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BHP GROUP PLC - Notification of Major Interest in Shares

Release Date: 07/01/2020 14:16
Code(s): BHP     PDF:  
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Notification of Major Interest in Shares

BHP Group Plc
Registration number 3196209
Registered in England and Wales
Share code: BHP
ISIN: GB00BH0P3Z91


 Issued by:                              BHP Group Plc


 Date:                                   7 January 2020


 To:                                     London Stock Exchange
                                         Australian Securities Exchange


 Cc:                                     JSE Limited
                                         New York Stock Exchange


 For Release:                            Immediately


 Authorised for                          Rachel Agnew
 lodgement by:
                                         Company Secretary
                                         +61 (3) 9609 3730




                        BHP Group Plc – Notification of Major Interest in Shares




 The attached notification was received on 4 January 2020 by BHP Group Plc from Elliott
 International, L.P. relating to a change in the ultimate disclosing entity of the major hold-
 ings of shares in BHP Group Plc (formerly BHP Billiton Plc).


Sponsor: UBS South Africa (Pty) Limited




 BHP Group Limited ABN 49 004 028 077                                BHP Group Plc Registration number 3196209
 Registered in Australia                                             LEI 549300C116EOWV835768
 LEI WZE1WSENV6JSZFK0JC28                                            Registered in England and Wales
 Registered Office: 171 Collins Street Melbourne Victoria            Registered Office: Nova South, 160 Victoria Street
 3000 Australia                                                      London, SW1E 5LB United Kingdom
 Tel +61 1300 55 4757 Fax +61 3 9609 3015                            Tel +44 20 7802 4000 Fax +44 20 7802 4111

                                         The BHP Group is headquartered in Australia

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)(i)

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                BHP Billiton PLC
 tached (ii):
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)(iii): New investment manager / organisational change                                            X

 3. Details of person subject to the notification obligation(iv)

 Name
                                                               Paul Singer
                                                               see section 9
 City and country of registered office (if applicable)

 4. Full name of shareholder(s) (if different from 3.)(v)

 Name                                                          Elliott International, L.P

 City and country of registered office (if applicable)         Grand Cayman, Cayman Islands

 5. Date on which the threshold was crossed or
                                                               1st January, 2020
 reached (vi):

 6. Date on which issuer notified (DD/MM/YYYY):                3rd January, 2020

 7. Total positions of person(s) subject to the notification obligation
                                                      % of voting rights
                         % of voting rights at-                                                     Total number of
                                                  through financial instru-    Total of both in %
                         tached to shares (to-                                                      voting rights of is-
                                                             ments                (8.A + 8.B)
                              tal of 8. A)                                                          suer(vii)
                                                   (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
 threshold was
                         4.66%                    0.41%                       5.07%                 2,112,071,796
 crossed or reached
Position of previous
notification (if         4.66%                    0.8%                        5.46%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached (viii)
A: Voting rights attached to shares
Class/type of              Number of voting rights (ix)                             % of voting rights
shares
ISIN code (if possible)             Direct                   Indirect                      Direct                   Indirect
                              (Art 9 of Directive        (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)           2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                             (DTR5.2.1)                                             (DTR5.2.1)

GB0000566504               98,325,953                     -                          4.66%




SUBTOTAL 8. A                                 98,325,953                                                4.66%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                Number of voting rights
Type of financial in-      Expiration        Exercise/                          that may be acquired if
                                                                                                             % of voting rights
strument                   date(x)            Conversion Period(xi)             the instrument is
                                                                                exercised/converted.




                                             SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial
instrument                                   Exercise/              Physical or
                       Expiration                                                         Number of
Ordinary                                     Conversion Pe-         cash                                     % of voting rights
                       date(x)                                                            voting rights
Shares:                                      riod (xi)              settlement(xii)
GB0000566504
Equity swap            31/12/21                                     Cash                  8,614,768          0.41%



                                                                    SUBTOTAL              8,614,768          0.41%
                                                                    8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii)

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv)
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Name(xv)                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
Paul Singer                     4.66%                            0.41%                           5.07%

Elliott Investment Man-
agement GP LLC                  4.66%                            0.41%                           5.07%


Elliott Investment Man-         4.66%                            0.41%                           5.07%
agement L.P.

Elliott International, L.P.     4.66%                            0.41%                           5.07%




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional information(xvi)




Place of completion           London, UK

Date of completion            02/01/2020

Date: 07-01-2020 02:16:00
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