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Tawana Resources Nl - Notice Of Initial Substantial Holder

Release Date: 02/05/2017 09:33:00      Code(s): TAW     
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
JSE ISIN: AU0000TAWDA9
Share code on the Australian Securities Exchange Limited: TAW
ASX ISIN: AU000000TAW7
(?the Company? or ?Tawana?)




                                              Form 603
                                        Corporations Act 2001
                                            Section 671B


NOTICE OF INITIAL SUBSTANTIAL HOLDER

 To Company Name/Scheme                      Tawana Resources NL
 ACN/ARSN                                    085 166 721

 1. Details of substantial holder (1)
 Name                                        Tribeca Investment PA
 ACN/ARSN                                    080 430 100

 The holder became a substantial holder      27/04/2017

 2. Details of voting power
 The total number of votes attached to all the voting shares in the company or voting interests in
 the scheme that the substantial holder or an associate (2) has a relevant interest (3) in on the date
 the substantial holder became a substantial holder are as follows:

 Class of securities (4)   Number of         Person?s votes (5)               Voting power (6)
                           securities
 Ordinary                  20 038 000        20 038 000                       5.24%

 3. Details of relevant interests
 The nature of the relevant interest the substantial holder or an associate had in the following
 voting securities on the date the substantial holder became a substantial holder are as follows:

 Holder of relevant interest                 Nature of relevant interest(7)   Class and number of
                                                                              securities
 Tribeca Investment Partners Pty Ltd         Investment Manager               Ordinary 20 038 000
                                             managing equities on behalf
                                             of individually managed
                                             clients
 4. Details of present registered holders
 The person registered as holders of the securities referred to in paragraph 3 above are as follows:
 Holder of relevant       Registered        Person entitled to be             Class and number of
 interest                 holder of         registered holder (8)             securities
                          securities
 Tribeca Investment       Various           Various clients investment        Ordinary 20 038 000
 Partners Pty Ltd         custodian         Manager
                          nominee
                          companies

 5. Consideration
 The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired
 in the four months prior to the day that the substantial holder became a substantial holder is as
 follows:
 Holder of relevant        Date of acquisition      Consideration (9)        Class and number of
 interest                                                                    securities
                                                    Cash          Non-Cash
 Tribeca Investment        27 Dec 2016 ? 27 April   AUD                       Ordinary 20 038 000
 Partners Pty Ltd          2017                     2 507 160


 6. Associates
 The reasons the persons named in paragraph 3 above are associates of the substantial holder are
 as follows:
 Name and ACN/ARSN ( if applicable) Nature of association
 -                                    -

 7.Addresses
 The addresses of persons named in this form are as follows:
 Name                                  Address
 Tribeca Investment Partners Pty Ltd   Level 23, 1 O?Connell Street, Sydney, NSW 2000

Signature

Print name Diana Shang-Knudsen                                   Capacity Joint Company Secretary
                                                                 Date 1/05/2017



                                            DIRECTIONS



   1. If there are a number of substantial holders with similar or related interests (eg. a
      corporation and its related corporations, or the manager and trustee of an equity trust), the
      names could be included in an annexure to the form. If the relevant interests of a group of
      persons are essentially similar, they may be referred to throughout the form as a specifically
      named group if the membership of each group, with the names and addresses of members
      is clearly set out in paragraph 7 of the form.

   2. See the definition of ?associate? in section 9 of the Corporations Act 2001.
   3. See the definition of ?relevant interest in sections 608 and 671B(7) of the Corporations Act
      2001.

   4. The voting shares of a company constitute one class unless divided into separate classes.

   5. The total number of votes attaches to all the voting shares in the company or voting
      interests in the scheme (if any) that the person or an associate has a relevant interest in.

   6. The person?s votes divided by the total votes in the body corporate or scheme multiplied by
      100.

   7. Include details of:
      (a) Any relevant agreement or other circumstances by which the relevant interest was
          acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of
          any relevant agreement, and a statement by the person giving full and accurate details
          of any contract, scheme of arrangement, must accompany this from, together with a
          written statement certifying this contract, scheme or arrangement; and
      (b) Any qualification of the power of a person to exercise, control the exercise of, or
          influence the exercise of, the voting powers or disposal of the securities to which the
          relevant interest relates (indicting clearly the particular securities to which the
          qualification applies).
          See the definition of ?relevant agreement? in section 9 of the Corporations Act 2001.

   8. If the substantial holder is unable to determine the identity of the person (eg. if the relevant
      interest arises because of an option) write ?unknown?.

   9. Details of the consideration must include any and all benefits, money and other, that any
      person from whom a relevant interest was acquired has, or may, become entitled to receive
      in relation to that acquisition. Details must be included even if the benefit is conditional on
      the happening or not of a contingency. Details must be included of any benefit paid on
      behalf of the substantial holder or its associate in relation to the acquisitions, even if they
      are not paid directly to the person from whom the relevant interest was acquired.


02 May 2017

Sponsor

PricewaterhouseCoopers Corporate Finance (Pty) Ltd

Date: 02/05/2017 09:33:00 Supplied by www.sharenet.co.za                     
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