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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction notified
OLD MUTUAL PLC in accordance with DTR 3.1.2 R, (ii)
a disclosure made in accordance with
LR 9.8.6R(1) or (iii) a disclosure
made in accordance with section 793
of the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to
responsibilities/director a person connected with a person
discharging managerial
• PHILIP BROADLEY, GROUP FINANCE responsibilities/director named in 3
DIRECTOR and identify the connected person
• PAUL HANRATTY, GROUP OPERATING
OFFICER N/A
• JULIAN ROBERTS, GROUP CHIEF
EXECUTIVE
• DONALD SCHNEIDER, GROUP HR DIRECTOR
5. Indicate whether the notification is in 6. Description of shares (including
respect of a holding of the person class), debentures or derivatives or
referred to in 3 or 4 above or in financial instruments relating to
respect of a non-beneficial interest1 shares
IN RESPECT OF THOSE NAMED IN 3 ABOVE
ORDINARY 11 3/7p SHARES
7. Name of registered shareholder(s) and, 8. State the nature of the transaction
if more than one, the number of shares
held by each of them VESTING AND SALE OF RESTRICTED SHARES
ORIGINALLY GRANTED ON 23 MARCH 2010
• PHILIP BROADLEY – 513,434*
• PAUL HANRATTY – 313,169* PHILIP BROADLEY – 229,713 SHARES
• JULIAN ROBERTS – 1,385,889* VESTED. SOLD ALL SHARES AT £2.056 PER
• DONALD SCHNEIDER – 69,699* SHARE
*THESE TOTALS EXCLUDE UNVESTED SHARE PAUL HANRATTY – 437,122 SHARES
INCENTIVE AWARDS AND VESTED BUT VESTED. SOLD ALL SHARES AT £2.056 PER
UNEXERCISED SHARE OPTIONS. SHARE
JULIAN ROBERTS – 331,492 SHARES
VESTED. SOLD 172,825 SHARES AT £2.056
PER SHARE
DONALD SCHNEIDER – 17,367 SHARES
VESTED. SOLD 9,054 SHARES AT £2.056
PER SHARE
9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating to (treasury shares of that class should
shares acquired not be taken into account when
calculating percentage)
• PHILIP BROADLEY – 229,713 SHARES
• PAUL HANRATTY – 437,122 SHARES • PHILIP BROADLEY – 0.0047%
• JULIAN ROBERTS – 331,492 SHARES • PAUL HANRATTY – 0.0089%
• DONALD SCHNEIDER – 17,367 SHARES • JULIAN ROBERTS – 0.0068%
• DONALD SCHNEIDER – 0.0004%
11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating to (treasury shares of that class should
shares disposed not be taken into account when
calculating percentage)
• PHILIP BROADLEY – 229,713 SHARES
• PAUL HANRATTY – 437,122 SHARES • PHILIP BROADLEY – 0.0047%
• JULIAN ROBERTS – 172,825 SHARES • PAUL HANRATTY – 0.0089%
• DONALD SCHNEIDER – 9,054 SHARES • JULIAN ROBERTS – 0.0035%
• DONALD SCHNEIDER – 0.0002%
13. Price per share or value of transaction 14. Date and place of transaction
AS DESCRIBED IN 8 ABOVE 25 MARCH 2013 – LONDON
15. Total holding following notification 16. Date issuer informed of transaction
and total percentage holding following
notification (any treasury shares 25 MARCH 2013
should not be taken into account when
calculating percentage)
• PHILIP BROADLEY – 513,434* - 0.0105%
• PAUL HANRATTY – 313,169* - 0.064%
• JULIAN ROBERTS – 1,544,556* –
0.0316%
• DONALD SCHNEIDER – 78,012* – 0.0016%
*THESE TOTALS EXCLUDE UNVESTED SHARE
INCENTIVE AWARDS AND VESTED BUT
UNEXERCISED SHARE OPTIONS.
If a person discharging managerial responsibilities has been granted options by the
issuer complete the following boxes
17. Date of grant 18. Period during which or date on which
exercisable
19. Total amount paid (if any) for 20. Description of shares or debentures
grant of the option involved (class and number)
21. Exercise price (if fixed at time of 22. Total number of shares or debentures
grant) or indication that price is over which options held following
to be fixed at the time of exercise notification
23. Any additional information 24. Name of contact and telephone number
for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 26 MARCH 2013
Notes: This form is intended for use by an issuer to make a RIS notification required
by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares
or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of
the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person
discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to
the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8,
9, 11, 13, 14, 16, 23 and 24.
26 March 2013
Lead Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 26/03/2013 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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