SOUTH32 LIMITED - TR-1: standard form for notification of major holdings

TR-1: standard form for notification of major holdings

South32 Limited
(Incorporated in Australia under the Corporations Act 2001
(Cth))
(ACN 093 732 597)
ASX / LSE / JSE Share Code: S32 ADR: SOUHY
ISIN: AU000000S320
south32.net
30 November 2021




                    TR-1: Standard form for notification of major holdings

1. Issuer Details
ISIN
AU000000S320
Issuer Name
South32 Limited
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Schroders Plc
City of registered office (if applicable)
London Wall, Barbican
Country of registered office (if applicable)
England
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to
the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached
26-Nov-2021
6. Date on which Issuer notified
29-Nov-2021
7. Total positions of person(s) subject to the notification obligation
                                 % of voting            % of voting rights
                                                                                              Total number of
                                 rights attached        through financial    Total of both in
               .                                                                              voting rights held
                                 to shares (total       instruments (total   % (8.A + 8.B)
                                                                                              in issuer
                                 of 8.A)                of 8.B 1 + 8.B 2)

    Resulting
    situation on the
    date on which
                                  4.974000               0.046000             5.020000         234183498
    threshold was
    crossed or
    reached

    Position of
    previous
  notification (if
  applicable)

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of       Number of direct                          % of direct
                                     Number of indirect                              % of indirect voting
shares ISIN code(if voting rights                             voting rights
                                     voting rights (DTR5.2.1)                        rights (DTR5.2.1)
possible)           (DTR5.1)                                  (DTR5.1)

AU000000S320                              232012870                                     4.974000

Sub Total 8.A           232012870                                    4.974000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
                                                        Number of voting rights that may be % of
Type of financial     Expiration Exercise/conversion
                                                        acquired if the instrument is       voting
instrument            date       period
                                                        exercised/converted                 rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of
                 Expiration   Exercise/conversion Physical or cash   Number of           % of voting
financial
                 date         period              settlement         voting rights       rights
instrument

CFD              N/A                               Cash               2170628             0.046000

Sub Total 8.B2                                                        2170628             0.046000%

9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entities (please add additional rows as
necessary)
                                                % of voting       % of voting rights
                                                                                          Total of both if
                                                rights if it      through financial
                                                                                          it equals or is
Ultimate controlling Name of controlled         equals or is      instruments if it
                                                                                          higher than the
person               undertaking                higher than the   equals or is higher
                                                                                          notifiable
                                                notifiable        than the notifiable
                                                                                          threshold
                                                threshold         threshold

  Schroders plc

                        Schroder
  Schroders plc         Administration
                        Limited

                        Schroder Wealth
  Schroders plc
                        Holdings Limited

                        Schroder & Co.
  Schroders plc
                        Limited

  Schroders plc

                        Schroder
  Schroders plc         Administration
                        Limited
                 Schroder
 Schroders plc   International
                 Holdings Limited

                 Schroder
                 Investment
 Schroders plc
                 Management
                 Limited

 Schroders plc

                 Schroder
 Schroders plc   Administration
                 Limited

                 Schroder
 Schroders plc   International
                 Holdings Limited

                 Schroder Australia
 Schroders plc   Holdings PTY
                 Limited

                 Schroder
                 Investment
 Schroders plc
                 Management
                 Australia Limited

10. In case of proxy voting
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion
29-Nov-2021
13. Place Of Completion
London

JSE Sponsor: UBS South Africa (Pty) Ltd
30 November 2021

Date: 30-11-2021 08:30:00
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