Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1 Name of the issuer 2 State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with section 793 of the Companies Act
OLD MUTUAL PLC 2006, or (iii) in accordance with paragraph 26 of the Model
Code
DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director 4 State whether notification relates to a person connected
with a person discharging managerial
responsibilities/director named in 3 and identify the
PETER BAIN, CEO OLD MUTUAL ASSET connected person
MANAGEMENT
PHILIP BROADLEY, GROUP FINANCE DIRECTOR
N/A
PAUL HANRATTY, GROUP OPERATING OFFICER
SUE KEAN, CHIEF RISK OFFICER
JULIAN ROBERTS, GROUP CHIEF EXECUTIVE
DON SCHNEIDER, GROUP HR DIRECTOR
5 Indicate whether the notification is in respect of a holding of the person 6 Description of shares (including class), debentures or
referred to in 3 or 4 above or in respect of a non-beneficial interest1 derivatives or financial instruments relating to shares
IN RESPECT OF THE PERSONS NAMED IN 3 ORDINARY SHARES OF 11 3/7p
ABOVE
7 Name of registered shareholder(s) and, if more than one, the number of 8 State the nature of the transaction
shares held by each of them
VESTING AND SALE OF FORFEITABLE
PETER BAIN – 8,671 SHARES SHARES ORIGINALLY GRANTED ON 11
PHILIP BROADLEY – 513,434 SHARES
APRIL 2011
PAUL HANRATTY – 313,169 SHARES
SUE KEAN – NIL SHARES PETER BAIN – 616,908 SHARES VESTED.
JULIAN ROBERTS – 1,965,397 SHARES
DON SCHNEIDER – 128,012 SHARES SOLD 291,091 SHARES AT £1.98944 PER
SHARE
THESE TOTALS EXCLUDE UNVESTED SHARE
INCENTIVE AWARDS AND VESTED BUT PHILIP BROADLEY – 234,472 SHARES
UNEXERCISED SHARE OPTIONS. VESTED. SOLD ALL SHARES AT £1.98944
PER SHARE
PAUL HANRATTY – 277,179 SHARES
VESTED. SOLD 130,374 SHARES AT
£1.98944 PER SHARE
SUE KEAN – 43,539 SHARES VESTED.
SOLD 20,479 SHARES AT £1.98944 PER
SHARE
JULIAN ROBERTS – 368,897 SHARES
VESTED. SOLD ALL SHARES AT £1.98944
PER SHARE
DON SCHNEIDER – 75,152 SHARES
VESTED. SOLD ALL SHARES AT £1.98944
PER SHARE
VESTING, EXERCISE AND SALE OF NIL-
COST OPTION SHARES ORIGINALLY
GRANTED ON 11 APRIL 2011
PHILIP BROADLEY – 410,474 SHARES
VESTED. SOLD ALL SHARES AT £1.98930
PER SHARE
PAUL HANRATTY – 287,696 SHARES
VESTED. SOLD 135,490 SHARES AT
£1.98930 PER SHARE
SUE KEAN – 44,571 SHARES VESTED.
SOLD 20,991 SHARES AT £1.98930 PER
SHARE
JULIAN ROBERTS – 617,528 SHARES
VESTED. SOLD ALL SHARES AT £1.98930
PER SHARE
DON SCHNEIDER – 152,566 SHARES
VESTED. SOLD ALL SHARES AT £1.98930
PER SHARE
9 Number of shares, debentures or financial instruments relating to shares 10 Percentage of issued class acquired (treasury shares of that
acquired class should not be taken into account when calculating
percentage)
PETER BAIN – 616,908 SHARES
PHILIP BROADLEY – 644,946 SHARES PETER BAIN – 0.0126%
PAUL HANRATTY – 564,875 SHARES PHILIP BROADLEY – 0.0132%
SUE KEAN – 88,110 SHARES PAUL HANRATTY – 0.0115%
JULIAN ROBERTS – 986,425 SHARES SUE KEAN – 0.0018%
DON SCHNEIDER – 227,718 SHARES JULIAN ROBERTS – 0.0201%
DON SCHNEIDER – 0.0046%
11 Number of shares, debentures or financial instruments relating to shares 12 Percentage of issued class disposed (treasury shares of that
disposed class should not be taken into account when calculating
percentage)
PETER BAIN – 291,091 SHARES
PHILIP BROADLEY – 644,946 SHARES PETER BAIN – 0.0059%
PAUL HANRATTY – 265,864 SHARES PHILIP BROADLEY – 0.0132%
SUE KEAN – 41,470 SHARES PAUL HANRATTY – 0.0054%
JULIAN ROBERTS – 986,425 SHARES SUE KEAN – 0.0008%
DON SCHNEIDER – 227,718 SHARES JULIAN ROBERTS – 0.0201%
DON SCHNEIDER – 0.0046%
13 Price per share or value of transaction 14 Date and place of transaction
AS DESCRIBED IN 8 ABOVE 11 APRIL 2014 – LONDON
15 Total holding following notification and total percentage holding 16 Date issuer informed of transaction
following notification (any treasury shares should not be taken into
account when calculating percentage)
11 APRIL 2014
PETER BAIN – 334,488 SHARES – 0.0068%
PHILIP BROADLEY – 513,434 SHARES – 0.0105%
PAUL HANRATTY – 612,180 SHARES – 0.0125%
SUE KEAN – 46,640 SHARES – 0.0010%
JULIAN ROBERTS – 1,965,397 SHARES – 0.0410%
DON SCHNEIDER – 128,012 SHARES – 0.0026%
THESE TOTALS EXCLUDE UNVESTED SHARE
INCENTIVE AWARDS AND VESTED BUT
UNEXERCISED SHARE OPTIONS.
If a person discharging managerial responsibilities has been granted options by the issuer complete the
following boxes
17 Date of grant 18 Period during which or date on which exercisable
19 Total amount paid (if any) for grant of the option 20 Description of shares or debentures involved (class and
number)
21 Exercise price (if fixed at time of grant) or indication that price is to be 22 Total number of shares or debentures over which options
fixed at the time of exercise held following notification
23 Any additional information 24 Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 14 APRIL 2014
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes
1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 15/04/2014 07:10:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
Sharenet Sites 
