Wrap Text
Form 603 - Corporations Act 2001, Section 671B - Notice of initial substantial holder
Orion Minerals Limited
Incorporated in the Commonwealth of Australia
Australian Company Number 098 939 274
ASX share code: ORN
JSE share code: ORN
ISIN: AU000000ORN1
(“Orion” or “the Company”)
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme Orion Minerals Limited
ACN/ARSN 098 939 274
1. Details of substantial holder(1)
Name Sparta AG, Hamburg, Germany
Deutsche Balaton Aktiengesellschaft, Heidelberg, Germany
VV Beteiligungen Aktiengesellschaft, Heidelberg, Germany
DELPHI Unternehmensberatung Aktiengesellschaft, Heidelberg, Germany
Wilhelm K.T. Zours, Heidelberg, Germany
ACN/ARSN (if applicable)
The holder became a substantial 12/08/2020
holder on
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme
that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder
became a substantial holder are as follows:
Number of securities Person’s votes (5) Voting power (6)
Class of securities (4)
Fully paid ordinary shares 363,844,513 363,844,513 11.22%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities
on the date the substantial holder became a substantial holder are as follows:
Holder of relevant Nature of relevant interest (7) Class and number of securities
interest
Sparta AG Registered Holder ordinary shares,
137,647,058
Deutsche Balaton Registered Holder, Major Shareholder of ordinary shares,
Aktiengesellschaft Sparta AG 190,558,822
VV Beteiligungen Major shareholder of Deutsche Balaton ordinary shares,
Aktiengesellschaft Aktiengesellschaft 190,558,822
DELPHI Registered Holder, Holding Company of VV ordinary shares,
Unternehmensberatung Beteiligungen Aktiengesellschaft 363,844,513
Aktiengesellschaft
Wilhelm K.T. Zours Major shareholder of DELPHI ordinary shares,
Unternehmensberatung Aktiengesellschaft 363,844,513
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of securities Person entitled to be Class and number of
Interest registered as holder (8) securities
Sparta AG Sparta AG ordinary shares,
137,647,058
Deutsche Balaton Sparta AG, Deutsche Balaton ordinary shares,
Aktiengesellschaft Aktiengesellschaft 190,558,822
VV Beteiligungen Sparta AG, Deutsche Balaton ordinary shares,
Aktiengesellschaft Aktiengesellschaft 190,558,822
DELPHI Sparta AG, Deutsche Balaton ordinary shares,
Unternehmensberatung Aktiengesellschaft, DELPHI 363,844,513
Aktiengesellschaft Unternehmensberatung
Aktiengesellschaft
Wilhelm K.T. Zours Sparta AG, Deutsche Balaton ordinary shares,
Aktiengesellschaft, DELPHI 363,844,513
Unternehmensberatung
Aktiengesellschaft
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four
months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant Date of acquisition Consideration (9) Class and number
Interest of securities
Cash Non-cash
DELPHI
Unternehmensberatung ordinary shares,
Aktiengesellschaft 22/06/2020 $0.015 per share 2,000,000
DELPHI $0.014 per share ordinary shares,
Unternehmensberatung 23/06/2020 1,453,220
Aktiengesellschaft
DELPHI $0.014 per share ordinary shares,
Unternehmensberatung 30/06/2020 500,000
Aktiengesellschaft
DELPHI ordinary shares,
Unternehmensberatung 12/08/2020 $0.0170 per share 58,823,529
Aktiengesellschaft
Deutsche Balaton
Aktiengesellschaft 12/08/2020 $0.017 per share ordinary shares,
29,411,764
Sparta AG 12/08/2020 $0.017 per share ordinary shares,
117,647,058
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if Nature of association
applicable)
Deutsche Balaton
Aktiengesellschaft Deutsche Balaton Aktiengesellschaft is the major shareholder of Sparta AG.
VV Beteiligungen VV Beteiligungen Aktiengesellschaft is the major shareholder of Deutsche
Aktiengesellschaft Balaton Aktiengesellschaft. Deutsche Balaton Aktiengesellschaft is the major
shareholder of Sparta AG.
DELPHI DELPHI Unternehmensberatung Aktiengesellschaft is the only shareholder of VV
Unternehmensberatung Beteiligungen Aktiengesellschaft. VV Beteiligungen Aktiengesellschaft is the
Aktiengesellschaft major shareholder of Deutsche Balaton Aktiengesellschaft. Deutsche Balaton
Aktiengesellschaft is the major shareholder of Sparta AG.
Wilhelm K.T. Zours Mr. Zours is the major shareholder of DELPHI Unternehmensberatung
Aktiengesellschaft. DELPHI Unternehmensberatung Aktiengesellschaft is the
only shareholder of VV Beteiligungen Aktiengesellschaft. VV Beteiligungen
Aktiengesellschaft is the major shareholder of Deutsche Balaton
Aktiengesellschaft. Deutsche Balaton Aktiengesellschaft is the major
shareholder of Sparta AG.
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Sparta AG Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Deutsche Balaton Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Aktiengesellschaft
VV Beteiligungen Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Aktiengesellschaft
DELPHI Ziegelhaeuser Landstrasse 1, 69120 Heidelberg, Germany
Unternehmensberatung
Aktiengesellschaft
Wilhelm K.T. Zours 69120 Heidelberg, Germany
Signature
print name Rolf Birkert capacity
Sign here Date 12/8/2020
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a
corporation and its related corporations, or the manager and trustee of an equity trust), the
names could be included in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is
clearly set out in paragraph 7 of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporation Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in
the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was
acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of
any relevant agreement, and a statement by the person giving full and accurate details
of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence
the exercise of, the voting powers of disposal of the securities to which the relevant
interest relates (indicating clearly the particular securities to which the qualification
applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant
interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person
from whom a relevant interest was acquired has, or may, become entitled to receive in relation
to that acquisition. Details must be included even if the benefit is conditional on the happening
or not of a contingency. Details must be included of any benefit paid on behalf of the substantial
holder or its associate in relation to the acquisitions, even if they are not paid directly to the
person from whom the relevant interest was acquired.
Date: 13-08-2020 12:16:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
Sharenet Sites 
