Wrap Text
Appendix 3Y, change of director’s interest notice
South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX/JSE/LSE Share Code: S32
ISIN: AU000000S320
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity South32 Limited
ABN 84 093 732 597
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Graham Kerr
Date of last notice 15 December 2017
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest Direct Interest
Nature of indirect interest N/A
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 24 August 2018
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change 1,278,610 ordinary shares
12,183,804 rights comprising:
• 631,245 deferred rights held as short
term incentive awards under the
South32 Equity Incentive Plan (subject
to continued service).
• 11,552,559 performance rights held as
long term incentive awards under the
South32 Equity Incentive Plan.
Class Ordinary fully paid shares in South32 Limited
Number acquired 1,344,220 ordinary shares following vesting of:
• 357,649 deferred rights held as short
term incentive awards under the
South32 Equity Incentive Plan
(1,541 rights lapsed)
• 986,571 performance rights held as
replacement awards under the South32
Equity Incentive Plan
(594,914 rights lapsed)
•
Number disposed 633,872 ordinary shares
Value/Consideration Received 1,344,220 ordinary shares at nil cost,
Note: If consideration is non-cash, provide details and estimated following vesting of rights on 24 August 2018
valuation
under the South32 Equity Incentive Plan.
Disposed of 633,872 ordinary shares at an
average $3.39 per share to cover tax liabilities.
No. of securities held after change 1,988,958 ordinary shares
10,839,584 rights comprising:
• 272,055 deferred rights held as short
term incentive awards under the
South32 Equity Incentive Plan (subject
to continued service).
• 9,971,074 performance rights held as
long term incentive awards under the
South32 Equity Incentive Plan.
Nature of change Vesting of rights under the South32 Equity
Example: on-market trade, off-market trade, exercise of options, Incentive Plan.
issue of securities under dividend reinvestment plan, participation in
buy-back
Disposal of shares by way of on-market trade to
cover tax liability.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
Date of change -
No. and class of securities to -
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired -
Interest disposed -
Value/Consideration -
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change -
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity South32 Limited
ABN 84 093 732 597
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr Frank Cooper
Date of last notice 2 September 2015
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest Mr Frank Cooper + Mrs Maura Cooper as
(including registered holder) Trustees for the Northmore Trust
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 24 August 2018
No. of securities held prior to change 122,866 South32 Limited shares
Class Ordinary fully paid shares in South32 Limited
Number acquired 5,144
Number disposed nil
Value/Consideration AUD$3.42 (average per share)
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change 128,010 Ordinary shares
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Nature of change On-market purchase of South32 Limited ordinary
Example: on-market trade, off-market trade, exercise of options, shares on the Australian Securities Exchange.
issue of securities under dividend reinvestment plan, participation in
buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
Date of change -
No. and class of securities to -
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired -
Interest disposed -
Value/Consideration -
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change -
Part 3 – +Closed period
Were the interests in the securities or contracts detailed N/A
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 5
Appendix 3Y
Change of Director’s Interest Notice
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity South32 Limited
ABN 84 093 732 597
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Dr Xiaoling Liu
Date of last notice 2 November 2017
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest Jimin He Proprietary Ltd as trustee for the Jimin
(including registered holder) He Superannuation Fund of which Dr Liu is a
Note: Provide details of the circumstances giving rise to the relevant beneficial holder
interest.
Date of change 24 August 2018
No. of securities held prior to change 50,000 South32 Limited shares
Class Ordinary fully paid shares in South32 Limited
Number acquired 10,000
Number disposed nil
Value/Consideration AUD$3.45 (average per share)
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change 60,000 Ordinary shares
+ See chapter 19 for defined terms.
Appendix 3Y Page 6 01/01/2011
Nature of change On-market purchase of South32 Limited ordinary
Example: on-market trade, off-market trade, exercise of options, shares on the Australian Securities Exchange.
issue of securities under dividend reinvestment plan, participation in
buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
Date of change -
No. and class of securities to -
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired -
Interest disposed -
Value/Consideration -
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change -
Part 3 – +Closed period
Were the interests in the securities or contracts detailed N/A
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
JSE Sponsor: UBS South Africa (Pty) Ltd
28 August 2018
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 7
Date: 28/08/2018 11:40:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
Sharenet Sites 
