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OML - Old Mutual Plc - Notification of Transactions of Directors/Persons
Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Old Mutual plc
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction
OLD MUTUAL PLC notified in accordance with DTR
3.1.2 R, (ii) a disclosure made in
accordance with LR 9.8.6R(1) or
(iii) a disclosure made in
accordance with section 793 of the
Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging 4. State whether notification relates
managerial to a person connected with a person
responsibilities/director discharging managerial
responsibilities/director named in
JULIAN ROBERTS, GROUP CHIEF 3 and identify the connected person
EXECUTIVE
PHILIP BROADLEY, GROUP
FINANCE DIRECTOR
PETER BAIN, PRESIDENT, CHIEF
EXECUTIVE OFFICER, OLD MUTUAL
ASSET MANAGEMENT
PAUL HANRATTY, CEO, LONG-TERM
SAVINGS
SUE KEAN, CHIEF RISK OFFICER
DON SCHNEIDER, GROUP HR
DIRECTOR
5. Indicate whether the 6. Description of shares (including
notification is in respect of class), debentures or derivatives
a holding of the person or financial instruments relating
referred to in 3 or 4 above to shares
or in respect of a non-
beneficial interest1
ORDINARY 10p SHARES
IN RESPECT OF THOSE NAMED IN
3 ABOVE
7. Name of registered 8 State the nature of the transaction
shareholders(s) and, if more
than one, the number of GRANT OF DEFERRED SHORT-TERM
shares held by each of them INCENTIVE SHARE AWARDS IN THE FORM
OF RESTRICTED SHARES
JULIAN ROBERTS - 1,183,874* -
0.02% JULIAN ROBERTS - 372,315 SHARES
PHILIP BROADLEY - 586,784* - UNDER AWARD
0.01% PHILIP BROADLEY - 241,411 SHARES
PETER BAIN - 9,910* - 0.00% UNDER AWARD
PAUL HANRATTY - 357,909* - PETER BAIN - 672,258 SHARES UNDER
0.00% AWARD
SUE KEAN - NIL* PAUL HANRATTY - 270,942 SHARES
DON SCHNEIDER - 1,486* - UNDER AWARD
0.00% SUE KEAN - 47,175 SHARES UNDER
AWARD
*THESE TOTALS EXCLUDE DON SCHNEIDER - 101,815 SHARES
UNVESTED SHARE INCENTIVE UNDER AWARD
AWARDS AND VESTED BUT
UNEXERCISED SHARE OPTIONS.
9. Number of shares, debentures 10. Percentage of issued class acquired
or financial instruments (treasury shares of that class
relating to shares acquired should not be taken into account
when calculating percentage)
11 Number of shares, debentures 12. Percentage of issued class disposed
. or financial instruments (treasury shares of that class
relating to shares disposed should not be taken into account
when calculating percentage)
13 Price per share or value of 14. Date and place of transaction
. transaction
10 APRIL 2012 - LONDON
AWARDS GRANTED AT GBP1.571
PER SHARE
15 Total holding following 16. Date issuer informed of transaction
. notification and total
percentage holding following 10 APRIL 2012
notification (any treasury
shares should not be taken
into account when calculating
percentage)
UNCHANGED FROM 7 ABOVE
If a person discharging managerial responsibilities has been granted options
by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on
which exercisable
19. Total amount paid (if any) 20. Description of shares or
for grant of the option debentures involved (class and
number)
21. Exercise price (if fixed at 22. Total number of shares or
time of grant) or indication debentures over which options
that price is to be fixed at held following notification
the time of exercise
23. Any additional information 24. Name of contact and telephone
number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making
notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 11 APRIL 2012
Sponsor:
Merrill Lynch South Africa (Pty) Limited
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to
the shares or debentures of the issuer should complete boxes 1 to 16, 23 and
24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and
24.
(3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete boxes
1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Date: 11/04/2012 17:41:02 Supplied by www.sharenet.co.za
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