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TR-1: Standard form for notification of major holdings
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Quilter plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Equiniti Trust (Jersey) Limited in its capacity as
Name
trustee of the Quilter Employee Benefit Trust
City and country of registered office (if applicable) St Helier, Jersey
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
31/12/2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 03/01/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights Total number of
through financial Total of both in %
attached to shares voting rights of
instruments (8.A + 8.B)
(total of 8. A) issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
3.32% 0.00% 3.32% 1,902,251,098
crossed or reached
Position of previous
notification (if N/A N/A N/A N/A
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
possible) 2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1)
(DTR5.2.1)
ORD GBP0.07
63,153,255 N/A 3.32% N/A
GB00BDCXV269
SUBTOTAL 8. A 63,153,255 3.32%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
% of voting rights
instrument datex Conversion Periodxi the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting rights
CONFIDENTIAL
financial datex Conversion cash voting rights
instrument Period xi settlementxii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
xiii
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are
xiv
effectively held starting with the ultimate controlling natural person or legal entity (please add additional x
rows as necessary)
% of voting rights
% of voting rights if it
through financial Total of both if it equals
equals or is higher
Namexv instruments if it equals or is higher than the
than the notifiable
or is higher than the notifiable threshold
threshold
notifiable threshold
Ocorian Limited
Equiniti Trust (Jersey)
Limited in its capacity
3.32% 0.00% 3.32%
as trustee of the Quilter
Employee Benefit Trust
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion St Helier, Jersey
Date of completion 03 January 2019
JSE Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd
Date: 03/01/2019 05:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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