Wrap Text
TR-1: standard form for notification of major holdings
South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX / LSE / JSE Share Code: S32 ADR: SOUHY
ISIN: AU000000S320
south32.net
24 August 2021
TR-1: Standard form for notification of major holdings
2. Reason for Notification
An event changing the breakdown of voting
3. Details of person subject to the notification obligation
Name
BlackRock, Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
USA
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
20-Aug-2021
6. Date on which Issuer notified
23-Aug-2021
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights
Total of both Total number of
rights attached through financial
. in % (8.A + voting rights held
to shares (total instruments (total
8.B) in issuer
of 8.A) of 8.B 1 + 8.B 2)
Resulting
situation on the
date on which 5.020000 0.020000 5.040000 236346145
threshold was
crossed or
reached
Position of
previous
Below 5% Below 5% Below 5%
notification (if
applicable)
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of direct Number of indirect % of direct
% of indirect voting
shares ISIN voting rights voting rights voting rights
rights (DTR5.2.1)
code(if possible) (DTR5.1) (DTR5.2.1) (DTR5.1)
AU000000S320 234904666 5.020000
Sub Total 8.A 234904666 5.020000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Number of voting
rights that may be
Type of financial Exercise/conversion % of voting
Expiration date acquired if the
instrument period rights
instrument is
exercised/converted
American
Depository 288180 0.000000
Receipt
Sub Total 8.B1 288180 0.000000%
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
Type of
Expiration Exercise/conversion Physical or cash Number of % of voting
financial
date period settlement voting rights rights
instrument
CFD Cash 1153299 0.020000
Sub Total 8.B2 1153299 0.020000%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
% of voting % of voting rights
Total of both if
rights if it through financial
it equals or is
Ultimate Name of controlled equals or is instruments if it
higher than
controlling person undertaking higher than the equals or is higher
the notifiable
notifiable than the notifiable
threshold
threshold threshold
BlackRock,
Inc. (Chain
1)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock
(Singapore)
Holdco Pte. Ltd.
BlackRock HK
Holdco Limited
BlackRock Lux
Finco S.a.r.l.
BlackRock Japan
Holdings GK
BlackRock Japan
Co., Ltd.
BlackRock,
Inc. (Chain
2)
Trident Merger,
LLC
BlackRock
Investment
Management, LLC
BlackRock,
Inc. (Chain
3)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock Holdco
3, LLC
BlackRock
Cayman 1 LP
BlackRock
Cayman West Bay
Finco Limited
BlackRock
Cayman West Bay
IV Limited
BlackRock Group
Limited
BlackRock
Finance Europe
Limited
BlackRock
Investment
Management (UK)
Limited
BlackRock,
Inc. (Chain
4)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock
Australia Holdco
Pty. Ltd.
BlackRock
Investment
Management
(Australia)
Limited
BlackRock,
Inc. (Chain
5)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock Holdco
3, LLC
BlackRock
Cayman 1 LP
BlackRock
Cayman West Bay
Finco Limited
BlackRock
Cayman West Bay
IV Limited
BlackRock Group
Limited
BlackRock
International
Limited
BlackRock,
Inc. (Chain
6)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock Holdco
4, LLC
BlackRock Holdco
6, LLC
BlackRock
Delaware
Holdings Inc.
BlackRock
Institutional Trust
Company,
National
Association
BlackRock,
Inc. (Chain
7)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock Holdco
4, LLC
BlackRock Holdco
6, LLC
BlackRock
Delaware
Holdings Inc.
BlackRock Fund
Advisors
BlackRock,
Inc. (Chain
8)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock,
Inc. (Chain
9)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock
(Singapore)
Holdco Pte. Ltd.
BlackRock HK
Holdco Limited
BlackRock Asset
Management
North Asia
Limited
BlackRock,
Inc. (Chain
10)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock Holdco
3, LLC
BlackRock Canada
Holdings LP
BlackRock Canada
Holdings ULC
BlackRock Asset
Management
Canada Limited
BlackRock,
Inc. (Chain
11)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock Capital
Holdings, Inc.
BlackRock
Advisors, LLC
BlackRock,
Inc. (Chain
12)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock Holdco
3, LLC
BlackRock
Cayman 1 LP
BlackRock
Cayman West Bay
Finco Limited
BlackRock
Cayman West Bay
IV Limited
BlackRock Group
Limited
BlackRock
Finance Europe
Limited
BlackRock
Advisors (UK)
Limited
BlackRock,
Inc. (Chain
13)
BlackRock Holdco
2, Inc.
BlackRock
Financial
Management, Inc.
BlackRock
International
Holdings, Inc.
BR Jersey
International
Holdings L.P.
BlackRock
(Singapore)
Holdco Pte. Ltd.
BlackRock
(Singapore)
Limited
BlackRock,
Inc. (Chain
14)
Trident Merger,
LLC
BlackRock
Investment
Management, LLC
Amethyst
Intermediate, LLC
Aperio Holdings,
LLC
Aperio Group, LLC
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
12. Date of Completion
23rd August 2021
13. Place Of Completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
JSE Sponsor: UBS South Africa (Pty) Ltd
24 August 2021
Date: 24-08-2021 08:37:00
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