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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 19/03/2020 11:30
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                Hammerson PLC
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                         X

 An acquisition or disposal of financial instruments                                                                 X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                           The Goldman Sachs Group, Inc.
                                                                Corporation Trust Center, 1209 Orange Street,
 City and country of registered office (if applicable)
                                                                Wilmington DE 19801, USA
 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                           Goldman Sachs International

 City and country of registered office (if applicable)          Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

 5. Date on which the threshold was crossed or
                                                                16/03/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                 18/03/2020

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                    Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                     voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                         suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 1.47%                      4.28%                   5.75%              766,293,613
 threshold was
 crossed or reached
  Position of previous
  notification (if                    1.70%                      4.37%                        6.07%
  applicable)



8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of                 Number of voting rightsix                         % of voting rights
shares
ISIN code (if possible)               Direct                 Indirect                    Direct                   Indirect
                               (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                                 2004/109/EC)            2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                    (DTR5.1)               (DTR5.2.1)                                             (DTR5.2.1)

GB0004065016                                             11,301,811                                                1.47%



SUBTOTAL 8. A                                   11,301,811                                            1.47%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
                              Expira-
Type of financial instru-                  Exercise/                          that may be acquired if
                              tion                                                                         % of voting rights
ment                                       Conversion Periodxi                the instrument is
                              datex
                                                                              exercised/converted.
Securities Lending            Open                                                    671,732                      0.09%




                                           SUBTOTAL 8. B 1                            671,732                      0.09%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                            Expira-        Exercise/              Physical or
Type of financial in-                                                                   Number of
                            tion           Conversion Pe-         cash                                     % of voting rights
strument                                                                                voting rights
                            datex          riod xi                settlementxii
Refer to the annexure




                                                                  SUBTOTAL
                                                                                           32,113,504              4.19%
                                                                  8.B.2


  9. Information in relation to the person subject to the notification obligation (please mark the
  applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                            4.25%                           5.69%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.




10. In case of proxy voting, please identify:
Name of the proxy holder                                         N/A

The number and % of voting rights held                           N/A

The date until which the voting rights will be held              N/A




11. Additional informationxvi
Please note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of
a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com




Place of completion          London
Date of completion        18/03/2020


For further information contact:

Verity Cox
Senior Assistant Company Secretary
Tel: +44 (0)20 7887 1000

19 March 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward
listing on the Johannesburg Stock Exchange.

Sponsor:
Investec Bank Limited



                                                  Annexure
      B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
      2004/109/EC (DTR5.3.1.1 (b))
                                          Exer-
      Type of finan-                                Physical or
                          Expiration   cise/Con-                     Number of voting          % of vot-
        cial instru-                                cash settle-
                            datex       version                             rights             ing rights
           ment                                       mentxii
                                        periodxi
           Swap         13/03/2025                       Cash                                    0.62%
                                                                           4,731,289
           CFD          07/12/2021                       Cash                                    0.42%
                                                                           3,251,875
           CFD          17/07/2020                       Cash                                    0.27%
                                                                           2,105,010
           CFD          13/08/2029                       Cash                                    0.21%
                                                                           1,594,888
           CFD          06/02/2030                       Cash                                    0.16%
                                                                           1,259,881
           CFD          06/02/2030                       Cash                                    0.16%
                                                                           1,244,902
           CFD          02/11/2029                       Cash                                    0.12%
                                                                            939,073
           CFD          06/12/2022                       Cash                                    0.10%
                                                                            767,948
           CFD          07/12/2021                       Cash                                    0.09%
                                                                            656,528
           CFD          07/03/2030                       Cash                                    0.08%
                                                                            630,981
           CFD          06/02/2030                       Cash                                    0.07%
                                                                            557,674
           CFD          30/01/2030                       Cash                                    0.06%
                                                                            439,005
           CFD          11/02/2030                       Cash                                    0.05%
                                                                            408,568
           CFD          07/03/2030                       Cash                                    0.05%
                                                                            400,378
CFD    13/07/2029   Cash             0.05%
                           362,787
CFD    30/01/2030   Cash             0.05%
                           357,284
CFD    06/01/2021   Cash             0.05%
                           350,207
CFD    11/02/2030   Cash             0.05%
                           349,376
CFD    06/01/2021   Cash             0.04%
                           328,988
Swap   13/05/2020   Cash             0.04%
                           310,666
Swap   03/04/2020   Cash             0.04%
                           307,778
Swap   17/11/2020   Cash             0.04%
                           282,771
CFD    31/01/2030   Cash             0.04%
                           279,798
CFD    07/11/2029   Cash             0.03%
                           262,422
CFD    06/01/2021   Cash             0.03%
                           249,908
CFD    25/08/2021   Cash             0.03%
                           248,258
CFD    12/07/2021   Cash             0.03%
                           247,434
CFD    12/07/2021   Cash             0.03%
                           244,663
CFD    25/08/2021   Cash             0.03%
                           243,498
CFD    07/11/2029   Cash             0.03%
                           240,815
CFD    07/01/2021   Cash             0.03%
                           234,322
CFD    08/02/2030   Cash             0.03%
                           226,983
CFD    08/02/2030   Cash             0.03%
                           226,983
CFD    07/01/2021   Cash             0.03%
                           220,071
CFD    08/03/2030   Cash             0.03%
                           218,600
CFD    19/01/2021   Cash             0.03%
                           198,141
CFD    08/02/2030   Cash             0.03%
                           194,098
CFD    08/02/2030   Cash             0.03%
                           194,098
CFD    19/01/2021   Cash             0.02%
                           185,698
CFD    12/07/2021   Cash             0.02%
                           184,215
CFD    31/01/2030   Cash             0.02%
                           182,399
CFD    25/08/2021   Cash             0.02%
                           179,429
CFD    27/02/2030   Cash             0.02%
                           171,205
CFD    07/01/2021   Cash             0.02%
                           167,430
CFD    30/01/2030   Cash             0.02%
                           152,646
CFD    19/01/2021   Cash             0.02%
                           149,858
CFD    13/02/2030   Cash             0.02%
                           144,101
CFD    31/01/2030   Cash             0.02%
                           143,364
CFD    11/02/2030   Cash             0.02%
                           142,063
CFD    31/01/2030   Cash             0.02%
                           131,031
CFD    13/02/2030   Cash             0.02%
                           123,224
CFD    31/01/2030   Cash             0.02%
                           121,884
CFD    25/08/2021   Cash             0.02%
                           118,451
CFD    25/08/2021   Cash             0.02%
                           116,179
CFD    10/01/2030   Cash             0.01%
                           113,089
CFD    10/01/2030   Cash             0.01%
                           112,835
CFD    31/01/2030   Cash             0.01%
                           109,986
CFD    30/01/2030   Cash             0.01%
                           109,752
Swap   13/03/2025   Cash             0.01%
                           104,989
CFD    30/01/2030   Cash             0.01%
                           102,089
CFD    13/03/2030   Cash             0.01%
                           100,002
CFD    07/03/2030   Cash             0.01%
                           99,571
CFD    23/02/2023   Cash             0.01%
                           93,454
CFD    13/03/2030   Cash             0.01%
                           93,002
CFD    09/07/2021   Cash             0.01%
                           88,903
CFD    09/07/2021   Cash             0.01%
                           88,408
CFD    25/08/2021   Cash             0.01%
                           85,610
CFD    16/07/2021   Cash             0.01%
                           85,511
CFD    16/07/2021   Cash             0.01%
                           84,121
CFD    02/11/2029   Cash             0.01%
                           81,128
CFD   08/02/2030   Cash            0.01%
                          78,924
CFD   08/02/2030   Cash            0.01%
                          78,924
CFD   16/07/2021   Cash            0.01%
                          76,965
CFD   31/10/2029   Cash            0.01%
                          75,547
CFD   09/07/2021   Cash            0.01%
                          72,097
CFD   07/01/2021   Cash            0.01%
                          70,451
CFD   07/01/2021   Cash            0.01%
                          66,166
CFD   06/01/2021   Cash            0.01%
                          65,509
CFD   12/07/2021   Cash            0.01%
                          60,590
CFD   31/01/2030   Cash            0.01%
                          59,907
CFD   07/07/2021   Cash            0.01%
                          55,194
CFD   17/03/2025   Cash            0.01%
                          52,274
CFD   27/02/2030   Cash            0.01%
                          51,637
CFD   25/08/2021   Cash            0.01%
                          50,458
CFD   07/01/2021   Cash            0.01%
                          50,339
CFD   13/02/2030   Cash            0.01%
                          50,105
CFD   13/03/2030   Cash            0.01%
                          50,001
CFD   20/03/2030   Cash            0.01%
                          50,000
CFD   07/07/2021   Cash            0.01%
                          48,189
CFD   24/09/2029   Cash            0.01%
                          46,988
CFD   13/03/2030   Cash            0.01%
                          46,501
CFD   20/03/2030   Cash            0.01%
                          46,500
CFD   07/07/2021   Cash            0.01%
                          46,411
CFD   31/01/2030   Cash            0.01%
                          45,560
CFD   01/03/2030   Cash            0.01%
                          45,000
CFD   27/02/2023   Cash            0.01%
                          43,636
CFD   07/01/2021   Cash            0.01%
                          43,378
CFD   16/07/2021   Cash            0.01%
                          42,533
CFD    30/11/2029   Cash            0.01%
                           42,096
CFD    16/07/2021   Cash            0.01%
                           41,841
CFD    12/07/2021   Cash            0.01%
                           39,520
CFD    19/07/2024   Cash            0.01%
                           39,466
CFD    12/07/2021   Cash            0.01%
                           39,077
CFD    16/07/2021   Cash            0.005%
                           38,281
CFD    30/01/2030   Cash            0.005%
                           38,161
CFD    17/03/2025   Cash            0.005%
                           37,078
CFD    19/01/2021   Cash            0.005%
                           35,068
CFD    07/03/2030   Cash            0.004%
                           34,385
CFD    06/08/2029   Cash            0.004%
                           33,387
Swap   04/03/2030   Cash            0.004%
                           31,575
CFD    31/01/2030   Cash            0.004%
                           30,730
CFD    06/07/2022   Cash            0.004%
                           30,709
CFD    31/01/2030   Cash            0.004%
                           30,695
CFD    12/07/2021   Cash            0.004%
                           29,423
CFD    18/07/2029   Cash            0.004%
                           28,270
CFD    07/07/2021   Cash            0.004%
                           27,779
CFD    23/03/2029   Cash            0.004%
                           27,736
CFD    31/10/2029   Cash            0.003%
                           25,302
CFD    09/07/2021   Cash            0.003%
                           24,875
CFD    14/07/2021   Cash            0.003%
                           24,525
CFD    07/07/2021   Cash            0.003%
                           24,253
CFD    25/08/2021   Cash            0.003%
                           24,074
CFD    14/07/2021   Cash            0.003%
                           23,994
CFD    07/07/2021   Cash            0.003%
                           23,360
Swap   07/12/2020   Cash            0.003%
                           23,145
CFD    07/03/2030   Cash            0.003%
                           22,623
CFD    12/07/2021   Cash            0.003%
                           21,899
CFD    12/07/2021   Cash            0.003%
                           21,653
CFD    14/07/2021   Cash            0.003%
                           20,326
CFD    31/01/2030   Cash            0.002%
                           17,907
CFD    12/12/2024   Cash            0.002%
                           16,907
CFD    12/07/2021   Cash            0.002%
                           16,303
Swap   20/04/2020   Cash            0.002%
                           15,688
CFD    08/04/2021   Cash            0.002%
                           14,961
CFD    31/10/2029   Cash            0.002%
                           13,656
CFD    07/01/2021   Cash            0.002%
                           13,042
CFD    25/08/2021   Cash            0.002%
                           11,709
CFD    25/08/2021   Cash            0.001%
                           11,484
CFD    31/10/2029   Cash            0.001%
                           10,896
CFD    12/03/2025   Cash            0.001%
                           10,499
CFD    17/03/2025   Cash            0.001%
                           9,748
CFD    27/02/2023   Cash            0.001%
                           9,746
CFD    12/07/2021   Cash            0.001%
                           9,678
Swap   27/02/2023   Cash            0.001%
                           9,016
CFD    25/08/2021   Cash            0.001%
                           8,462
CFD    27/02/2023   Cash            0.001%
                           7,848
CFD    14/07/2021   Cash            0.001%
                           7,536
CFD    14/03/2030   Cash            0.001%
                           6,393
CFD    29/11/2029   Cash            0.001%
                           6,331
CFD    12/07/2021   Cash            0.001%
                           5,362
CFD    27/02/2023   Cash            0.001%
                           5,020
Swap   13/05/2020   Cash            0.001%
                           4,588
CFD    09/07/2021   Cash            0.001%
                           4,547
CFD    09/07/2021   Cash            0.001%
                           4,522
     CFD         19/01/2021                       Cash                                    0.001%
                                                                     3,967
     CFD         19/01/2021                       Cash                                    0.0005%
                                                                     3,718
     CFD         09/07/2021                       Cash                                    0.0005%
                                                                     3,687
     CFD         19/01/2021                       Cash                                    0.0004%
                                                                     3,001
     CFD         25/08/2021                       Cash                                    0.0003%
                                                                     2,380
     CFD         27/02/2023                       Cash                                    0.0002%
                                                                     1,306
     CFD         09/07/2021                       Cash                                    0.0002%
                                                                     1,272
     CFD         19/01/2021                       Cash                                    0.0001%
                                                                      702
     CFD         07/07/2021                       Cash                                    0.0001%
                                                                      612
     Swap        18/01/2021                       Cash                                    0.0001%
                                                                      503
     CFD         14/07/2021                       Cash                                    0.0001%
                                                                      490
     CFD         14/07/2021                       Cash                                    0.0001%
                                                                      480
     CFD         14/07/2021                       Cash                                    0.0001%
                                                                      406
     CFD         07/07/2021                       Cash                                   0.00004%
                                                                      308
     CFD         14/07/2021                       Cash                                   0.00002%
                                                                      151
     CFD         14/03/2030                       Cash                                   0.000001%
                                                                       9
     CFD         14/03/2030                       Cash                                   0.000001%
                                                                       4
                                                                                         0.0000002
     CFD         14/03/2030                       Cash
                                                                       2                     %
 Total Number of voting rights and percentage of voting
                                                                            32,113,504     4.19%
                         rights
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal
places therefore there is a possibility of a rounding error.

Date: 19-03-2020 11:30:00
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