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Transactions by PDMRs, persons closely associated with them, prescribed officers, company secretaries and associates
Ninety One Limited Ninety One plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 2019/526481/06 Registration number 12245293
JSE share code: NY1 LSE share code: N91
ISIN: ZAE000282356. JSE share code: N91
ISIN: GB00BJHPLV88.
As part of the dual listed company structure, Ninety One plc and Ninety One Limited (together "Ninety One") notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of (i)
directors of both entities and the respective company secretaries and such persons’ respective associates and
persons closely associated with them, (ii) prescribed officers and persons discharging managerial responsibilities
("PDMRs") and such persons’ respective associates and persons closely associated with them, and (iii) in certain
instances the directors and company secretaries of major subsidiaries of Ninety One and such persons’ respective
associates, in the securities of Ninety One plc and Ninety One Limited which are required to be disclosed under
Article 19 of the Market Abuse Regulation (Regulation 596/2014) (“MAR”), the Listing Rules, and the Disclosure
Guidance and Transparency Rules of the FCA and/or the JSE Listings Requirements.
Notification of transactions by relevant Directors, Persons Discharging Managerial Responsibilities
("PDMRs") and persons closely associated with them, prescribed officers, company secretaries and
associates
1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Hendrik du Toit
2 Reason for the notification
a) Position/status Director/PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 487,935 shares and share awards for nil
consideration arising as a consequence of the Ninety One
demerger, comprising:
- 53,000 ordinary shares, which are not subject to
any restrictions;
- 119,817 ordinary shares, which have vested, but
are subject to certain retention conditions; and
- Awards over 315,118 ordinary shares, which have
not yet vested and may also be subject to
achievement against certain performance
conditions.
//
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c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 487,935
d) Aggregated information N/A
- Aggregated volume
- Price
e) Date of the transaction 16 March 2020
f) Place of the transaction London
1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Kim McFarland
2 Reason for the notification
a) Position/status Director/PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 263,553 shares and share awards for nil
consideration arising as a consequence of the Ninety One
demerger, comprising:
- 6,423 ordinary shares, which are not subject to
any restrictions;
- 75,671 ordinary shares, which have vested, but
are subject to certain retention conditions; and
- Awards over 181,459 ordinary shares, which have
not yet vested and may also be subject to
achievement against certain performance
conditions.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 263,553
//
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d) Aggregated information N/A
- Aggregated volume
- Price
e) Date of the transaction 16 March 2020
f) Place of the transaction London
1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Fani Titi
2 Reason for the notification
a) Position/status Director/PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 248,682 shares and share awards for nil
consideration arising as a consequence of the Ninety One
demerger, comprising:
- 72,740 ordinary shares, which have vested, but
are subject to certain retention conditions; and
- Awards over 175,942 ordinary shares, which have
not yet vested and may also be subject to
achievement against certain performance
conditions.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 248,682
d) Aggregated information N/A
- Aggregated volume
- Price
e) Date of the transaction 16 March 2020
f) Place of the transaction London
//
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1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Grant Cameron and Jennifer Cameron (joint account)
2 Reason for the notification
a) Position/status Director/PDMR of a major subsidiary/PCA with Grant
Cameron
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 19,432 ordinary shares for nil consideration
arising as a consequence of the Ninety One demerger.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 19,432
d) Aggregated information N/A
- Aggregated volume
- Price
d) Date of the transaction 16 March 2020
e) Place of the transaction London
1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Adam Fletcher
2 Reason for the notification
a) Position/status Director/PDMR of a major subsidiary
b) Initial notification /Amendment Initial notification
//
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3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 303 shares for nil consideration arising as a
consequence of the Ninety One demerger.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 303
d) Aggregated information N/A
- Aggregated volume
- Price
d) Date of the transaction 16 March 2020
e) Place of the transaction Johannesburg
1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Kevin Alcock (non-beneficial interest)
2 Reason for the notification
a) Position/status Director/PDMR of a major subsidiary
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
//
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4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 14,355 shares for nil consideration arising as
a consequence of the Ninety One demerger.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 14,355
d) Aggregated information N/A
- Aggregated volume
- Price
d) Date of the transaction 16 March 2020
e) Place of the transaction London
1 Details of the person discharging managerial responsibilities / person closely associated /
associate
a) Legal person Forty Two Point Two
2 Reason for the notification
a) Position/status In terms of MAR, the Listing Rules, and the Disclosure
Guidance and Transparency Rules of the FCA, this
notification concerns a person closely associated with
Hendrik du Toit and Kim McFarland, each of whom is a
Director of Ninety One plc (i.e. a PDMR)
In terms of the JSE Listings Requirements, Forty Two Point
Two is wholly owned by the Marathon Trust and the
undermentioned persons (who are directors of Ninety One
plc, Ninety One Limited and/or major subsidiaries of Ninety
One) are beneficiaries of the Marathon Trust. Forty Two
Point Two is an associate of these persons for the purpose
of the JSE Listings Requirements:-
- Hendrik du Toit – Director of Ninety One plc and
Ninety One Limited
- Kim McFarland – Director of Ninety One plc and
Ninety One Limited
- Thabo Khojane – Director of Investec Assurance
Limited (“IAL”)
- Johan Schreuder – Director of IAL
- Adam Fletcher – Director of Investec Asset
Management Guernsey Limited
b) Initial notification /Amendment Initial notification
//
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3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Name Ninety One plc
b) LEI 549300G0TJCT3K15ZG14
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type Ordinary shares of GBP0.0001 each
of instrument
Identification code GB00BJHPLV88
b) Nature of the transaction Acquisition of 124,524,302 shares for nil consideration
arising as a consequence of the Ninety One demerger and
pledge of all such shares for security. Voting rights in
relation to the shares being pledged remain with Forty Two
Point Two.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 124,524,302
d) Aggregated information N/A
- Aggregated volume
- Price
d) Date of the transaction 16 March 2020
e) Place of the transaction Outside a trading venue
Date of release: 16 March 2020
JSE Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd
//
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Date: 16-03-2020 12:00:00
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