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ORION MINERALS NL - Notice of Initial Substantial Shareholder

Release Date: 20/11/2017 08:55
Code(s): ORN     PDF:  
Wrap Text
Notice of Initial Substantial Shareholder

Orion Minerals NL
Incorporated in the Commonwealth of Australia
Australian Company Number 098 939 274
ASX share code: ORN
JSE share code: ORN
ISIN: AU000000ORN1
(“Orion”)

NOTICE OF INITIAL SUBSTANTIAL SHAREHOLDER

Form 603
Corporations Act 2001
Section 671B

To Company Name/Scheme                            Orion Minerals NL
ACN/ARSN                                          098 939 274

1. Details of substantial Holder (1)

   Name                                           Hargreave Hale Limited

   ACN/ARSN (f applicable)                        N/A

The holder became a substantial holder on         06/11/2017

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme
that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder
became a substantial holder are as follows:

 Class of securities (4)       Number of securities        Person’s votes (5)         Voting power (6)
 Ordinary NPV Shares           83 333 333                  83 333 333                 7.3421%

3. Details of relevant interests

The nature of, a relevant interest of the substantial holder or an associate had in the following voting
securities on the date the substantial holder became a substantial holder are as follows:

 Holder of relevant interest                     Nature of relevant          Class and number of securities
                                                 interest (7)
 Hargreave Hale Limited                          Control of voting rights    83 333 333 Ordinary NPV shares
                                                 for discretionary clients

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

 Holder of relevant            Registered holder of        Person entitled to be      Class and number of
 interest                      securities                  registered as holder (8)   securities
 Hargreave Hale Limited        HSBC Custody                HSBC Custody               83 333 333 Ordinary
                               Nominees (Australia)        Nominees (Australia)       NPV Shares
                               Limited                     Limited

5. Consideration

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

 Holder of relevant           Date of acquisition      Consideration (9)            Class and number of
 interest                                                                           securities
                                                       Cash                Non-
                                                                           cash
 Hargreave Hale Limited       06/11/2017               $1 999 999.99       -        83 333 333 Ordinary
                                                                                    NPV Shares
6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as
follows:

         Name and ACN/ARSN (if applicable)                              Nature of association
                      N/A                                                       N/A
7. Addresses

The addresses of persons named in this form are as follows:

Name                                                  Address
Hargreave Hale Limited                                Talisman House, Boardmans Way, Blackpool, FY4
                                                      5FY England

Signature

Print name: David Cleuit                 Capacity: Head of Compliance

Date 17/11/2017

20 November 2017

Errol Smart
Managing Director and CEO

ENQUIRIES

Investors                                                JSE Sponsor
Errol Smart – Managing Director & CEO                    Rick Irving
Denis Waddell – Chairman                                 Merchantec Capital
T: +61 (0) 3 8080 7170                                   T: +27 (0) 11 325 6363
E: info@orionminerals.com.au                             E: rick@merchantec.co.za

Media
Michael Vaughan                                          Barnaby Hayward
Fivemark Partners, Australia                             Tavistock, UK
T: +61 (0) 422 602 720                                   T: +44 (0) 207 920 3150
E: michael.vaughan@fivemark.com.au                       E: orion@tavistock.co.uk

Suite 617, 530 Little Collins Street
Melbourne, VIC, 3000

Date: 20/11/2017 08:55:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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