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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 17/08/2020 11:30
Code(s): HMN     PDF:  
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                            HAMMERSON plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments                                                     X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                    The Goldman Sachs Group, Inc.
                                                        Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable)
                                                        Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v

Name                                                              Goldman Sachs International

City and country of registered office (if applicable)             Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK

5. Date on which the threshold was crossed or
                                                                  12/08/2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                    14/08/2020

7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                          % of voting rights                                                                 Total number of
                                                       through financial in-         Total of both in %
                          attached to shares                                                                 voting rights of
                                                            struments                   (8.A + 8.B)
                             (total of 8. A)                                                                 issuervii
                                                     (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                 1.03%                       9.87%                        10.90%                  766,293,613
threshold was
crossed or reached
Position of previous
notification (if                 1.01%                      10.33%                        11.33%
applicable)


       8. Notified details of the resulting situation on the date on which the threshold was crossed or
       reachedviii
       A: Voting rights attached to shares
       Class/type of               Number of voting rightsix                          % of voting rights
       shares
       ISIN code (if possible)            Direct                  Indirect                      Direct                    Indirect
                                     (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                                       2004/109/EC)             2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                          (DTR5.1)                (DTR5.2.1)                                              (DTR5.2.1)

       GB0004065016                                              7,872,546                                                 1.03%
SUBTOTAL 8. A                             7,872,546                                    1.03%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                  Number of voting rights
                             Expira-
Type of financial in-                  Exercise/                  that may be acquired if
                             tion                                                           % of voting rights
strument                               Conversion Periodxi        the instrument is
                             datex
                                                                  exercised/converted.
Securities Lending           Open                                        8,582,971                1.12%




                                       SUBTOTAL 8. B 1                   8,582,971                1.12%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                       Exercise/         Physical or
Type of financial       Expiration                                          Number of
                                       Conversion        cash                               % of voting rights
instrument              datex                                               voting rights
                                       Period xi         settlementxii
Refer to the an-
nexure




                                                         SUBTOTAL
                                                                              67,062,982          8.75%
                                                         8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
The Goldman Sachs
Group, Inc.
Goldman Sachs (UK)
L.L.C.
Goldman Sachs Group UK
Limited
Goldman Sachs
                                                                            9.80%                           10.82%
International


The Goldman Sachs
Group, Inc.
Goldman Sachs & Co. LLC


The Goldman Sachs
Group, Inc.
GSAM Holdings LLC

Goldman Sachs Asset
Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder                                     N/A

The number and % of voting rights held                       N/A

The date until which the voting rights will be held          N/A




11. Additional informationxvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of
a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com



Place of completion         London

Date of completion          14/08/2020

For further information contact:

Richard Crowle
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

17 August 2020

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited


                                                                              Annexure
        B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
          Type of financial instru-                             Exercise/Conversion        Physical or cash set-     Number of voting
                                         Expiration datex                                                                               % of voting rights
                    ment                                              periodxi                   tlementxii               rights
                                           11/03/2025                                                                                         0.80%
                   Swap                                                                         Cash            6,123,298
                                           25/03/2025                                                                                         0.54%
                   Swap                                                                         Cash            4,146,188
                                           03/12/2021                                                                                         0.52%
                   CFD                                                                          Cash            3,962,634
                                           29/04/2030                                                                                         0.46%
                   CFD                                                                          Cash            3,524,304
                                           23/04/2030                                                                                         0.33%
                   CFD                                                                          Cash            2,501,460
                                           23/04/2030                                                                                         0.33%
                   CFD                                                                          Cash            2,501,460
                                           09/08/2029                                                                                         0.32%
                   CFD                                                                          Cash            2,438,848
                                           09/07/2021                                                                                         0.27%
                   CFD                                                                          Cash            2,064,948
                                           04/02/2030                                                                                         0.24%
                   CFD                                                                          Cash            1,861,309
                                           24/04/2030                                                                                         0.23%
                   CFD                                                                          Cash            1,776,514
                                           29/04/2030                                                                                         0.23%
                   CFD                                                                          Cash            1,770,693
                                           09/07/2021                                                                                         0.22%
                   CFD                                                                          Cash            1,684,610
                                           04/02/2030                                                                                         0.22%
                   CFD                                                                          Cash            1,677,471
                   CFD                     07/05/2030                                           Cash                                          0.21%
                          1,625,620

      07/05/2030                      0.20%
CFD                Cash   1,561,936
      03/12/2021                      0.20%
CFD                Cash   1,510,224
      29/04/2030                      0.20%
CFD                Cash   1,500,876
      29/04/2030                      0.17%
CFD                Cash   1,340,441
      30/04/2030                      0.17%
CFD                Cash   1,327,029
      29/04/2030                      0.16%
CFD                Cash   1,200,701
      07/05/2030                      0.15%
CFD                Cash   1,183,219
      24/04/2030                      0.14%
CFD                Cash   1,071,581
      07/05/2030                      0.14%
CFD                Cash   1,054,388
      23/04/2030                      0.14%
CFD                Cash   1,035,173
      23/04/2030                      0.13%
CFD                Cash   1,001,769
      23/04/2030                      0.13%
CFD                Cash   1,000,584
      23/04/2030                      0.13%
CFD                Cash   1,000,584
      29/04/2030                      0.13%
CFD                Cash   1,000,584
      23/04/2030                      0.12%
CFD                Cash   951,584
      19/03/2030                      0.12%
CFD                Cash   947,246
      23/04/2030                      0.12%
CFD                Cash   920,520
       07/05/2030                    0.11%
CFD                 Cash   866,786
       29/04/2030                    0.11%
CFD                 Cash   863,127
       04/02/2030                    0.10%
CFD                 Cash   740,557
       11/07/2029                    0.08%
CFD                 Cash   615,060
       01/04/2025                    0.07%
Swap                Cash   559,778
       29/04/2030                    0.07%
CFD                 Cash   530,651
       11/11/2020                    0.06%
Swap                Cash   440,225
       06/08/2025                    0.06%
CFD                 Cash   423,127
       21/05/2030                    0.05%
CFD                 Cash   372,945
       24/04/2030                    0.04%
CFD                 Cash   316,993
       01/05/2030                    0.04%
CFD                 Cash   309,869
       05/08/2025                    0.04%
CFD                 Cash   309,198
       13/11/2020                    0.04%
Swap                Cash   282,772
       23/04/2030                    0.03%
CFD                 Cash   250,146
       11/03/2025                    0.03%
Swap                Cash   227,307
       01/05/2030                    0.03%
CFD                 Cash   214,125
       17/06/2030                    0.03%
CFD                 Cash   207,220
       29/04/2030                    0.03%
CFD                 Cash   205,327
       23/04/2030                    0.02%
CFD                 Cash   155,822
       05/06/2030                    0.02%
Swap                Cash   147,948
       11/08/2025                    0.02%
CFD                 Cash   129,863
       23/04/2030                    0.02%
CFD                 Cash   126,814
       06/08/2025                    0.02%
CFD                 Cash   124,255
       08/01/2030                    0.02%
CFD                 Cash   124,139
       19/03/2030                    0.02%
CFD                 Cash   117,573
       08/01/2030                    0.01%
CFD                 Cash   113,154
       05/08/2025                    0.01%
CFD                 Cash   90,800
       10/01/2022                    0.01%
CFD                 Cash   80,894
       10/01/2022                    0.01%
CFD                 Cash   78,835
       07/08/2025                    0.01%
CFD                 Cash   71,846
       10/01/2022                    0.01%
CFD                 Cash   70,768
       31/10/2029                    0.01%
CFD                 Cash   61,509
       12/03/2030                    0.01%
CFD                 Cash   59,565
       16/07/2029                    0.01%
CFD                 Cash   56,047
       23/04/2030                    0.01%
CFD                 Cash   49,487
       19/05/2025                    0.01%
CFD                 Cash   47,135
       18/03/2030                   0.01%
CFD                 Cash   43,291
       19/03/2030                   0.01%
CFD                 Cash   41,921
       24/04/2030                   0.01%
CFD                 Cash   40,763
       11/08/2025                   0.005%
CFD                 Cash   38,136
       03/12/2020                   0.003%
Swap                Cash   23,145
       19/05/2025                   0.003%
CFD                 Cash   22,564
       07/08/2025                   0.003%
CFD                 Cash   21,098
       19/05/2025                   0.002%
CFD                 Cash   14,584
       21/05/2025                   0.002%
CFD                 Cash   13,909
       23/04/2030                   0.002%
CFD                 Cash   12,597
       17/07/2024                   0.002%
CFD                 Cash   12,436
       10/01/2022                   0.002%
CFD                 Cash   11,495
       10/01/2022                   0.001%
CFD                 Cash   11,203
       10/01/2022                   0.001%
CFD                 Cash   10,151
       10/01/2022                   0.001%
CFD                 Cash   10,056
       10/12/2024                   0.001%
CFD                 Cash   7,394
       19/05/2025                   0.001%
CFD                 Cash   6,957
       16/10/2020                   0.001%
Swap                Cash   5,417
                                  21/05/2025                                                                                                         0.001%
       CFD                                                                                     Cash              4,303
                                  10/01/2022                                                                                                         0.0002%
       CFD                                                                                     Cash              1,442
                                  14/01/2021                                                                                                         0.0001%
       Swap                                                                                    Cash              503
                                  10/01/2022                                                                                                        0.00001%
       CFD                                                                                     Cash              52
                                  10/01/2022                                                                                                        0.00001%
       CFD                                                                                     Cash              51
                                  10/01/2022                                                                                                        0.00001%
       CFD                                                                                     Cash              46
                                  10/01/2022                                                                                                       0.000001%
       CFD                                                                                     Cash              7

                     Total Number of voting rights and percentage of voting rights                                               67,062,982           8.75%


Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Date: 17-08-2020 11:30:00
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