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OLD MUTUAL LIMITED - Dealings in securities by directors, company secretary and prescribed officers of Old Mutual

Release Date: 06/04/2023 17:41
Code(s): OMLI     PDF:  
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Dealings in securities by directors, company secretary and prescribed officers of Old Mutual

Old Mutual Limited
Incorporated in the Republic of South Africa
Registration number: 2017/235138/06
LEI: 213800MON84ZWWPQCN47
JSE alpha code: OMLI
("Old Mutual" or “the Company”)

06 April 2023

DEALINGS IN SECURITIES BY DIRECTORS, COMPANY SECRETARY AND PRESCRIBED OFFICERS OF
OLD MUTUAL

In accordance with paragraph 6.42 of the Debt Listings Requirements, debtholders are advised that the
following directors, company secretary and prescribed officers of Old Mutual have been awarded and
accepted forfeitable shares in terms of the Company’s Employee Share Ownership Plan (ESOP) and Long-
Term Incentive Plan (LTIP) Rules:

Director                   Iain George Williamson
Position                   Chief Executive Officer
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           371 543
Grant Price per share      R11.90000
Value of Transaction       R 4,421,361.70
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Casparus Gerhardus Troskie
Position                   Chief Financial Officer
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           248 027
Grant Price per share      R11.90000
Value of Transaction       R 2,951,521.30
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Zureida Ebrahim
Position                   Chief Operating Officer
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           176 739
Grant Price per share      R11.90000
Value of Transaction       R 2,103,194.10
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Clement Chinaka
Position                   Managing Director: Old Mutual Africa Regions
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           211 548
Grant Price per share      R11.90000
Value of Transaction       R 2,517,421.20
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Tsakani Clarence Nethengwe
Position                   Managing Director: Mass Foundation Cluster
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           193 905
Grant Price per share      R11.90000
Value of Transaction       R 2,307,469.50
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Prabashini Moodley
Position                   Managing Director: Corporate
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           167 069
Grant Price per share      R11.90000
Value of Transaction       R 1,988,121.10
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Gcinikhaya Loyiso Gobodo
Position                   Managing Director: Wealth and Investments
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           556 145
Grant Price per share      R11.90000
Value of Transaction       R 6,618,125.50
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Kerrin Land
Position                   Managing Director: Personal Finance
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           188 614
Grant Price per share      R11.90000
Value of Transaction       R2,244,506.60
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Garth Napier
Position                   Managing Director: Old Mutual Insure
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           198 057
Grant Price per share      R11.90000
Value of Transaction       R2,356,878.30
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Elsabé Margaretha Kirsten
Position                   Company Secretary
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Deferred
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           55 906
Grant Price per share      R11.90000
Value of Transaction       R665,281.40
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Director                   Elsabé Margaretha Kirsten
Position                   Company Secretary
Company                    Old Mutual
Nature of transactions     Off-market award of forfeitable shares in respect of the ESOP Retention
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
Vesting Date               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
                           March 2026.
Number of shares           42 017
Grant Price per share      R11.90000
Value of Transaction       R500,002.30
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF

Sandton

Debt Sponsor
Nedbank Corporate and Investment Banking, a division of Nedbank Limited

Enquiries
 Investor Relations
 Bonga Mriga                                   M: +27 (0)67 866 6348
 Interim Head: Investor Relations              E: bmriga@oldmutual.com

 Communications
 Vuyo Mtawa                                    M: +27 68 422 8125
 Head: Group Communications                    E: vmtawa@oldmutual.com

Notes to Editors

About Old Mutual Limited
Old Mutual is a premium African financial services group that offers a broad spectrum of financial solutions
to retail and corporate customers across key market segments in 14 countries. Old Mutual's primary
operations are in South Africa and the Africa Regions, and it has a niche business in Asia. With over 177 years
of heritage across sub-Saharan Africa, Old Mutual is a crucial part of the communities they serve and the
broader society on the continent.

For further information on Old Mutual, and its underlying businesses, please visit the corporate website at
www.oldmutual.com.

Date: 06-04-2023 05:41:00
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