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QUILTER PLC - TR-1: Standard form for notification of major holdings

Release Date: 02/03/2020 13:00
Code(s): QLT     PDF:  
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TR-1: Standard form for notification of major holdings

QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")



TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                          Quilter plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights

 An acquisition or disposal of financial instruments                                                     X

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                     York Capital Management Global Advisors, LLC
 City and country of registered office (if applicable)    New York, USA

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          27/02/2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):           28/02/2020



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7. Total positions of person(s) subject to the notification obligation
                                                           % of voting rights
                          % of voting rights at-                                                             Total number of
                                                       through financial instru-       Total of both in %
                          tached to shares (to-                                                              voting rights of is-
                                                                  ments                   (8.A + 8.B)
                               tal of 8. A)                                                                  suervii
                                                        (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which                                                                                         1,902,251,098
threshold was
                          0                            3.97                          3.97
crossed or reached
Position of previous                                   4.02                          4.02
notification (if          n/a
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                               % of voting rights
shares
ISIN code (if possible)              Direct                   Indirect                      Direct                 Indirect
                                 (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive
                              2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC)
                                                             (DTR5.2.1)                                            (DTR5.2.1)




SUBTOTAL 8. A




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                Number of voting rights
Type of financial in-     Expiration          Exercise/                         that may be acquired if
                                                                                                             % of voting rights
strument                  datex               Conversion Periodxi               the instrument is
                                                                                exercised/converted.




                                              SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))



                                                                                                                             2

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                                     Exercise/        Physical or
Type of financial     Expiration                                      Number of
                                     Conversion Pe-   cash                            % of voting rights
instrument            datex                                           voting rights
                                     riod xi          settlementxii
Swap                  11 March       -                Cash settled    11,058,960      0.58
                      2021
Swap                  11 March       -                Cash settled    4,153,812       0.22
                      2021
Swap                  11 March       -                Cash settled
                      2021                                            5,245,407       0.28
Swap                  13 May 2020    -                Cash settled
                                                                      552,692         0.03
Swap                  11 March       -                Cash settled
                      2021                                            5,982,802       0.31
Swap                  11 March       -                Cash settled
                      2021                                            4,274,565       0.22
Swap                  11 March       -                Cash settled
                      2021                                            2,545,840       0.13
Swap                  11 March       -                Cash settled
                      2021                                            25,607,926      1.35
Swap                  11 February    -                Cash settled
                      2021                                            6,265,656       0.33
Swap                  22 November    -                Cash settled
                      2021                                            2,427,084       0.13
Swap                  18 May 2020    -                Cash settled                    0.03
                                                                      625,533
Swap                  6 September    -                Cash settled                    0.04
                      2021                                            825,037
Swap                  6 September    -                Cash settled
                      2021                                            1,223,539       0.06
Swap                  24 August      -                Cash settled
                      2020                                            239,945         0.01
Swap                  17 July 2020   -                Cash settled
                                                                      559,848         0.03
Swap                  17 July 2020   -                Cash settled
                                                                      401,652         0.02
Swap                  22 July 2020   -                Cash settled
                                                                      1,980,595       0.10
Swap                  21 May 2020    -                Cash settled
                                                                      554,623         0.03
Swap                  17 July 2020   -                Cash settled
                                                                      41,612          0.00
Swap                  26 March       -                Cash settled
                      2020                                            485,766         0.03
Swap                  22 July 2020   -                Cash settled
                                                                      215,344         0.01
Swap                  6 April 2021   -                Cash settled
                                                                      187,761         0.01
                                                      SUBTOTAL
                                                      8.B.2
                                                                      75,455,999      3.97




                                                                                                  3

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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Namexv                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold
York Capital Manage-
ment Global Advisors,           n/a                             3.97                            3.97
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.
York European Focus
                                n/a                             n/a                             n/a
Domestic Holdings, LLC
York European Focus
                                n/a                             n/a                             n/a
Master Fund, L.P.


York Capital Manage-                                            3.97                            3.97
ment Global Advisors,           n/a
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.
York Asian Strategic
                                n/a                             n/a                             n/a
Holdings, LLC
York European Strategic
                                n/a                             n/a                             n/a
Metric Master, LP


York Capital Manage-                                            3.97                            3.97
ment Global Advisors,           n/a
LLC
YCM Master Holdings I
                                n/a                             n/a                             n/a
L.P.
Exuma Management,
                                n/a                             n/a                             n/a
LLC
Exuma Capital, L.P.             n/a                             n/a                             n/a




                                                                                                                      4

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York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
Dinan Management,          n/a   n/a    n/a
LLC
Jorvik Multi-Strategy      n/a   n/a    n/a
Master Fund, L.P.


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
York European Opportu-     n/a   n/a    n/a
nities Domestic Holding,
LLC
York European Opportu-     n/a   n/a    n/a
nities Investments Mas-
ter Fund, L.P.


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
Dinan Management,
                           n/a   n/a    n/a
LLC
York Capital Manage-
                           n/a   n/a    n/a
ment LP


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
Dinan Management,          n/a   n/a    n/a
LLC
York Multi-Strategy Mas-   n/a   n/a    n/a
ter Fund, L.P.


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC




                                               5

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YCM Master Holdings II
                           n/a   n/a    n/a
L.P.
York UCITS Holdings,       n/a   n/a    n/a
LLC
York Event Driven          n/a   n/a    n/a
UCITS Fund


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
York Offshore Holdings     n/a   n/a    n/a
II, LLC
York European Strategic    n/a   n/a    n/a
Investors Holdings Fund,
L.P.


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings I
                           n/a   n/a    n/a
L.P.
York Offshore Holdings     n/a   n/a    n/a
II, LLC


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
York Registered Hold-      n/a   n/a    n/a
ings, L.P.


York Capital Manage-             3.97   3.97
ment Global Advisors,      n/a
LLC
YCM Master Holdings II     n/a   n/a    n/a
L.P.
York UCITS Holdings,       n/a   n/a    n/a
LLC
DB Platinum IV UBS         n/a   n/a    n/a
Multi Strategy Alterna-
tives




                                               6

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York Capital Manage-                                  3.97   3.97
ment Global Advisors,        n/a
LLC
YCM Master Holdings II       n/a                      n/a    n/a
L.P.
York Managed Holdings,       n/a                      n/a    n/a
LLC
Investments Opportuni-       n/a                      n/a    n/a
ties 8 Segregated Port-
folio



10. In case of proxy voting, please identify:
Name of the proxy holder                              n/a
                                                      n/a
The number and % of voting rights held
                                                      n/a
The date until which the voting rights will be held



11. Additional informationxvi




Place of completion       London, UK

Date of completion        28/02/2020


02 March 2020

Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited




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Date: 02-03-2020 01:00:00
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