Wrap Text
Dealings in securities
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number 06404270 and re-registered
as a public limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
LEI: 54930092XIVK28RZGM95
29 June 2018
For immediate release
Quilter plc
Notification of transactions by Directors, Persons Discharging Managerial Responsibilities
("PDMRs") and persons closely associated with them
Quilter plc (the “Company”) announces the following transactions by Directors, PDMRs and persons
closely associated with them, which took place on 25 June 2018 and 26 June 2018 in connection with the
admission of the Company’s ordinary shares to trading on the London and Johannesburg Stock
Exchanges.
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Cathy Turner
2 Reason for the notification
a) Position/status Non-Executive Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
CONFIDENTIAL
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the NED Share Purchase
Agreement described in the Quilter plc Prospectus.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 68,965
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name George Reid
2 Reason for the notification
a) Position/status Non-Executive Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the NED Share Purchase
Agreement described in the Quilter plc Prospectus.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 20,689
CONFIDENTIAL
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name 1) Glyn Jones (Chairman, PDMR)
2) Catherine Jones (PCA for Glyn Jones)
2 Reason for the notification
a) Position/status 1) Chairman, Person Discharging Managerial Responsibilities
2) Person Closely Associated with Glyn Jones (Chairman)
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the NED Share Purchase
Agreement described in the Quilter plc Prospectus.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 448,275
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
CONFIDENTIAL
managerial
responsibilities/person closely
associated
a) Name Glyn Jones
2 Reason for the notification
a) Position/status Chairman, Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares (conversion of Old Mutual plc shares into
Quilter plc Shares, immediately following demerger of Quilter plc
from Old Mutual plc).
c) Price(s) and volume(s) Price(s) Volume(s)
Not applicable 89,597
d) Aggregated information Not applicable
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Jon Little
2 Reason for the notification
a) Position/status Non-Executive Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
CONFIDENTIAL
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the NED Share Purchase
Agreement described in the Quilter plc Prospectus.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 20,689
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Moira Kilcoyne
2 Reason for the notification
a) Position/status Non-Executive Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
CONFIDENTIAL
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the NED Share Purchase
Agreement described in the Quilter plc Prospectus.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 34,482
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Rosie Harris
2 Reason for the notification
a) Position/status Non-Executive Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the NED Share Purchase
Agreement described in the Quilter plc Prospectus.
CONFIDENTIAL
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 17,241
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Ruth Markland
2 Reason for the notification
a) Position/status Senior Independent Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of Shares pursuant to the SID Share Purchase
Agreement described in the Quilter plc Prospectus.
c) Price(s) and volume(s) Price(s) Volume(s)
£1.45 (per Share) 20,689
d) Aggregated information Acquisition price: £1.45
— Aggregated volume
— Price
e) Date of the transaction 2018-06-25; 07:00:00 UTC time
f) Place of the transaction Outside a trading venue
CONFIDENTIAL
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew Thompson
2 Reason for the notification
a) Position/status Chief Executive Officer – Quilter Financial Planning, Person
Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on
CONFIDENTIAL
crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 371,634
2) Nil 3,434
3) Nil 246,376
4) Nil 213,793
5) Nil 29,027
6) £1.56 12,704
7) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 650,471
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 213,793
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 12,704
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Iain Wright
2 Reason for the notification
CONFIDENTIAL
a) Position/status Chief Risk Officer, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Shares
3) Restricted Stock Units over Shares
4) Shares
5) Shares
6) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Award of Restricted Stock Units over ordinary Quilter plc
Shares under the Quilter Performance Share Plan
4) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
5) Sale of Shares to satisfy tax liability on crystallisation of
interest in jointly owned Shares
6) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 224,427
2) Nil 14,167
3) Nil 86,896
4) Nil 19,351
5) £1.56 8,470
6) Nil 1,315
CONFIDENTIAL
d) Aggregated information Total Shares acquired on 25 June 2018: 344,841
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total Shares sold on 25 June 2018: 8,470
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-26
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) London Stock Exchange, Main Market (XLON)
6) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Mark Satchel
2 Reason for the notification
a) Position/status Corporate Finance Director, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Shares
3) Shares
CONFIDENTIAL
4) Nil-cost Options over Shares
5) Shares
6) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
6) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 608,101
2) Nil 12,897
3) Nil 371
4) Nil 300,000
5) Nil 237,172
6) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 858,541
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 300,000
Consideration price: Nil
Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-26
f) Place of the transaction Outside a trading venue
CONFIDENTIAL
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Martin Baines
2 Reason for the notification
a) Position/status Chief Executive Officer – Quilter Cheviot, Person Discharging
Managerial Responsibilities
b) Initial notification/Amendment Initial Notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on
crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the
CONFIDENTIAL
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 515,902
2) Nil 11,032
3) Nil 424,887
4) Nil 293,103
5) Nil 357,619
6) £1.56 156,499
7) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 1,309,440
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 293,103
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 156,499
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Matthew Burton
2 Reason for the notification
a) Position/status Chief Internal Auditor, Person Discharging Managerial
Responsibilities
CONFIDENTIAL
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Restricted Stock Units over Shares
3) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Award of Restricted Stock Units over ordinary Quilter plc
Shares under the Quilter Performance Share Plan
3) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 238,380
2) Nil 94,655
3) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 333,035
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-26
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
CONFIDENTIAL
associated
a) Name Paul Feeney
2 Reason for the notification
a) Position/status Chief Executive Officer, Executive Director, Person Discharging
Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on
crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
CONFIDENTIAL
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 752,774
2) Nil 119,963
3) Nil 3,617
4) Nil 931,034
5) Nil 635,976
6) £1.56 86,892
7) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 1,512,330
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 931,034
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 86,892
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Paul Hucknall
2 Reason for the notification
a) Position/status HR Director, Person Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
CONFIDENTIAL
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Nil-cost Options over Shares
3) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
3) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 614,874
2) Nil 275,862
3) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 614,874
— Aggregated volume Consideration price: Nil
— Price Market value: £1.45
Total nil-cost options granted on 25 June 2018: 275,862
Consideration price: Nil
Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-26
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
CONFIDENTIAL
responsibilities/person closely
associated
a) Name Paul Simpson
2 Reason for the notification
a) Position/status Chief Executive Officer – Quilter Investments, Person
Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Nil-cost Options over Shares
3) Shares
4) Shares
5) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
3) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
4) Sale of Quilter plc Shares to satisfy tax liability on
crystallisation of interest in jointly owned Shares
5) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 543,062
2) Nil 213,793
3) Nil 158,529
4) £1.56 69,376
5) Nil 1,315
CONFIDENTIAL
d) Aggregated information Total Shares acquired on 25 June 2018: 701,591
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 213,793
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 69,376
Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-26
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) London Stock Exchange, Main Market (XLON)
5) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Braudo
2 Reason for the notification
a) Position/status Chief Operating Officer, Person Discharging Managerial
Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
CONFIDENTIAL
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on
crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 607,368
2) Nil 76,124
3) Nil 8,333
4) Nil 355,172
5) Nil 77,406
6) £1.56 33,875
7) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 769,231
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 355,172
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 33,875
Average Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
CONFIDENTIAL
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Levin
2 Reason for the notification
a) Position/status Chief Executive Officer – Quilter Wealth Solutions, Person
Discharging Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Shares
3) Shares
4) Nil-cost Options over Shares
5) Shares
6) Shares
7) Forfeitable Shares
CONFIDENTIAL
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
3) Acquisition of ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
4) Award of nil-cost options over ordinary Quilter plc Shares
under the Quilter Performance Share Plan
5) Acquisition of ordinary Quilter plc Shares immediately prior
to admission of the Shares of the Shares to trading on the
London Stock Exchange in exchange for interest in jointly
owned Shares
6) Sale of Quilter plc Shares to satisfy tax liability on
crystallisation of interest in jointly owned Shares
7) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 522,171
2) Nil 11,370
3) Nil 21,333
4) Nil 241,379
5) Nil 108,910
6) £1.56 18,591
7) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 663,784
— Aggregated volume Consideration price: Nil
— Price Weighted average market value: £1.45
Total nil-cost options granted on 25 June 2018: 241,379
Consideration price: Nil
Market value: £1.45
Total Shares sold on 25 June 2018: 18,591
Average Sale Price: £1.56
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-25
3) 2018-06-25
4) 2018-06-25
5) 2018-06-25
6) 2018-06-25
7) 2018-06-26
CONFIDENTIAL
f) Place of the transaction 1) Outside a trading venue
2) Outside a trading venue
3) Outside a trading venue
4) Outside a trading venue
5) Outside a trading venue
6) London Stock Exchange, Main Market (XLON)
7) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Timothy Tookey
2 Reason for the notification
a) Position/status Chief Financial Officer, Executive Director, Person Discharging
Managerial Responsibilities
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, 1) Conditional Award of Ordinary shares with a nominal value
type of instrument Identification code of £0.07 each (“Shares”)
2) Forfeitable Shares
GB00BDCXV269
b) Nature of the transaction 1) Conversion of conditional notional ordinary Old Mutual plc
shares to conditional ordinary Quilter plc Shares immediately
following admission of the Shares to trading on the London
Stock Exchange
2) Award of forfeitable ordinary Quilter plc Shares under the
Quilter Share Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
1) Nil 2,314,530
2) Nil 1,315
d) Aggregated information Total Shares acquired on 25 June 2018: 2,314,530
— Aggregated volume Consideration price: Nil
CONFIDENTIAL
— Price Market value: £1.45
Total Shares acquired on 26 June 2018: 1,315
Consideration price: Nil
Market value: £1.52
e) Date of the transaction 1) 2018-06-25
2) 2018-06-26
f) Place of the transaction Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Tracy Dunley-Owen
2 Reason for the notification
a) Position/status Person Closely Associated with Steven Levin (Chief Executive
Officer – Quilter Wealth Solutions, PDMR)
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction Acquisition of ordinary Quilter plc Shares immediately following
admission of the Shares to trading on the London Stock
Exchange.
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 1,635
d) Aggregated information Total Shares acquired on 25 June 2018: 1,635
— Aggregated volume Consideration price: Nil
— Price Market value: £1.45
e) Date of the transaction 2018-06-25
CONFIDENTIAL
f) Place of the transaction Outside a trading venue
Enquiries:
Patrick Gonsalves
Company Secretary
+ 44 (0)20 7778 9670
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
CONFIDENTIAL
Date: 29/06/2018 07:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
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