Wrap Text
Notification of transactions by PDMRs
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
LEI: 54930092XIVK28RZGM95
26 September 2018
Notification of transactions by Directors and Persons Discharging Managerial
Responsibilities ("PDMRs")
Quilter plc (the “Company”) announces the following transactions by Directors and PDMRs.
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Martin Baines
2 Reason for the notification
a) Position/status Chief Executive Officer – Quilter Cheviot
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 25,602
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Braudo
2 Reason for the notification
a) Position/status Chief Operating Officer
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 31,023
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Matthew Burton
2 Reason for the notification
a) Position/status Chief Internal Auditor
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Restricted Stock Units (“RSUs”) over
Shares – reinvestment of Special Interim Dividend in respect
of RSUs over Shares held under the Quilter Performance
Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 8,268
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Paul Feeney
2 Reason for the notification
a) Position/status Chief Executive Officer, Executive Director
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 81,324
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Paul Hucknall
2 Reason for the notification
a) Position/status HR Director
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 24,096
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Levin
2 Reason for the notification
a) Position/status Chief Executive Officer – Old Mutual Wealth
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares not previously identified – Shares
arising from conversion of Old Mutual plc shares into Quilter
plc Shares, immediately following demerger of Quilter plc
from Old Mutual plc. The Old Mutual plc shares originated
from the demutualisation of Old Mutual plc.
ii) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
iii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s)
i)
Price(s) Volume(s)
i) Nil i) 116
ii) £1.3872 ii) 113
iii) Nil iii) 21,084
d) Aggregated information i) Consideration price: Nil
— Aggregated volume Market value: £1.45
— Price
ii) Consideration price: £1.3872
iii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction i) 2018-06-25
ii) 2018-09-21
iii) 2018-09-21
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Mark Satchel
2 Reason for the notification
a) Position/status Corporate Finance Director
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 26,204
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction i) 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Paul Simpson
2 Reason for the notification
a) Position/status Chief Executive Officer – Quilter Investors
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 18,674
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew Thompson
2 Reason for the notification
a) Position/status Chief Executive Officer – Intrinsic
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Nil-Cost Options (“NCOs”) over Shares –
reinvestment of Special Interim Dividend in respect of NCOs
over Shares held under the Quilter Performance Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 18,674
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Timothy Tookey
2 Reason for the notification
a) Position/status Chief Financial Officer, Executive Director
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares – reinvestment of Special Interim Dividend
paid on Shares held under the Quilter Share Incentive Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.3872 113
d) Aggregated information Consideration price: £1.3872
— Aggregated volume
— Price
e) Date of the transaction 2018-09-21
f) Place of the transaction London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Iain Wright
2 Reason for the notification
a) Position/status Chief Risk Officer
Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Acquisition of Shares – reinvestment of Special Interim
Dividend paid on Shares held under the Quilter Share
Incentive Plan.
ii) Notional award of Restricted Stock Units (“RSUs”) over
Shares – reinvestment of Special Interim Dividend in respect
of RSUs over Shares held under the Quilter Performance
Share Plan.
c) Price(s) and volume(s) Price(s) Volume(s)
i) £1.3872 i) 113
ii) Nil ii) 7,590
d) Aggregated information i) Consideration price: £1.3872
— Aggregated volume
— Price ii) Consideration price: Nil
Market value: £1.3738
e) Date of the transaction 2018-09-21
f) Place of the transaction i) London Stock Exchange, Main Market (XLON)
ii) Outside a trading venue
Enquiries:
Patrick Gonsalves
Company Secretary
+ 44 (0)20 7778 9670
JSE Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd
Date: 26/09/2018 05:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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