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DRA GLOBAL LIMITED - DRA GLOBAL LIMITED - Substantial Holder Notices

Release Date: 15/09/2021 11:30
Code(s): DRA     PDF:  
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DRA GLOBAL LIMITED - Substantial Holder Notices

DRA Global Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
ACN 622 581 935
ASX / JSE Share Code: DRA
ISIN: AU0000155814
("DRA" or "the Company")
JSE Sponsor: Pallidus Capital Proprietary Limited

                                                                JSE ANNOUNCEMENT
                                                                                                                           15 September 2021



SUBSTANTIAL HOLDER NOTICES

DRA Global Limited (ASX / JSE: DRA) (DRA or the Company) releases the following substantial holder notices received from shareholders and released to the Australian Securities Exchange today.
•	Gency Support Limited – Notice of Initial Substantial Holder.
•	The Lyon Hart Trust – Notice of Ceasing to be a Substantial Holder.


- ENDS -


For further information, please contact:

Investor queries:                                                    Media enquiries:
Haydn von Maltitz                                                    Cameron Gilenko
Head of Corporate Affairs – DRA Global                               Citadel-MAGNUS
Ph: +61 8 6163 5939                                                  M: +61 466 984 953
shareholders@draglobal.com                                           cgilenko@citadelmagnus.com


About DRA Global Limited
DRA Global Limited (ASX: DRA | JSE: DRA) (DRA or the Company) is a multi-disciplinary engineering, project management and
operations management group predominantly focused on the mining and minerals resources sector. DRA has an extensive global track
record, spanning more than three decades and more than 7,500 studies and projects as well as operations and maintenance solutions
across a wide range of commodities.
DRA has expertise in mining, minerals and metals processing and related non-process infrastructure including ESG, water and energy
solutions for the mining industry. DRA delivers advisory, engineering and project delivery services throughout the capital project lifecycle
from concept though to operational readiness and commissioning as well as ongoing operations, maintenance and shutdown services.
DRA, headquartered in Perth, Australia, services its global customer base through 20 offices across Asia-Pacific, North and South
America, Europe, Middle East and Africa.


Physical Level 8, 256 Adelaide Terrace / Perth WA 6000 / Australia // Postal PO Box 3130 / East Perth WA 6892 / Australia
Telephone +61 (0)8 6163 5900 // info@draglobal.com // ACN 622 581 935 // ASX: DRA / JSE:DRA                                                                             




                                                                               Form 603
                                                                         Corporations Act 2001
                                                                             Section 671B

                                                     Notice of initial substantial holder

To Company Name/Scheme                     DRA Global Limited


ACN/ARSN                                   622 581 935



1.   Details of substantial holder (1)
Name                                       Gency Support Limited
ACN/ARSN (if applicable)                   N/A


The holder became a substantial holder on                       13/09/2021



2.   Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
                      Class of securities (4)            Number of securities             Person’s votes (5)             Voting power (6)
                      Fully paid ordinary shares         6,642,339                        6,642,339                      12.25%



3.   Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
                      Holder of relevant interest                   Nature of relevant interest (7)            Class and number of securities

                      Gency Support Limited                         Shareholder                                6,642,339 fully paid ordinary shares




4.   Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
                      Holder of relevant             Registered holder of                     Person entitled to be               Class and number
                      interest                       securities                               registered as holder (8)            of securities
                                                                                                                               6,642,339 fully paid
                      Gency Support Limited          Gency Support Limited                    N/A
                                                                                                                               ordinary shares



5.   Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
                      Holder of relevant interest           Date of acquisition                      Consideration (9)         Class and number of securities                                                                Class and number
                                                                                                                                                                                       of securities
                                                                                                  Cash            Non-cash
                                                                                                                               6,642,339 fully paid
                      Gency Support Limited                 13/09/2021                            N$298,805,255
                                                                                                                               ordinary shares

6.   Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

[Note: an “associate” is any person who controls the holder (or is controlled by an entity or individual that controls the holder) or has otherwise entered into an
agreement with the holder to control or influence the affairs of DRA or is acting in concert in relation the affairs of DRA. Please provide a list of any associates
below.].

                  Name and ACN/ARSN (if applicable)             Nature of association

                  John Mavrokordatos                            Authorised Representative of Gency Support Limited




7.   Addresses
The addresses of persons named in this form are as follows:

                 Name                                        Address

                 Gency Support Limited                       5 Andrea Patasalides, Capricornia, Office 303, Nicosia, Cyprus

                 John Mavrokordatos                          5 Andrea Patasalides, Capricornia, Office 303, Nicosia, Cyprus




Signature


                              print name   John Mavrokordatos                                                                   capacity      Director


                              sign here                                                                                         date          14/09/2021




                                                                             DIRECTIONS
(1)     If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
        trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
        they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
        is clearly set out in paragraph 7 of the form.


(2)     See the definition of "associate" in section 9 of the Corporations Act 2001.


(3)     See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.


(4)     The voting shares of a company constitute one class unless divided into separate classes.


(5)     The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a
        relevant interest in.

(6)     The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.


(7)     Include details of:
        (a)      any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
                 document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
                 scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
        (b)      any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
                 securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

        See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8)     If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”


(9)     Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or
        may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
        contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
        are not paid directly to the person from whom the relevant interest was acquired.



                                                                           Form 605
                                                                         Corporations Act 2001
                                                                             Section 671B


                                                Notice of ceasing to be a substantial holder


 To Company Name/Scheme                 DRA Global Limited


 ACN/ARSN                               622 581 935


 1.   Details of substantial holder (1)
 Name                                   The Lyon Hart Trust

 ACN (if applicable)                    N/A


 The holder ceased to be a substantial holder on                    13/09/2021
 The previous notice was given to the company on                    23/07/2021
 The previous notice was dated                                      9/07/2021

 2.   Change in relevant interests

 Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company
 or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

                 Date of change        Person whose         Nature of            Consideration           Class (6) and           Person’s votes affected
                                       relevant interest    change (4)           given in relation to    number of affected
                                       changed                                   change (5)              securities
                                                                                                         
                 13/09/2021            The Lyon Hart        Sale                 N$298,805,255           6,642,339 fully         6,642,339
                                       Trust                                                             paid ordinary
                                                                                                         shares



 3.   Changes in association
 The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder
 in relation to voting interests in the company or scheme are as follows:
                  
   Name and ACN (if applicable)        Nature of association




 4.   Addresses
 The addresses of persons named in this form are as follows:
                
                  Name                                Address

                  The Lyon Hart Trust                 8 Sinclair Street, Windhoek, Namibia




 Signature
                        print name    Olivier Alain Barbeau                                                             capacity    Trustee


                        sign here                                                                                       date        15/09/2021




Precedent\003837824
                                                                           DIRECTIONS


 (1)     If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager
         and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially
         similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses
         of members is clearly set out in paragraph 4 of the form.

 (2)     See the definition of ‘relevant interest’ in sections 608 and 671B(7) of the Corporations Act 2001.

 (3)     See the definition of ‘associate’ in section 9 of the Corporations Act 2001.

 (4)     Include details of:
         (a)     any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a
                 copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any
                 contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or
                 arrangement; and
         (b)      any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of
                  the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

         See the definition of ‘relevant agreement’ in section 9 of the Corporations Act 2001.

 (5)     Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
         may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
         contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
         are not paid directly to the person from whom the relevant interest was acquired.

 (6)     The voting shares of a company constitute one class unless divided into separate classes.

 (7)     Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.


Date: 15-09-2021 11:30:00
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