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DRA GLOBAL LIMITED - Substantial Holder Notices
DRA Global Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
ACN 622 581 935
ASX / JSE Share Code: DRA
ISIN: AU0000155814
("DRA" or "the Company")
JSE Sponsor: Pallidus Capital Proprietary Limited
JSE ANNOUNCEMENT
15 September 2021
SUBSTANTIAL HOLDER NOTICES
DRA Global Limited (ASX / JSE: DRA) (DRA or the Company) releases the following substantial holder notices received from shareholders and released to the Australian Securities Exchange today.
• Gency Support Limited – Notice of Initial Substantial Holder.
• The Lyon Hart Trust – Notice of Ceasing to be a Substantial Holder.
- ENDS -
For further information, please contact:
Investor queries: Media enquiries:
Haydn von Maltitz Cameron Gilenko
Head of Corporate Affairs – DRA Global Citadel-MAGNUS
Ph: +61 8 6163 5939 M: +61 466 984 953
shareholders@draglobal.com cgilenko@citadelmagnus.com
About DRA Global Limited
DRA Global Limited (ASX: DRA | JSE: DRA) (DRA or the Company) is a multi-disciplinary engineering, project management and
operations management group predominantly focused on the mining and minerals resources sector. DRA has an extensive global track
record, spanning more than three decades and more than 7,500 studies and projects as well as operations and maintenance solutions
across a wide range of commodities.
DRA has expertise in mining, minerals and metals processing and related non-process infrastructure including ESG, water and energy
solutions for the mining industry. DRA delivers advisory, engineering and project delivery services throughout the capital project lifecycle
from concept though to operational readiness and commissioning as well as ongoing operations, maintenance and shutdown services.
DRA, headquartered in Perth, Australia, services its global customer base through 20 offices across Asia-Pacific, North and South
America, Europe, Middle East and Africa.
Physical Level 8, 256 Adelaide Terrace / Perth WA 6000 / Australia // Postal PO Box 3130 / East Perth WA 6892 / Australia
Telephone +61 (0)8 6163 5900 // info@draglobal.com // ACN 622 581 935 // ASX: DRA / JSE:DRA
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme DRA Global Limited
ACN/ARSN 622 581 935
1. Details of substantial holder (1)
Name Gency Support Limited
ACN/ARSN (if applicable) N/A
The holder became a substantial holder on 13/09/2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Fully paid ordinary shares 6,642,339 6,642,339 12.25%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Gency Support Limited Shareholder 6,642,339 fully paid ordinary shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number
interest securities registered as holder (8) of securities
6,642,339 fully paid
Gency Support Limited Gency Support Limited N/A
ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Class and number
of securities
Cash Non-cash
6,642,339 fully paid
Gency Support Limited 13/09/2021 N$298,805,255
ordinary shares
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
[Note: an “associate” is any person who controls the holder (or is controlled by an entity or individual that controls the holder) or has otherwise entered into an
agreement with the holder to control or influence the affairs of DRA or is acting in concert in relation the affairs of DRA. Please provide a list of any associates
below.].
Name and ACN/ARSN (if applicable) Nature of association
John Mavrokordatos Authorised Representative of Gency Support Limited
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Gency Support Limited 5 Andrea Patasalides, Capricornia, Office 303, Nicosia, Cyprus
John Mavrokordatos 5 Andrea Patasalides, Capricornia, Office 303, Nicosia, Cyprus
Signature
print name John Mavrokordatos capacity Director
sign here date 14/09/2021
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a
relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”
(9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
are not paid directly to the person from whom the relevant interest was acquired.
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme DRA Global Limited
ACN/ARSN 622 581 935
1. Details of substantial holder (1)
Name The Lyon Hart Trust
ACN (if applicable) N/A
The holder ceased to be a substantial holder on 13/09/2021
The previous notice was given to the company on 23/07/2021
The previous notice was dated 9/07/2021
2. Change in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change Person whose Nature of Consideration Class (6) and Person’s votes affected
relevant interest change (4) given in relation to number of affected
changed change (5) securities
13/09/2021 The Lyon Hart Sale N$298,805,255 6,642,339 fully 6,642,339
Trust paid ordinary
shares
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder
in relation to voting interests in the company or scheme are as follows:
Name and ACN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
Name Address
The Lyon Hart Trust 8 Sinclair Street, Windhoek, Namibia
Signature
print name Olivier Alain Barbeau capacity Trustee
sign here date 15/09/2021
Precedent\003837824
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager
and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially
similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses
of members is clearly set out in paragraph 4 of the form.
(2) See the definition of ‘relevant interest’ in sections 608 and 671B(7) of the Corporations Act 2001.
(3) See the definition of ‘associate’ in section 9 of the Corporations Act 2001.
(4) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a
copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any
contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or
arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of
the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of ‘relevant agreement’ in section 9 of the Corporations Act 2001.
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
are not paid directly to the person from whom the relevant interest was acquired.
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Date: 15-09-2021 11:30:00
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