Wrap Text
Appendix 3B
Orion Minerals Limited
Incorporated in the Commonwealth of Australia
Australian Company Number 098 939 274
ASX share code: ORN
JSE share code: ORN
ISIN: AU000000ORN1
(“Orion” or “the Company”)
APPENDIX 3B
Appendix 3B
New issue announcement, application for quotation of additional securities and
agreement
Information or documents not available now must be given to ASX as soon as available.
Information and documents given to ASX become ASX’s property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01,
11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
Orion Minerals Ltd
ABN
76 098 939 274
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be Options.
issued
2 Number of +securities issued or to 15,300,000
be issued (if known) or maximum
number which may be issued
3 Principal terms of the +securities Unlisted options expiring 31 March 2023
(e.g. if options, exercise price and and exercisable as follows:
expiry date; if partly paid +securities, Number of options Exercise price
the amount outstanding and due 5,100,000 $0.05
dates for payment; if +convertible 5,100,000 $0.06
securities, the conversion price and 5,100,000 $0.07
dates for conversion) Vesting conditions apply.
4 Do the +securities rank equally in all No.
respects from the +issue date with
an existing +class of quoted The options will not be quoted. Shares to
+securities? be issued upon exercise of the options will
If the additional +securities do not rank equally with all other fully paid
rank equally, please state: ordinary shares on issue.
- the date from which they do
- the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
- the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration Nil.
6 Purpose of the issue The options have been granted to
(If issued as consideration for the employees and consultants pursuant to
acquisition of assets, clearly identify the Orion Minerals Ltd Option &
those assets) Performance Rights Plan.
6a Is the entity an +eligible entity that No.
has obtained security holder
approval under rule 7.1A?
If Yes, complete sections 6b – 6h in
relation to the +securities the subject
of this Appendix 3B, and comply with
section 6i
6b The date the security holder Not applicable.
resolution under rule 7.1A was
passed
6c Number of +securities issued without Not applicable.
security holder approval under rule
7.1
6d Number of +securities issued with Not applicable.
security holder approval under rule
7.1A
6e Number of +securities issued with Not applicable.
security holder approval under rule
7.3, or another specific security
holder approval (specify date of
meeting)
6f Number of +securities issued under Not applicable.
an exception in rule 7.2
6g If +securities issued under rule 7.1A, Not applicable.
was issue price at least 75% of 15
day VWAP as calculated under rule
7.1A.3? Include the +issue date and
both values. Include the source of
the VWAP calculation.
6h If +securities were issued under rule Not applicable.
7.1A for non-cash consideration,
state date on which valuation of
consideration was released to ASX
Market Announcements
6i Calculate the entity’s remaining Not applicable.
issue capacity under rule 7.1 and
rule 7.1A – complete Annexure 1
and release to ASX Market
Announcements
7 +Issue dates 21 September 2018.
Note: The issue date may be
prescribed by ASX (refer to the
definition of issue date in rule
19.12). For example, the issue date
for a pro rata entitlement issue must
comply with the applicable timetable
in Appendix 7A.
Cross reference: item 33 of
Appendix 3B.
Number +Class
8 Number and +class of all +securities 1,873,733,497 Fully paid ordinary
quoted on ASX (including the shares
+securities in section 2 if applicable)
9 Number and +class of all 232,692,294 Convertible notes.
+securities not quoted on
94,321,464 Unlisted options exercisable at
ASX (including the
$0.0462 expiring 29 March 2019.
+securities in section 2 if
applicable) 18,333,333 Unlisted options exercisable at $0.02
expiring 30 November 2020.
18,333,333 Unlisted options exercisable at
$0.035 expiring 30 November 2020.
18,333,334 Unlisted options exercisable at $0.05
expiring 30 November 2020.
12,100,000 Unlisted options exercisable at $0.03
expiring 31 May 2022.
12,100,000 Unlisted options exercisable at
$0.045 expiring 31 May 2022.
12,100,000 Unlisted options exercisable at $0.06
expiring 31 May 2022.
250,000 Unlisted options exercisable at $0.045
expiring 30 November 2019.
250,000 Unlisted options exercisable at $0.06
expiring 30 November 2019.
2,200,000 Unlisted options exercisable at $0.05
expiring 30 June 2020.
1,900,000 Unlisted options exercisable at $0.035
expiring 30 June 2020.
3,040,540 Unlisted options exercisable at $0.037
expiring 15 August 2019.
5,100,000 Unlisted options exercisable at $0.05
expiring 31 March 2023.
5,100,000 Unlisted options exercisable at $0.06
expiring 31 March 2023.
5,100,000 Unlisted options exercisable at $0.07
expiring 31 March 2023.
10 Dividend policy (in the case of Not applicable.
a trust, distribution policy) on
the increased capital
(interests)
Part 2 - Pro rata issue
Questions 11 to 33 Not Applicable
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of +securities
(tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the escrowed period, partly paid
securities that become fully paid, employee incentive share securities when
restriction ends, securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Questions 35 to 37 - Not Applicable
Entities that have ticked box 34(b)
Questions 38 to 42 - Not Applicable
Quotation agreement
1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may
quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for an
illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any +securities to be quoted
and that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at
the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document is not available now, we will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and complete.
Sign here: Martin Bouwmeester
Company Secretary
Date: 21 September 2018
ENQUIRIES
Investors JSE Sponsor
Errol Smart – Managing Director & CEO Rick Irving
Denis Waddell – Chairman Merchantec Capital
T: +61 (0) 3 8080 7170 T: +27 (0) 11 325 6363
E: info@orionminerals.com.au E: rick@merchantec.co.za
Media
Michael Vaughan Barnaby Hayward
Fivemark Partners, Australia Tavistock, UK
T: +61 (0) 422 602 720 T: +44 (0) 207 920 3150
E: michael.vaughan@fivemark.com.au E: orion@tavistock.co.uk
Suite 617, 530 Little Collins Street
Melbourne, VIC, 3000
Date: 21/09/2018 09:22:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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