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AQUARIUS PLATINUM LIMITED - New issue announcement, application for quotation of additional securities and agreement

Release Date: 17/01/2014 10:20
Code(s): AQP     PDF:  
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New issue announcement, application for quotation of additional securities and agreement

Aquarius Platinum Limited  
(Incorporated in Bermuda)  
Registration Number: EC26290  
Share Code JSE: AQP  
ISIN Code: BMG0440M1284  
 
Rule 2.7, 3.10.3, 3.10.4, 3.10.5 
 
Appendix 3B 
 
New issue announcement,  
application for quotation of additional securities  
and agreement 
 
Information or documents not available now must be given to ASX as soon as available.  Information and 
documents given to ASX become ASX’s property and may be made public. 
 
Introduced 1/7/96.  Origin: Appendix 5.  Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005. 
 
 
Name of entity 
Aquarius Platinum Limited 
 
ABN 
ARBN 087 577 893 
 
We (the entity) give ASX the following information. 
          
Part 1 - All issues 
You must complete the relevant sections (attach sheets if there is not enough space). 
 
    1     +Class of +securities issued or to                Fully paid shares in Aquarius Platinum Limited 
           be issued 
            
                                                             
    2     Number  of +securities issued or to               177,000 shares 
           be issued (if known) or maximum 
           number which may be issued 
            
                                                             
    3     Principal terms of the +securities                Shares issued will rank equally with current 
          (eg, if options, exercise price and               fully paid shares in the Company 
          expiry date; if partly paid 
          +securities, the amount 
          outstanding and due dates for 
          payment; if +convertible 
          securities, the conversion price 
          and dates for conversion) 
                                                             
    4     Do the +securities rank equally in          Yes  
          all respects from the date of                
          allotment with an existing +class of        Shares issued rank equally with the existing 
          quoted +securities?                         fully paid shares in the Company in all respects 
                                                      from the allotment date. 
          If the additional securities do not 
          rank equally, please state: 
          - the date from which they do 
          - the extent to which they 
            participate for the next 
            dividend, (in the case of a 
            trust, distribution) or interest 
            payment 
          - the extent to which they do 
            not rank equally, other than in 
            relation to the next dividend, 
            distribution or interest 
            payment                                            
    5       Issue price or consideration                US$0.62 per share                                                     
    6       Purpose of the issue                        The shares were issued in lieu of cash salary as 
            (If issued as consideration for the         approved by shareholders on 29 November 
            acquisition of assets, clearly              2013. 
            identify those assets)                                                                  
    7       Dates of entering +securities into          16 January 2013  
            uncertificated holdings or despatch 
            of certificates                                                      
                                                        Number                   +Class 
    8       Number and +class of all +securities        487,782,536              Fully paid common 
            quoted on ASX (including the                                         shares.  
            securities in clause 2 if applicable)                                                                                                                              
                                                        Number                   +Class 
    9       Number and +class of all +securities        -                        - 
            not quoted on ASX (including the 
            securities in clause 2 if applicable)                                                          
    10      Dividend policy (in the case of a           Whilst the Company does not have a Dividend 
            trust, distribution policy) on the          Policy, this matter is reviewed constantly by 
            increased capital (interests)               the Board of Directors. 
 
Part 2 -  Bonus issue or pro rata issue 
 
Not applicable  
 
Part 3 - Quotation of securities 
You need only complete this section if you are applying for quotation of securities 
 
    34    Type of securities  
           (tick one) 
           
    (a)   Securities described in Part 1 
    (b)   All other securities 
          Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee 
          incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities 

Entities that have ticked box 34(a) 
 
Additional securities forming a new class of securities 
 
Not applicable 
 
Entities that have ticked box 34(b) 
 
Not applicable 
 
Quotation agreement 
 
1     +Quotation of our additional +securities is in ASX’s absolute discretion.  ASX may 
      quote the +securities on any conditions it decides.   
 
2     We warrant the following to ASX. 
 
       -      The issue of the +securities to be quoted complies with the law and is not for 
              an illegal purpose. 
 
       -      There is no reason why those +securities should not be granted +quotation. 
 
       -      An offer of the +securities for sale within 12 months after their issue will not 
              require disclosure under section 707(3) or section 1012C(6) of the 
              Corporations Act.   
                  Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give 
                  this warranty 
 
       -      Section 724 or section 1016E of the Corporations Act does not apply to any 
              applications received by us in relation to any +securities to be quoted and 
              that no-one has any right to return any +securities to be quoted under 
              sections 737, 738 or 1016F of the Corporations Act at the time that we 
              request that the +securities be quoted. 
        
       -      If we are a trust, we warrant that no person has the right to return the 
              +securities to be quoted under section 1019B of the Corporations Act at the 
              time that we request that the +securities be quoted. 
 
3     We will indemnify ASX to the fullest extent permitted by law in respect of any claim, 
      action or expense arising from or connected with any breach of the warranties in this 
      agreement. 
 
4     We give ASX the information and documents required by this form.  If any 
      information or document not available now, will give it to ASX before +quotation of 
      the +securities begins.  We acknowledge that ASX is relying on the information and 
      documents.  We warrant that they are (will be) true and complete. 
 
Company Secretary 
Willi Boehm 
 
17 January 2014 
 
Sponsor 
RAND MERCHANT BANK (A division of FirstRand Bank Limited) 
 
 

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