CFD 08/04/2021 Cash 0.002%
14,961
CFD 31/10/2029 Cash 0.002%
13,656
CFD 07/01/2021 Cash 0.002%
13,042
CFD 25/08/2021 Cash 0.002%
11,709
CFD 25/08/2021 Cash 0.001%
11,484
CFD 31/10/2029 Cash 0.001%
10,896
CFD 12/03/2025 Cash 0.001%
10,499
CFD 17/03/2025 Cash 0.001%
9,748
CFD 27/02/2023 Cash 0.001%
9,746
CFD 12/07/2021 Cash 0.001%
9,678
Swap 27/02/2023 Cash 0.001%
9,016
CFD 25/08/2021 Cash 0.001%
8,462
CFD 27/02/2023 Cash 0.001%
7,848
CFD 14/07/2021 Cash 0.001%
7,536
CFD 14/03/2030 Cash 0.001%
6,393
CFD 29/11/2029 Cash 0.001%
6,331
CFD 12/07/2021 Cash 0.001%
5,362
CFD 27/02/2023 Cash 0.001%
5,020
Swap 13/05/2020 Cash 0.001%
4,588
CFD 09/07/2021 Cash 0.001%
4,547
CFD 09/07/2021 Cash 0.001%
4,522
CFD 19/01/2021 Cash 0.001%
3,967
CFD 19/01/2021 Cash 0.0005%
3,718
CFD 09/07/2021 Cash 0.0005%
3,687
CFD 19/01/2021 Cash 0.0004%
3,001
CFD 25/08/2021 Cash 0.0003%
2,380
CFD 27/02/2023 Cash 0.0002%
1,306
CFD 09/07/2021 Cash 0.0002%
1,272
CFD 19/01/2021 Cash 0.0001%
702
CFD 07/07/2021 Cash 0.0001%
612
Swap 18/01/2021 Cash 0.0001%
503
CFD 14/07/2021 Cash 0.0001%
490
CFD 14/07/2021 Cash 0.0001%
480
CFD 14/07/2021 Cash 0.0001%
406
CFD 07/07/2021 Cash 0.00004%
308
CFD 14/07/2021 Cash 0.00002%
151
CFD 14/03/2030 Cash 0.000001%
9
CFD 14/03/2030 Cash 0.000001%
4
0.0000002
CFD 14/03/2030 Cash
2 %
Total Number of voting rights and percentage of voting
32,113,504 4.19%
rights
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal
places therefore there is a possibility of a rounding error.
Date: 19-03-2020 11:30:00
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