Dealings in securities on behalf of ESOP
Old Mutual Limited
Incorporated in the Republic of South Africa
Registration number: 2017/235138/06
JSE alpha code: OMLI
("Old Mutual" or “the Company”)
10 December 2021
DEALINGS IN SECURITIES BY DIRECTORS, COMPANY SECRETARY AND PRESCRIBED
OFFICERS OF OLD MUTUAL
In accordance with paragraph 6.42 of the Debt Listings Requirements, shareholders are
advised that the following directors, company secretary and prescribed officers of Old Mutual
have been awarded forfeitable shares in terms of the company’s Employee Share Ownership
Plan (ESOP) Rules:
Director Iain G Williamson
Position Chief Executive Officer
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 14 157
Grant Price per share R14.0900
Value of Transaction R199 472.1300
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Iain G Williamson
Position Chief Executive Officer
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 29 684
Grant Price per share R14.0900
Value of Transaction R418 247.5600
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Iain G Williamson
Position Chief Executive Officer
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 10 586
Grant Price per share R14.0900
Value of Transaction R149 156.7400
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Casparus Gerhardus Troskie
Position Chief Financial Officer
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 10 701
Grant Price per share R14.0900
Value of Transaction R150 777.0900
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Casparus Gerhardus Troskie
Position Chief Financial Officer
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 23 182
Grant Price per share R14.0900
Value of Transaction R326 634.3800
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Casparus Gerhardus Troskie
Position Chief Financial Officer
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 13 555
Grant Price per share R14.0900
Value of Transaction R190 989.9500
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Elsabé Margaretha Kirsten
Position Company Secretary
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 2 718
Grant Price per share R14.0900
Value of Transaction R38 296.6200
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Elsabé Margaretha Kirsten
Position Company Secretary
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 5 089
Grant Price per share R14.0900
Value of Transaction R71 704.0100
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Elsabé Margaretha Kirsten
Position Company Secretary
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 2 691
Grant Price per share R14.0900
Value of Transaction R37 916.1900
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Clement Chinaka
Position Managing Director: Rest of Africa
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 6 420
Grant Price per share R14.0900
Value of Transaction R90 457.8000
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Clement Chinaka
Position Managing Director: Rest of Africa
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 20 355
Grant Price per share R14.0900
Value of Transaction R286 801.9500
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Clement Chinaka
Position Managing Director: Rest of Africa
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 14 083
Grant Price per share R14.0900
Value of Transaction R198 429.4700
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Tsakani Clarence Nethengwe
Position Managing Director: Mass Foundation Cluster
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 8 025
Grant Price per share R14.0900
Value of Transaction R113 072.2500
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Tsakani Clarence Nethengwe
Position Managing Director: Mass Foundation Cluster
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 16 397
Grant Price per share R14.0900
Value of Transaction R231 033.7300
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Tsakani Clarence Nethengwe
Position Managing Director: Mass Foundation Cluster
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 14 639
Grant Price per share R14.0900
Value of Transaction R206 263.5100
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Prabashini Moodley
Position Managing Director: Corporate
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 7 173
Grant Price per share R14.0900
Value of Transaction R101 067.5700
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Prabashini Moodley
Position Managing Director: Corporate
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 12 298
Grant Price per share R14.0900
Value of Transaction R173 278.8200
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Prabashini Moodley
Position Managing Director: Corporate
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 7 634
Grant Price per share R14.0900
Value of Transaction R107 563.0600
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Kerrin Land
Managing Director: Personal Finance and Wealth
Position
Management
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 8 025
Grant Price per share R14.0900
Value of Transaction R113 072.2500
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Kerrin Land
Managing Director: Personal Finance and Wealth
Position
Management
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 15 585
Grant Price per share R14.0900
Value of Transaction R219 592.6500
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Kerrin Land
Managing Director: Personal Finance and Wealth
Position
Management
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 4 934
Grant Price per share R14.0900
Value of Transaction R69 520.0600
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Garth Napier
Position Managing Director: Old Mutual Insure
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Award vests in equal tranches on 09 April 2022, 09 April 2023
Vesting Date
and 09 April 2024.
Number of shares 8 532
Grant Price per share R14.0900
Value of Transaction R120 215.8800
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Garth Napier
Position Managing Director: Old Mutual Insure
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 26 March 2023
Number of shares 14 984
Grant Price per share R14.0900
Value of Transaction R211 124.5600
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Director Garth Napier
Position Managing Director: Old Mutual Insure
Company Old Mutual
Off-market award of forfeitable shares in respect of the special
Nature of transactions grant utilising the proceeds from the unbundling announced
on 26 October 2021
Class of Securities Ordinary shares
Transaction Date 07-Dec-21
Vesting Date Award vests on 20 March 2022
Number of shares 20 665
Grant Price per share R14.0900
Value of Transaction R291 169.8500
Nature of interest Direct beneficial
Clearance obtained Yes
Place of the transaction XOFF
Sandton
Debt Sponsor
Nedbank Corporate and Investment Banking, a division of Nedbank Limited
Enquiries
Investor Relations
Sizwe Ndlovu T: +27 (0)11 217 1163
Head of Investor Relations E: tndlovu6@oldmutual.com
Communications
Tabby Tsengiwe T: +27 (11) 217 1953
Head of Communications M: +27 (0)60 547 4947
E: ttsengiwe@oldmutual.com
Notes to Editors
Old Mutual is a premium African financial services Group that offers a broad spectrum of
financial solutions to retail and corporate customers across key markets segments in 14
countries. Old Mutual's primary operations are in South Africa and the rest of Africa, and we have
a niche business in China. With over 176 years of heritage across sub-Saharan Africa, we are a
crucial part of the communities we serve and broader society on the continent.
For further information on Old Mutual, and its underlying businesses, please visit the corporate
website at www.oldmutual.com.
Date: 10-12-2021 04:35:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.