Wrap Text
Change of Director’s Interest Notice
South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX/JSE/LSE Share Code: S32 ADR: SOUHY
ISIN: AU000000S320
south32.net
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity South32 Limited
ABN 84 093 732 597
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Graham Kerr
Date of last notice 12 December 2018
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest Direct Interest
Nature of indirect interest N/A
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 23 August 2019
No. of securities held prior to change 1,988,958 ordinary shares
12,019,673 rights comprising:
- 597,780 deferred rights held as short
term incentive awards under the
South32 Equity Incentive Plan (subject
to continued service).
- 11,421,893 performance rights held as
long term incentive awards under the
South32 Equity Incentive Plan.
Class Ordinary fully paid shares in South32 Limited
Page 1
Number acquired 3,274,568 ordinary shares following vesting of:
- 272,055 deferred rights held as short
term incentive awards under the
South32 Equity Incentive Plan (subject
to continued service)
- 3,002,513 performance rights held as
long term incentive awards under the
South32 Equity Incentive Plan
Number disposed 1,971,241 ordinary shares
Value/Consideration Received 3,274,568 ordinary shares at nil cost,
Note: If consideration is non-cash, provide details and estimated following vesting of rights on 23 August 2019
valuation
under the South32 Equity Incentive Plan.
Disposed of 1,971,241 ordinary shares at an
average $2.4651 per share to cover tax liabilities.
No. of securities held after change 3,292,285 ordinary shares
7,081,038 rights comprising:
- 325,725 deferred rights held as short
term incentive awards under the
South32 Equity Incentive Plan (subject
to continued service).
- 6,755,313 performance rights held as
long term incentive awards under the
South32 Equity Incentive Plan (where
1,664,067 performance rights lapsed).
Nature of change Vesting of rights under the South32 Equity
Example: on-market trade, off-market trade, exercise of options, Incentive Plan.
issue of securities under dividend reinvestment plan, participation in
buy-back
Disposal of shares by way of on-market trade to
cover tax liabilities.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
Date of change -
Page 2
No. and class of securities to -
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired -
Interest disposed -
Value/Consideration -
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change -
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
JSE Sponsor: UBS South Africa (Pty) Ltd
30 August 2019
Page 3
Date: 30/08/2019 10:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
Sharenet Sites 
