OLD MUTUAL LIMITED - Form 8.3 - Public Opening Position Disclosure

Release Date: 06/09/2018 12:30
Code(s): OMU
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Form 8.3 - Public Opening Position Disclosure

Old Mutual Limited
(Incorporated in the Republic of South Africa)
Registration number: 2017/235138/06
ISIN: ZAE000255360
JSE Share Code: OMU
NSX Share Code: OMM
("Old Mutual")

                                            FORM 8.3

                      Rule 8.3 of the Takeover Code (the “Code”)


 (a) Full name of discloser:                                   Old Mutual Group Holdings
                                                                    (and subsidiaries)
 (b) Owner or controller of interests and short
     positions disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient. For a trust, the trustee(s), settlor and
     beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose                         Lonmin plc
     relevant securities this form relates:
     Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity
     of offeror/offeree:
 (e) Date position held/dealing undertaken:                              05/09/2018
     For an opening position disclosure, state the latest
     practicable date prior to the disclosure
 (f) In addition to the company in 1(c) above, is the                Sibanye Gold Limited
     discloser making disclosures in respect of any
     other party to the offer?
     If it is a cash offer or possible cash offer, state


If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

(a)      Interests and short positions in the relevant securities of the offeror or offeree
         to which the disclosure relates following the dealing (if any)

 Class of relevant security:                              USD 0.0001 ordinary

                                                Interests                   Short positions
                                             Number             %           Number          %

 (1) Relevant securities owned                 882,564         0.31%
     and/or controlled:
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives
     (including options) and
     agreements to
                                               882,564         0.31%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements
to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open

(b)        Rights to subscribe for new securities (including directors’ and other employee

 Class of relevant security in relation to
 which subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:


Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

      Class of relevant      Purchase/sale               Number of            Price per unit
          security                                       securities
          Ordinary         Sale                            8, 771                 7.86 ZAR

(b)        Cash-settled derivative transactions

       Class of        Product              Nature of dealing       Number of        Price per
       relevant       description         e.g. opening/closing a    reference           unit
       security        e.g. CFD             long/short position,    securities
                                          increasing/reducing a
                                             long/short position

(c)        Stock-settled derivative transactions (including options)

(i)        Writing, selling, purchasing or varying

  Class        Product       Writing,        Number      Exercis     Type        Expir   Option
    of        descriptio    purchasin           of       e price      e.g.         y     money
 relevan                    g, selling,      securitie   per unit   America      date     paid/

     t       n e.g. call     varying       s to                   n,               receive
  securit      option          etc.      which                 Europea              d per
    y                                    option                 n etc.               unit

(ii)     Exercise

       Class of          Product         Exercising/       Number of       Exercise price
       relevant        description        exercised        securities         per unit
       security       e.g. call option     against

(d)      Other dealings (including subscribing for new securities)

  Class of relevant         Nature of dealing             Details         Price per unit (if
      security              e.g. subscription,                               applicable)


(a)      Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding,
 formal or informal, relating to relevant securities which may be an inducement to
 deal or refrain from dealing entered into by the person making the disclosure and
 any party to the offer or any person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such
 agreements, arrangements or understandings, state “none”


(b)      Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to
      which any derivative is referenced:

 Please be advised that all future TR1 notifications by Old Mutual Wealth (which will
 disclose under the name Quilter plc from 3rd April 2018) and Old Mutual Limited (OML),
 (the South African holding company for Old Mutual Emerging Markets (OMEM) and
 Nedbank) will supersede current Old Mutual plc notifications previously issued.

(c)      Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                              No

 Date of disclosure:                           06/09/2018

 Contact name:                                 Rasheeqah Ismail

 Telephone number:                             021 509 4945

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service
and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s
Market Surveillance Unit is available for consultation in relation to the Code’s disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Merrill Lynch South Africa (Pty) Ltd

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