Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
OLD MUTUAL PLC
ISIN: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Old Mutual plc
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification relates to (i) a transaction notified
in accordance with DTR 3.1.2 R, (ii) a disclosure made in
accordance with LR 9.8.6R(1) or (iii) a disclosure made in
OLD MUTUAL PLC accordance with section 793 of the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to a person connected with a
responsibilities/director person discharging managerial responsibilities/director named in
3 and identify the connected person
• PETER BAIN, PRESIDENT, CHIEF
EXECUTIVE OFFICER, OLD N/A
MUTUAL ASSET MANAGEMENT
• PHILIP BROADLEY, GROUP
FINANCE DIRECTOR
• PAUL FEENEY, CEO, OLD MUTUAL
WEALTH
• IAN GLADMAN, GROUP STRATEGY
DIRECTOR
• PAUL HANRATTY, GROUP
OPERATING OFFICER
• CARLTON HOOD, GROUP
CUSTOMER DIRECTOR
• SUE KEAN, CHIEF RISK OFFICER
• RALPH MUPITA, CEO, OLD
MUTUAL EMERGING MARKETS
• JULIAN ROBERTS, GROUP CHIEF
EXECUTIVE
• DON SCHNEIDER, GROUP HR
DIRECTOR
5. Indicate whether the notification is in respect of a holding 6. Description of shares (including class), debentures or derivatives
of the person referred to in 3 or 4 above or in respect of a or financial instruments relating to shares
non-beneficial interest1
IN RESPECT OF THOSE NAMED IN 3 ORDINARY 11 3/7p SHARES
ABOVE
7. Name of registered shareholders(s) and, if more than one, 8 State the nature of the transaction
the number of shares held by each of them
GRANT OF DEFERRED SHORT-TERM
• PETER BAIN – 8,671 INCENTIVE SHARE AWARDS IN THE FORM
• PHILIP BROADLEY – 513,434 OF RESTRICTED SHARES
• PAUL FEENEY – NIL
• IAN GLADMAN - NIL • PETER BAIN – 967,725 SHARES
• PAUL HANRATTY – 313,169 • PHILIP BROADLEY – 197,138 SHARES
• CARLTON HOOD – NIL • PAUL FEENEY – 109,311 SHARES
• SUE KEAN - NIL • IAN GLADMAN – 78,967 SHARES
• RALPH MUPITA – NIL • PAUL HANRATTY – 229,222 SHARES
• JULIAN ROBERTS – 1,544,556 • CARLTON HOOD – 52,926 SHARES
• DON SCHNEIDER – 78,012 • SUE KEAN – 61,083 SHARES
• RALPH MUPITA – 184,068 SHARES
THESE TOTALS EXCLUDE UNVESTED • JULIAN ROBERTS – 295,874 SHARES
SHARE INCENTIVE AWARDS AND • DON SCHNEIDER – 80,884 SHARES
VESTED BUT UNEXERCISED SHARE
OPTIONS.
9. Number of shares, debentures or financial instruments 10. Percentage of issued class acquired (treasury shares of that class
relating to shares acquired should not be taken into account when calculating percentage)
11. Number of shares, debentures or financial instruments 12. Percentage of issued class disposed (treasury shares of that class
relating to shares disposed should not be taken into account when calculating percentage)
13. Price per share or value of transaction 14. Date and place of transaction
AWARDS GRANTED AT £1.944 PER 8 APRIL 2013 - LONDON
SHARE (R27.03 IN RESPECT OF RALPH
MUPITA)
15. Total holding following notification and total percentage 16. Date issuer informed of transaction
holding following notification (any treasury shares should
not be taken into account when calculating percentage)
8 APRIL 2013
UNCHANGED FROM 7 ABOVE
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that 22. Total number of shares or debentures over which options held
price is to be fixed at the time of exercise following notification
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 9 APRIL 2013
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
09 April 2013
Lead sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint sponsor:
Nedbank Capital
Date: 09/04/2013 03:01:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.