Wrap Text
Notice of change in shareholding -Form 604
Coal of Africa
(Incorporated and registered in Australia)
(Registration number ABN 008 905 388)
ISIN AU000000CZA6
JSE/ASX/AIM share code: CZA
("CoAL or the "Company" or the "Group")
NOTICE OF CHANGE IN INTEREST – FORM 604
To Company Name/Scheme Coal Of Africa Limited
ACN/ARSN
1. Details of substantial holder (1)
Name M&G Investment Funds (3)
M&G Investment Funds (12)
M&G Investment Management Limited
M&G Limited
M&G Group Limited
M&G Securities Limited
Prudential plc
ACN/ARSN (if applicable)
There was a change in the interests
of the substantial holder on
12 September 2012
The previous notice was given to the
company on
10 August 2012
The previous notice was dated 10 August 2012
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the
scheme that the substantial holder or an associate(2) had a relevant
interest (3) in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
Class of Security (4) Previous Notice Present Notice
Person’s votes Voting Power (5) Person’s votes Voting Power (5)
Ordinary 139,320,218 18.18% 160,128,850 19.99%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder
or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of change Person whose relevant interest
changed
Nature of
change (6)
Consideration given in
relation to change (7)
Class and number of
securities affected
Person’s votes
affected
M&G Investment
Funds (3)
M&G Investment
Funds (12)
M&G Investment
Management
Limited
M&G Limited
M&G Group Limited
M&G Securities
Limited
Prudential plc
PLEASE SEE ANNEX 1 (Below)
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are
as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder
Nature of relevant interest Class and number
of securities
M&G Investment Funds
(3)
M&G Investment
Management Limited
M&G Limited
M&G Group Limited
M&G Securities
Limited
Prudential plc
State Street
Noms LTD A/C
GMIQ
State Street
Noms LTD A/C
GMIQ
Power to
exercise or
control the
exercise of, a
right to vote
attached to the
securities
Power to
dispose of, or
control the
exercise of a
power to
dispose of, the
154,553,963
Freehills Melbourne ASIC00603\003811236
securities
M&G Investment Funds
(12)
M&G Investment
Management Limited,
M&G Limited,
M&G Group Limited,
M&G Securities
Limited,
Prudential plc
State Street
Noms LTD A/C
GML2
State Street
Noms LTD A/C
GML2
Power to
exercise or
control the
exercise of, a
right to vote
attached to the
securities
Power to
dispose of, or
control the
exercise of a
power to
dispose of, the
securities
5,574,887
5. Changes in association
The persons who have been associates (2) of, ceased to be associates of, or have changed the
nature of their association (9) with, the substantial holder in relation to voting
interests in the company or scheme are as follows:
Name and CAN/ARSN (if applicable) Nature of association
M&G Investment Funds (3)
M&G Investment Funds (12)
An Open Ended Investment Company (Separate Legal
Entity, not within the Prudential plc group of
companies), the assets are managed by M&G Investment
Management Limited, which is a wholely owned
subsidiary of Prudential Plc, as are M&G Limited and
M&G Group Limited and as such these companies are
included within this notice.
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
M&G Investment Funds
(3),(12)
Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Management
Limited
M&G Securities Limited
Laurence Pountney Hill, London EC4R 0HH, England
Laurence Pountney Hill, London EC4R 0HH, England
M&G Limited Laurence Pountney Hill, London EC4R 0HH, England
M&G Group Limited Laurence Pountney Hill, London EC4R 0HH, England
Prudential plc Laurence Pountney Hill, London EC4R 0HH, England
State Street Nominees
Limited
20 Churchill Place, Canary Wharf, London E14 5HJ,
England
nnnnnnnnnnnnnnnnn
Signature
print name James Todd capacity Notifiables Administrator
sign here
James Todd date 13 September 2012
Freehills Melbourne ASIC00603\003811236
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a
corporation and its related corporations, or the manager and trustee of
an equity trust), the names could be included in an annexure to the form. If the relevant interests of a
group of persons are essentially similar, they may be referred
to throughout the form as a specifically named group if the membership of each group, with the
names and addresses of members is clearly set out in paragraph 7
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Law.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in
the scheme (if any) that the person or an associate has a relevant
interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If
subsection 671B(4) applies, a copy of any document
setting out the terms of any relevant agreement, and a statement by the person giving full and
accurate details of any contract, scheme or arrangement,
must accompany this form, together with a written statement certifying this contract, scheme or
arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the
exercise of, the voting powers or disposal of the securities
to which the relevant interest relates (indicating clearly the particular securities to which the
qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest
arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person
from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is
conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the
acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
Freehills Melbourne ASIC00603\003811236
Annex 1: Transactions - 10 August 2012 – 12 September 2012
Holder of relevant
interest
Date of
acquisition
Consideration (9) Class and number of
securities
Cash Non-cash Ord NPV
M&G Investment Funds (3)
M&G Investment Management Limited
M&G Limited
M&G Group Limited
M&G Securities Limited
Prudential plc
State Street Noms LTD A/C GMIQ (REC)
*11-SEP-2012 5,076,805
20,307,219
M&G Investment Funds (12)
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
M&G Securities Limited,
Prudential plc
State Street Noms LTD A/C GML2 (ISEF)
*11-SEP-2012 125,353
501,413
*Placing of new shares
Date: 14/09/2012 07:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.