Wrap Text
TR-1: Standard form for notification of major holdings
Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Hammerson Plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
04 June 2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 08 June 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights Total number of
through financial Total of both in %
attached to shares voting rights of
instruments (8.A + 8.B)
(total of 8. A) issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
1.07% 4.16% 5.23% 766,293,613
threshold was
crossed or reached
Position of previous
Below Minimum Below Minimum Below Minimum
notification (if
applicable) Threshold Threshold Threshold
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0004065016 8,205,615 1.07%
SUBTOTAL 8. A 8,205,615 1.07%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
% of voting rights
instrument datex Conversion Periodxi the instrument is
exercised/converted.
Right to Recall N/A N/A 250,000 0.03%
Physically Settled
15/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
22/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
29/06/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
06/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
13/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
20/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
27/07/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
03/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
10/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
17/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
24/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
28/08/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
07/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
14/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
21/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
28/09/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
05/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
12/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
19/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
26/10/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
02/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
09/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
16/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
23/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
30/11/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
07/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
14/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
21/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
29/12/2020 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
04/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
11/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
18/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
25/01/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
01/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
Physically Settled
08/02/2021 Call: 7.864, Put: 5.243 600,000 0.078%
Call or Put Option*
SUBTOTAL 8. B 1 21,250,000 2.77%
* Please note that either a call or a put option (but not both) can be exercised upon maturity,
depending on the share price of Hammerson Plc.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/
Type of financial Expiration Physical or cash Number of
Conversion % of voting rights
instrument datex settlementxii voting rights
Period xi
Cash-settled
02/07/2020 02/07/2020 Cash 483,746 0.06%
Equity Swap
Cash-settled
03/11/2020 03/11/2020 Cash 286 0.00%
Equity Swap
Cash-settled
02/12/2020 02/12/2020 Cash 10,176 0.00%
Equity Swap
Cash-settled
05/01/2021 05/01/2021 Cash 17,312 0.00%
Equity Swap
Cash-settled
02/02/2021 02/02/2021 Cash 13,595 0.00%
Equity Swap
Cash-settled
02/03/2021 02/03/2021 Cash 6,458 0.00%
Equity Swap
Cash-settled
06/04/2021 06/04/2021 Cash 34,499 0.00%
Equity Swap
Cash-settled
19/04/2021 19/04/2021 Cash 698,792 0.09%
Equity Swap
Cash-settled
29/04/2021 29/04/2021 Cash 29,089 0.00%
Equity Swap
Cash-settled
30/04/2021 30/04/2021 Cash 1,061,007 0.14%
Equity Swap
Cash-settled
05/05/2021 05/05/2021 Cash 130,836 0.02%
Equity Swap
Cash-settled
06/05/2021 06/05/2021 Cash 15,310 0.00%
Equity Swap
Cash-settled
11/05/2021 11/05/2021 Cash 12,248 0.00%
Equity Swap
Cash-settled
12/05/2021 12/05/2021 Cash 2,980,333 0.39%
Equity Swap
Cash-settled
24/05/2021 24/05/2021 Cash 640,878 0.08%
Equity Swap
Cash-settled
28/05/2021 28/05/2021 Cash 434,012 0.06%
Equity Swap
Cash-settled
02/06/2021 02/06/2021 Cash 73,253 0.01%
Equity Swap
Cash-settled
03/06/2021 03/06/2021 Cash 2,941 0.00%
Equity Swap
Cash-settled
23/06/2021 23/06/2021 Cash 132,697 0.02%
Equity Swap
Cash-settled
30/06/2021 30/06/2021 Cash 3,042 0.00%
Equity Swap
Cash-settled
02/07/2021 02/07/2021 Cash 313,367 0.04%
Equity Swap
Cash-settled
06/07/2021 06/07/2021 Cash 183,816 0.02%
Equity Swap
Cash-settled
07/07/2021 07/07/2021 Cash 354,284 0.05%
Equity Swap
Cash-settled
03/08/2021 03/08/2021 Cash 82,709 0.01%
Equity Swap
Cash-settled
19/11/2021 19/11/2021 Cash 740,360 0.10%
Equity Swap
Cash-settled
27/05/2022 27/05/2022 Cash 997,311 0.13%
Equity Swap
Cash-settled
06/06/2022 06/06/2022 Cash 4,050 0.00%
Equity Swap
Cash-settled
08/06/2023 08/06/2023 Cash 500,000 0.07%
Equity Swap
Cash-settled
13/09/2024 13/09/2024 Cash 711,655 0.09%
Equity Swap
SUBTOTAL
8.B.2
10,668,062 1.39%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial
equals or is higher equals or is higher
Namexv instruments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan
International Finance
Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
4.16% 5.18%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan
International Finance
Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU
Holdings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)
Place of completion London, United Kingdom
Date of completion 08 June 2020
For further information contact:
Verity Cox
Senior Assistant Company Secretary
Tel: +44 (0)20 7887 1000
9 June 2020
Hammerson has its primary listing on the London Stock Exchange and a secondary inward
listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited
Date: 09-06-2020 11:15:00
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