Wrap Text
Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
LEI: 54930092XIVK28RZGM95
2 April 2020
For immediate release
Quilter plc
(the “Company”)
Notification of transactions by Directors and Persons Discharging Managerial
Responsibilities ("PDMRs")
The Company announces the following transactions by Directors and PDMRs in the Company’s ordinary
shares of £0.07 each (“Shares”) which include the vesting and sale of Shares that had been granted
pursuant to:
a) the 2016 and 2017 Deferred Bonus awards made under the Phantom Share Reward Plan (“Phantom
SRP”);
b) the 2018 Deferred Bonus awards made under the Quilter Share Reward Plan (“Quilter SRP”); and
c) a Recruitment Award made under the Quilter SRP.
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Matthew Burton
2 Reason for the notification
a) Position/status Chief Risk Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 24,583 Shares pursuant to the 2016 Deferred
Bonus award under the Phantom SRP
ii) Sale of 11,595 Shares vested under i) above to settle tax
liability and dealing costs
iii) Vesting of 27,691 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
iv) Sale of 13,061 Shares vested under iii) above to settle tax
liability and dealing costs
v) Vesting of 42,414 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
vi) Sale of 20,005 Shares vested under v) above to settle tax
liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 24,583
ii) £1.123818 ii) 11,595
iii) Nil iii) 27,691
iv) £1.123818 iv) 13,061
v) Nil v) 42,414
vi) £1.123818 vi) 20,005
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.123818
iii) Consideration price: Nil
iv) Sale price: £1.123818
v) Consideration price: Nil
vi) Sale price: £1.123818
e) Date of the transaction i) 2020-03-31
ii) 2020-03-31
iii) 2020-03-31
iv) 2020-03-31
v) 2020-03-31
vi) 2020-03-31
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Karin Cook
2 Reason for the notification
a) Position/status Chief Operating Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 28,512 Shares under the Quilter SRP
(Recruitment award)
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 28,512
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price
e) Date of the transaction i) 2020-03-31
f) Place of the transaction i) Outside a trading venue
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Paul Feeney
2 Reason for the notification
a) Position/status Chief Executive Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 333,860 Shares pursuant to the 2016 Deferred
Bonus award under the Phantom SRP
ii) Sale of 157,466 Shares vested under i) above to settle tax
liability and dealing costs
iii) Vesting of 152,355 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
iv) Sale of 71,859 Shares vested under iii) above to settle tax
liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 333,860
ii) £1.123818 ii) 157,466
iii) Nil iii) 152,355
iv) £1.123818 iv) 71,859
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.123818
iii) Consideration price: Nil
iv) Sale price: £1.123818
e) Date of the transaction i) 2020-03-31
ii) 2020-03-31
iii) 2020-03-31
iv) 2020-03-31
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Levin
2 Reason for the notification
a) Position/status Chief Executive Officer, UK Platform – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 34,777 Shares pursuant to the 2016 Deferred
Bonus award under the Phantom SRP
ii) Sale of 16,403 Shares vested under i) above to settle tax
liability and dealing costs
iii) Vesting of 44,731 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
iv) Sale of 21,098 Shares vested under iii) above to settle tax
liability and dealing costs
v) Vesting of 60,453 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
vi) Sale of 28,513 Shares vested under v) above to settle tax
liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 34,777
ii) £1.123818 ii) 16,403
iii) Nil iii) 44,731
iv) £1.123818 iv) 21,098
v) Nil v) 60,453
vi) £1.123818 vi) 28,513
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.123818
iii) Consideration price: Nil
iv) Sale price: £1.123818
v) Consideration price: Nil
vi) Sale price: £1.123818
e) Date of the transaction i) 2020-03-31
ii) 2020-03-31
iii) 2020-03-31
iv) 2020-03-31
v) 2020-03-31
vi) 2020-03-31
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew McGlone
2 Reason for the notification
a) Position/status CEO, Quilter Cheviot – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 20,088 Shares pursuant to the 2016 Deferred
Bonus award under the Phantom SRP
ii) Sale of 20,088 Shares vested under i) above
iii) Vesting of 17,846 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
iv) Sale of 17,846 Shares vested under iii) above
v) Vesting of 38,514 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
vi) Sale of 38,514 Shares vested under v) above
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 20,088
ii) £1.123818 ii) 20,088
iii) Nil iii) 17,846
iv) £1.123818 iv) 17,846
v) Nil v) 38,514
vi) £1.123818 vi) 38,514
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.123818
iii) Consideration price: Nil
iv) Sale price: £1.123818
v) Consideration price: Nil
vi) Sale price: £1.123818
e) Date of the transaction i) 2020-03-31
ii) 2020-03-31
iii) 2020-03-31
iv) 2020-03-31
v) 2020-03-31
vi) 2020-03-31
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Mark Satchel
2 Reason for the notification
a) Position/status Chief Financial Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 52,583 Shares pursuant to the 2016 Deferred
Bonus award under the Phantom SRP
ii) Sale of 24,800 Shares vested under i) above to settle tax
liability and dealing costs
iii) Vesting of 51,833 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
iv) Sale of 24,448 Shares vested under iii) above to settle tax
liability and dealing costs
v) Vesting of 77,030 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
vi) Sale of 36,333 Shares vested under v) above to settle tax
liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 52,583
ii) £1.123818 ii) 24,800
iii) Nil iii) 51,833
iv) £1.123818 iv) 24,448
v) Nil v) 77,030
vi) £1.123818 vi) 36,333
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Sale price: £1.123818
iii) Consideration price: Nil
iv) Sale price: £1.123818
v) Consideration price: Nil
vi) Sale price: £1.123818
e) Date of the transaction i) 2020-03-31
ii) 2020-03-31
iii) 2020-03-31
iv) 2020-03-31
v) 2020-03-31
vi) 2020-03-31
f) Place of the transaction i) Outside a trading venue
ii) London Stock Exchange, Main Market (XLON)
iii) Outside a trading venue
iv) London Stock Exchange, Main Market (XLON)
v) Outside a trading venue
vi) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew Thompson
2 Reason for the notification
a) Position/status CEO, Quilter Financial Planning – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where
transactions have been conducted
a) Description of the financial instrument, Ordinary shares with a nominal value of £0.07 each (“Shares”)
type of instrument Identification code
GB00BDCXV269
b) Nature of the transaction i) Vesting of 37,004 Shares pursuant to the 2016 Deferred
Bonus award under the Phantom SRP
ii) Vesting of 28,448 Shares pursuant to the 2017 Deferred
Bonus award under the Phantom SRP
iii) Vesting of 49,726 Shares pursuant to the 2018 Deferred
Bonus award under the Quilter SRP
c) Price(s) and volume(s) Price(s) Volume(s)
i) Nil i) 37,004
ii) Nil ii) 28,448
iii) Nil iii) 49,726
d) Aggregated information i) Consideration price: Nil
— Aggregated volume
— Price ii) Consideration price: Nil
iii) Consideration price: Nil
e) Date of the transaction i) 2020-03-31
ii) 2020-03-31
iii) 2020-03-31
f) Place of the transaction i) Outside a trading venue
ii) Outside a trading venue
iii) Outside a trading venue
Enquiries:
Patrick Gonsalves
Company Secretary
+ 44 (0)7391867081
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
Date: 02-04-2020 01:00:00
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