TR-1: Standard form for notification of major holdings
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number 06404270 and re-
registered as a public limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
i
possible)
1a. Identity of the issuer or the underlying issuer of
ii Quilter plc
existing shares to which voting rights are attached :
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
iii
Other (please specify) :
iv
3. Details of person subject to the notification obligation
Prudential Portfolio Managers
Name
(South Africa) (PTY) Ltd
City and country of registered office (if applicable) Cape Town, South Africa
v
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
vi 20/11/2018
reached :
6. Date on which issuer notified (DD/MM/YYYY): 23/11/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial in- (8.A + 8.B) voting rights of
1
vii
(total of 8. A) struments issuer
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
5.09% 0.00% 5.09% 1,902,251,098
threshold was
crossed or reached
Position of previous
notification (if N/A N/A N/A
applicable)
viii
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights
ix
% of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
ORD GBP0.07
96,885,134 5.09%
GB00BDCXV269
SUBTOTAL 8. A 96,885,134 5.09%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
x % of voting rights
instrument date Conversion Periodxi the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Number of
x Conversion cash % of voting rights
instrument date xi xii voting rights
Period settlement
2
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
xiii
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
xiv
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it
through financial instru- Total of both if it equals
xv equals or is higher
Name ments if it equals or is or is higher than the
than the notifiable
higher than the notifiable notifiable threshold
threshold
threshold
Prudential Portfolio Managers
5.09% 0.00% 5.09%
(South Africa) (PTY) Ltd
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
xvi
11. Additional information
Place of completion London, United Kingdom
3
Date of completion 23 November 2018
26 November 2018
Sponsor:
JP Morgan Equities South Africa (Pty) Ltd
4
Date: 26/11/2018 02:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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