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COAL OF AFRICA LIMITED - Notice of change in shareholding -Form 604

Release Date: 14/09/2012 07:05
Code(s): CZA     PDF:  
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Notice of change in shareholding -Form 604

Coal of Africa

(Incorporated and registered in Australia)

(Registration number ABN 008 905 388)

ISIN AU000000CZA6

JSE/ASX/AIM share code: CZA

("CoAL or the "Company" or the "Group")



NOTICE OF CHANGE IN INTEREST – FORM 604

To Company Name/Scheme Coal Of Africa Limited

ACN/ARSN

1. Details of substantial holder (1)

Name M&G Investment Funds (3)

M&G Investment Funds (12)

M&G Investment Management Limited

M&G Limited

M&G Group Limited

M&G Securities Limited

Prudential plc

ACN/ARSN (if applicable)

There was a change in the interests

of the substantial holder on

12 September 2012

The previous notice was given to the

company on

10 August 2012

The previous notice was dated 10 August 2012

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the
scheme that the substantial holder or an associate(2) had a relevant

interest (3) in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
Class of Security (4) Previous Notice Present Notice

Person’s votes Voting Power (5) Person’s votes Voting Power (5)

Ordinary 139,320,218 18.18% 160,128,850 19.99%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder
or an associate in voting securities of the company or scheme, since the

substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:

Date of change Person whose relevant interest

changed

Nature of

change (6)

Consideration given in

relation to change (7)

Class and number of

securities affected

Person’s votes

affected

M&G Investment

Funds (3)

M&G Investment

Funds (12)

M&G Investment

Management

Limited

M&G Limited

M&G Group Limited

M&G Securities

Limited

Prudential plc

PLEASE SEE ANNEX 1 (Below)
4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are
as follows:

Holder of relevant

interest

Registered holder of

securities

Person entitled to be

registered as holder

Nature of relevant interest Class and number

of securities

M&G Investment Funds

(3)

M&G Investment

Management Limited

M&G Limited

M&G Group Limited

M&G Securities

Limited

Prudential plc

State Street

Noms LTD A/C

GMIQ

State Street

Noms LTD A/C

GMIQ

Power to

exercise or

control the

exercise of, a
right to vote

attached to the

securities

Power to

dispose of, or

control the

exercise of a

power to

dispose of, the

154,553,963

Freehills Melbourne ASIC00603\003811236

securities

M&G Investment Funds

(12)

M&G Investment

Management Limited,

M&G Limited,

M&G Group Limited,

M&G Securities

Limited,

Prudential plc

State Street

Noms LTD A/C

GML2

State Street

Noms LTD A/C

GML2

Power to

exercise or

control the
exercise of, a

right to vote

attached to the

securities

Power to

dispose of, or

control the

exercise of a

power to

dispose of, the

securities

5,574,887

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the
nature of their association (9) with, the substantial holder in relation to voting

interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Nature of association

M&G Investment Funds (3)

M&G Investment Funds (12)

An Open Ended Investment Company (Separate Legal

Entity, not within the Prudential plc group of

companies), the assets are managed by M&G Investment

Management Limited, which is a wholely owned

subsidiary of Prudential Plc, as are M&G Limited and

M&G Group Limited and as such these companies are

included within this notice.

6. Addresses

The addresses of persons named in this form are as follows:

Name Address

M&G Investment Funds
(3),(12)

Laurence Pountney Hill, London EC4R 0HH, England

M&G Investment Management

Limited

M&G Securities Limited

Laurence Pountney Hill, London EC4R 0HH, England

Laurence Pountney Hill, London EC4R 0HH, England

M&G Limited Laurence Pountney Hill, London EC4R 0HH, England

M&G Group Limited Laurence Pountney Hill, London EC4R 0HH, England

Prudential plc Laurence Pountney Hill, London EC4R 0HH, England

State Street Nominees

Limited

20 Churchill Place, Canary Wharf, London E14 5HJ,

England

nnnnnnnnnnnnnnnnn

Signature

print name James Todd capacity Notifiables Administrator

sign here

James Todd date 13 September 2012

Freehills Melbourne ASIC00603\003811236

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a
corporation and its related corporations, or the manager and trustee of

an equity trust), the names could be included in an annexure to the form. If the relevant interests of a
group of persons are essentially similar, they may be referred

to throughout the form as a specifically named group if the membership of each group, with the
names and addresses of members is clearly set out in paragraph 7

of the form.

(2) See the definition of “associate” in section 9 of the Corporations Law.

(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in
the scheme (if any) that the person or an associate has a relevant

interest in.

(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(7) Include details of:

(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If
subsection 671B(4) applies, a copy of any document

setting out the terms of any relevant agreement, and a statement by the person giving full and
accurate details of any contract, scheme or arrangement,

must accompany this form, together with a written statement certifying this contract, scheme or
arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the
exercise of, the voting powers or disposal of the securities

to which the relevant interest relates (indicating clearly the particular securities to which the
qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Law.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest
arises because of an option) write “unknown”.

(9) Details of the consideration must include any and all benefits, money and other, that any person
from whom a relevant interest was acquired has, or may, become

entitled to receive in relation to that acquisition. Details must be included even if the benefit is
conditional on the happening or not of a contingency. Details must be

included of any benefit paid on behalf of the substantial holder or its associate in relation to the
acquisitions, even if they are not paid directly to the person from

whom the relevant interest was acquired.

Freehills Melbourne ASIC00603\003811236

Annex 1: Transactions - 10 August 2012 – 12 September 2012

Holder of relevant

interest

Date of

acquisition

Consideration (9) Class and number of

securities

Cash Non-cash Ord NPV
M&G Investment Funds (3)

M&G Investment Management Limited

M&G Limited

M&G Group Limited

M&G Securities Limited

Prudential plc

State Street Noms LTD A/C GMIQ (REC)

*11-SEP-2012 5,076,805

20,307,219

M&G Investment Funds (12)

M&G Investment Management Limited,

M&G Limited,

M&G Group Limited,

M&G Securities Limited,

Prudential plc

State Street Noms LTD A/C GML2 (ISEF)

*11-SEP-2012 125,353

501,413

*Placing of new shares

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