Wrap Text
Appendix 3Y - X6 - Change of Director’s Interest Notice
The Waterberg Coal Company Limited
(formerly Range River Gold Limited)
(Incorporated in Australia)
(Registration number ABN 64 065 480 453)
ASX: WCC | JSE: WCC | ISIN: AU000000WCC9
(“WCC” or “the Company”)
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity The Waterberg Coal Company Limited
ABN 64 065 480 453
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Brian Keith McMaster
Date of last notice 29 July 2013
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest Indirect
Nature of indirect Reeve Ventures Pty Ltd -The Vega A/C - Director and beneficiary
interest
(including registered Hudsons Bay Investments Pty Ltd Hudson Bay Investment A/C -
Director and beneficiary
holder)
Note: Provide details of the
circumstances giving rise to the
Vega Funds Pty Ltd The Viva Account - Director and beneficiary
relevant interest.
Date of change 11 December 2013
No. of securities held Reeve Ventures Pty Ltd The Vega A/C :
prior to change (a) 2,350,774 Ordinary Shares
(b) 500,000 Placement Options
Hudson Bay Investments Pty Ltd Hudson Bay Investment A/C
(c) 25,000,000 Corporate Advisory Options (Mr McMaster is
entitled to 8,750,000 Corporate Advisory Options)
(d) 250,000 Ordinary Shares (Mr McMaster is entitled to 87,500
Ordinary Shares)
(e) 500,000 Placement Options (Mr McMaster is entitled to
175,000 Placement Options)
Class (a) Ordinary Shares
(b) Unlisted options exercisable at $0.20 on or before 31/12/14
(Placement Options)
(c) Unlisted options exercisable at $0.20 on or before 31/12/16
(Corporate Advisory Options)
(d) Unlisted options exercisable at $0.30 on or before 31/12/16
(Director Options)
Number acquired 20,000,000 Director Options
Number disposed Nil
Value/Consideration The primary purpose of the grant of the Director Options to the
Note: If consideration is non- Director is to provide a performance linked incentive component in the
cash, provide details and remuneration package for the Director to motivate and reward the
estimated valuation performance of the Director in his respective role as Director and it
was approved by shareholders at the Company’s annual general
meeting on 28 November 2013.
No. of securities held after change Reeve Ventures Pty Ltd The Vega A/C :
(a) 2,350,774 Ordinary Shares
(b) 500,000 Placement Options
Hudsons Bay Investments Pty Ltd Hudson Bay
Investment A/C
(c) 25,000,000 Corporate Advisory Options
(Mr McMaster is a beneficiary of
8,750,000 Corporate Advisory Options)
(d) 250,000 Ordinary Shares (Mr McMaster
is a beneficiary of 87,500 Ordinary
Shares)
(e) 500,000 Placement Options (Mr
McMaster is a beneficiary of 175,000
Placement Options)
Vega Funds Pty Ltd The Viva Account
(a) 20,000,000 Director Options
Nature of change The primary purpose of the grant of the Director
Example: on-market trade, off-market trade, exercise of options, Options to the Director is to provide a
issue of securities under dividend reinvestment plan, performance linked incentive component in the
participation in buy-back remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved
by shareholders at the Company’s annual general
meeting on 28 November 2013.
Part 2 – Change of director’s interests in contracts
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – Closed Period
Were the interests in the securities or No
contracts detailed above traded during a
+closed period where prior written
clearance was required?
If so, was prior written clearance provided N/A
to allow the trade to proceed during this
period?
If prior written clearance was provided, on N/A
what date was this provided?
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity The Waterberg Coal Company Limited
ABN 64 065 480 453
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Daniel Crennan
Date of last notice 18 July 2012
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest Direct and Indirect
Nature of indirect interest Shares held by Laura Victoria Crennan. Laura
(including registered holder) Victoria Crennan is the spouse of Daniel Crennan.
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 11 December 2013
No. of securities held prior to change 100,000 fully paid ordinary shares – Laura
Victoria Crennan
Class (a) Fully paid ordinary shares
(b) Unlisted options exercisable at $0.30 on
or before 31/12/16 (Director Options)
Number acquired 3,000,000 Director Options
Number disposed Nil
Value/Consideration The primary purpose of the grant of the Director
Note: If consideration is non-cash, provide details and estimated Options to the Director is to provide a
valuation performance linked incentive component in the
remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved by
shareholders at the Company’s annual general
meeting on 28 November 2013.
No. of securities held after change (a) 100,000 fully paid ordinary shares –
Laura Victoria Crennan
(b) 3,000,000 Director Options – Daniel
Crennan
Nature of change The primary purpose of the grant of the Director
Example: on-market trade, off-market trade, exercise of options, Options to the Director is to provide a
issue of securities under dividend reinvestment plan, performance linked incentive component in the
participation in buy-back remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved
by shareholders at the Company’s annual general
meeting on 28 November 2013.
Part 2 – Change of director’s interests in contracts
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – Closed Period
Were the interests in the securities or No
contracts detailed above traded during a
+closed period where prior written
clearance was required?
If so, was prior written clearance provided N/A
to allow the trade to proceed during this
period?
If prior written clearance was provided, on N/A
what date was this provided?
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity The Waterberg Coal Company Limited
ABN 64 065 480 453
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Jonathan Hart
Date of last notice 1 May 2013
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest Indirect
Nature of indirect interest Jonathan Hart J Hart Family Trust . Mr Hart is the trustee and
(including registered holder) beneficiary of this company.
Note: Provide details of the circumstances giving
rise to the relevant interest.
Date of change 28 April 2013
No. of securities held prior to change Jonathan Hart J Hart Family Trust
(a) 250,000 Ordinary Shares
(b) 300,000 Placement Options
Class (a) Ordinary Shares
(b) unlisted options exercisable at $0.20 on or before 31
December 2014 (Placement Options)
(c) unlisted options exercisable at $0.20 on or before 31
December 2016 (Director Options)
Number acquired 3,000,000 Director Options
Number disposed Nil
Value/Consideration The primary purpose of the grant of the Director Options to the
Note: If consideration is non-cash, provide details Director is to provide a performance linked incentive component
and estimated valuation in the remuneration package for the Director to motivate and
reward the performance of the Director in his respective role as
Director and it was approved by shareholders at the Company’s
annual general meeting on 28 November 2013.
No. of securities held after change Jonathan Hart J Hart Family Trust :
(a) 250,000 Ordinary Shares
(b) 300,000 Placement Options
(c) 3,000,000 Director Options
Nature of change The primary purpose of the grant of the Director
Example: on-market trade, off-market trade, exercise of options, Options to the Director is to provide a
issue of securities under dividend reinvestment plan, performance linked incentive component in the
participation in buy-back remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved
by shareholders at the Company’s annual general
meeting on 28 November 2013.
Part 2 – Change of director’s interests in contracts
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – Closed Period
Were the interests in the securities or No
contracts detailed above traded during a
+closed period where prior written
clearance was required?
If so, was prior written clearance provided N/A
to allow the trade to proceed during this
period?
If prior written clearance was provided, on N/A
what date was this provided?
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity The Waterberg Coal Company Limited
ABN 64 065 480 453
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Dr Nakedi Mathews Phosa
Date of last notice 31 October 2013
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest Indirect
Nature of indirect interest Dr Nakedi Mathews Phosa The NMP Trust . Dr Phosa is the
(including registered holder) trustee and a beneficiary of this trust.
Note: Provide details of the circumstances giving
rise to the relevant interest.
Date of change 11 December 2013
No. of securities held prior to change Nil
Class (a) unlisted options exercisable at $0.30 on or before 31
December 2016 (Options)
Number acquired 20,000,000 Director Options
Number disposed Nil
Value/Consideration The primary purpose of the grant of the Options to Dr Phosa is
Note: If consideration is non-cash, provide details to provide a performance linked incentive component in the
and estimated valuation remuneration package for Dr Phosa to motivate and reward the
performance of Dr Phosa in his respective role with the
Company.
No. of securities held after change Dr Nakedi Mathews Phosa The NMP Trust
(a) 20,000,000 Options
Nature of change The primary purpose of the grant of the Options to
Example: on-market trade, off-market trade, exercise of options, Dr Phosa is to provide a performance linked
issue of securities under dividend reinvestment plan, incentive component in the remuneration
participation in buy-back package for Dr Phosa to motivate and reward the
performance of Dr Phosa in his respective role
with the Company.
Part 2 – Change of director’s interests in contracts
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – Closed Period
Were the interests in the securities or No
contracts detailed above traded during a
+closed period where prior written
clearance was required?
If so, was prior written clearance provided N/A
to allow the trade to proceed during this
period?
If prior written clearance was provided, on N/A
what date was this provided?
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity The Waterberg Coal Company Limited
ABN 64 065 480 453
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Scott Funston
Date of last notice 12 April 2013
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest Indirect
Nature of indirect
interest Francis Scott Funston & Victoria Alexis Suzanne Funston Funston
(including registered Investment A/C - trustee and beneficiary
holder) Hudson Bay Investments Pty Ltd Hudson Bay Investment A/C -
Note: Provide details of the
circumstances giving rise to the
Director and beneficiary
relevant interest.
Date of change 11 December 2013
No. of securities held Francis Scott Funston & Victoria Alexis Suzanne Funston Funston
prior to change Investment A/C
(a) 200,000 fully paid ordinary shares
(b) 200,000 unlisted options exercisable at $0.20 and expire 31
December 2014
Hudsons Bay Investments Pty Ltd Hudson Bay Investment A/C
(c) 25,000,000 Corporate Advisory Options (Mr Funston is
entitled to 3,750,000 Corporate Advisory Options)
(d) 500,000 Placement Options (Mr Funston is entitled to 75,000
Placement Options)
Class (e) Ordinary Shares
(f) Unlisted options exercisable at $0.20 on or before 31/12/14
(Placement Options)
(g) Unlisted options exercisable at $0.20 on or before 31/12/16
(Corporate Advisory Options)
(h) Unlisted options exercisable at $0.30 on or before 31/12/16
(Director Options)
Number acquired 2,000,000 Director Options
Number disposed Nil
Value/Consideration The primary purpose of the grant of the Director Options to the
Note: If consideration is non- Director is to provide a performance linked incentive component in the
cash, provide details and remuneration package for the Director to motivate and reward the
estimated valuation performance of the Director in his respective role as Director and it
was approved by shareholders at the Company’s annual general
meeting on 28 November 2013.
No. of securities held after change Francis Scott Funston & Victoria Alexis Suzanne
Funston Funston Investment A/C
(a) 200,000 fully paid ordinary shares
(b) 200,000 Placement Options
(c) 2,000,000 Director Options
Hudsons Bay Investments Pty Ltd Hudson Bay
Investment A/C
(c) 25,000,000 Corporate Advisory Options
(Mr Funston is a beneficiary of
3,750,000 Corporate Advisory Options)
(d) 500,000 Placement Options (Mr
Funston is a beneficiary of 75,000
Placement Options)
Nature of change The primary purpose of the grant of the Director
Example: on-market trade, off-market trade, exercise of options, Options to the Director is to provide a
issue of securities under dividend reinvestment plan, performance linked incentive component in the
participation in buy-back remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved
by shareholders at the Company’s annual general
meeting on 28 November 2013.
Part 2 – Change of director’s interests in contracts
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – Closed Period
Were the interests in the securities or No
contracts detailed above traded during a
+closed period where prior written
clearance was required?
If so, was prior written clearance provided N/A
to allow the trade to proceed during this
period?
If prior written clearance was provided, on N/A
what date was this provided?
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity The Waterberg Coal Company Limited
ABN 64 065 480 453
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Stephen William Miller
Date of last notice 12 June 2013
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
(a) Clearview Asset Pty Limited as trustee
of the Clearview Asset Trust – director
and beneficiary.
(b) Resource Venture Capital Partners
Pty Ltd (power to control disposal).
(c) Evening Star Enterprises Pty Ltd as
trustee of the Millcorp Super Fund –
director and beneficiary.
(d) Clearview Asset Pty Ltd (power to
control disposal).
(e) Millcorp Securities Pty Ltd as trustee
of Millcorp Securities Trust - director
and beneficiary.
(f) Millcorp Securities Pty Ltd as trustee
of Millcorp Super Fund - director and
beneficiary.
(g) Millcorp Securities Pty Ltd (power to
control disposal)
Date of change 11 December 2013
No. of securities held prior to change
27,203,125 Fully Paid Ordinary Shares, held by:
(a) Clearview Asset Pty Limited as trustee of
the - 16,762,500 Ordinary Shares
(b) Resource Venture Capital Partners Pty
Ltd - 2,362,500 Ordinary Shares
(c) Evening Star Enterprises Pty Ltd as
trustee of the Millcorp Super Fund -
4,500,000 Ordinary Shares
(d) Clearview Asset Pty Ltd - 156,250
Ordinary Shares
(e) Millcorp Securities Pty Ltd as trustee of
Millcorp Securities Pty Ltd - 2,500,000
Ordinary Shares
(f) Millcorp Securities Pty Ltd as
trustee of Millcorp Super Fund –
921,875 Ordinary Shares
Class (i) Ordinary Shares
(j) Unlisted options exercisable at $0.30 on
or before 31/12/16 (Director Options)
Number acquired 15,000,000 Director Options
Number disposed Nil
Value/Consideration The primary purpose of the grant of the Director
Note: If consideration is non-cash, provide details and estimated Options to the Director is to provide a
valuation performance linked incentive component in the
remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved by
shareholders at the Company’s annual general
meeting on 28 November 2013.
No. of securities held after change
27,203,125 Fully Paid Ordinary Shares, held by:
(a) Clearview Asset Pty Limited as trustee of
the - 16,762,500 Ordinary Shares
(b) Resource Venture Capital Partners Pty
Ltd - 2,362,500 Ordinary Shares
(c) Evening Star Enterprises Pty Ltd as
trustee of theMillcorp Super Fund -
4,500,000 Ordinary Shares
(d) Clearview Asset Pty Ltd - 156,250
Ordinary Shares
(e) Millcorp Securities Pty Ltd as trustee of
Millcorp Securities Pty Ltd - 2,500,000
Ordinary Shares
(f) Millcorp Securities Pty Ltd as
trustee of Millcorp Super Fund –
921,875 Ordinary Shares
Evening Star Enterprises Pty Ltd – 10,000,000
Director Options
Millcorp Securities Pty Ltd – 5,000,000 Director
Options
Nature of change The primary purpose of the grant of the Director
Example: on-market trade, off-market trade, exercise of options, Options to the Director is to provide a
issue of securities under dividend reinvestment plan, performance linked incentive component in the
participation in buy-back remuneration package for the Director to motivate
and reward the performance of the Director in his
respective role as Director and it was approved
by shareholders at the Company’s annual general
meeting on 28 November 2013.
Part 2 – Change of director’s interests in contracts
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – Closed Period
Were the interests in the securities or No
contracts detailed above traded during a
+closed period where prior written
clearance was required?
If so, was prior written clearance provided N/A
to allow the trade to proceed during this
period?
If prior written clearance was provided, on N/A
what date was this provided?
19 December 2013
JSE Sponsor
The Standard Bank of South Africa Limited
Date: 19/12/2013 10:48:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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