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Resource Generation Limited - Appendix 3b - New Issue Announcement, Application For Quotation Of Additional Securities And Agreement

Release Date: 29/11/2012 09:46:00      Code(s): RSG     
                                                                                                             
Resource Generation Limited
Registered in Australia under the Corporations Act, 2001 (Cth) with registration number ACN: 059 950 337
ISIN: AU000000RES1
Share Code on the ASX: RES
Share Code on the JSE: RSG
("Resgen" or the ?Company?)                                                                                                

Appendix 3B - New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX?s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

Name of entity
Resource Generation Limited

ABN
91 059 950 337

We (the entity) give ASX the following information.

Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).

 1       +Class of +securities issued or to be         Ordinary Fully Paid shares
         issued


 2       Number of +securities issued or to             450,000 Ordinary Fully Paid shares
         be issued (if known) or maximum
         number which may be issued


 3       Principal terms of the +securities             Ordinary Fully Paid shares
         (eg, if options, exercise price and
         expiry date; if partly paid
         +securities, the amount outstanding

         and due dates for payment; if
         +convertible      securities,    the
         conversion price and dates for
         conversion)

4     Do the +securities rank equally in all            Yes, the shares will rank equally with the ordinary shares
       respects from the date of allotment              currently on issue.
       with an existing +class of quoted
       +securities?


       If the additional securities do not
       rank equally, please state:
       ? the date from which they do
       ? the extent to which they
           participate for the next dividend,
           (in the case of a trust,
           distribution) or interest payment
       ? the extent to which they do not
           rank equally, other than in
           relation to the next dividend,
           distribution or interest payment

 5     Issue price or consideration                  $0.25 per share.


 6     Purpose of the issue                          Exercise of 450,000 unquoted options
       (If issued as consideration for the
       acquisition of assets, clearly identify
       those assets)


 7       Dates of entering +securities into          29 November 2012
         uncertificated holdings or despatch
         of certificates

                                               Number                    +Class

 8       Number and +class of all              263,345,652               Ordinary
         +securities    quoted on ASX
         (including the securities in clause
         2 if applicable)


                                                  Number           +Class

 9       Number and +class of all                 1,875,000        50 cent unquoted options expiring
         +securities not quoted on ASX                             on 31 December 2012
         (including the securities in clause
         2 if applicable)                         2,375,000        50 cent unquoted options expiring
                                                                   on 7 July 2013

                                                  250,000          50 cent unquoted options expiring
                                                                   on 17 March 2013

                                                  250,000          70 cent unquoted options expiring
                                                                   on 17 March 2013

                                                  350,000          $1.00 unquoted options expiring on
                                                                   17 March 2013

                                                  350,000          $1.50 unquoted options expiring on
                                                                   17 March 2013

                                                  375,000          $1.55 unquoted options expiring on
                                                                   28 May 2013

                                                  375,000          $1.85 unquoted options expiring on
                                                                   28 May 2013

                                                  500,000          $2.05 unquoted options expiring on
                                                                   28 May 2013


 10      Dividend policy (in the case of a        Not applicable
         trust, distribution policy) on the
         increased capital (interests)



Part 2 - Bonus issue or pro rata issue
 11      Is security holder approval               N/A
         required?


 12      Is the issue renounceable or non-         N/A
         renounceable?

 13      Ratio in which the +securities will       N/A
         be offered

 14      +Class  of +securities to which the       N/A
         offer relates

 15      +Record date to determine                 N/A
         entitlements

 16      Will holdings on different registers      N/A
         (or subregisters) be aggregated for
         calculating entitlements?

 17      Policy for deciding entitlements in             N/A
         relation to fractions


 18      Names of countries in which the                 N/A
         entity has +security holders who
         will not be sent new issue
         documents
         Note: Security holders must be told how their
         entitlements are to be dealt with.

         Cross reference: rule 7.7.


 19      Closing date for receipt                  of    N/A
         acceptances or renunciations
 20      Names of any underwriters                       N/A



 21      Amount of any underwriting fee or               N/A
         commission

 22      Names of any brokers to the issue               N/A



 23      Fee or commission payable to the                N/A
         broker to the issue

 24      Amount of any handling fee                      N/A
         payable to brokers who lodge
         acceptances or renunciations on
         behalf of +security holders

 25      If the issue is contingent on                   N/A
         +security holders? approval, the date

         of the meeting

 26      Date entitlement and acceptance                 N/A
         form and prospectus or Product
         Disclosure Statement will be sent to
         persons entitled

 27      If the entity has issued options, and           N/A
         the terms entitle option holders to
         participate on exercise, the date on
         which notices will be sent to option
         holders

 28      Date rights trading will begin (if              N/A
         applicable)

 29      Date rights trading will end (if                N/A
         applicable)



 30      How do +security holders sell their             N/A
         entitlements in full through a
         broker?

 31      How do +security holders sell part              N/A
         of their entitlements through a
         broker and accept for the balance?

 32      How do +security holders dispose                N/A
         of their entitlements (except by sale
         through a broker)?

 33      +Despatch date                                  N/A



Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities

 34      Type of securities
         (tick one)

 (a)             Securities described in Part 1 (yes)
        
 (b)             All other securities
                  Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
                 incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities



Entities that have ticked box 34(a)

Additional securities forming a new class of securities


Tick to indicate you are providing the information or
documents

 35              If the +securities are +equity securities, the names of the 20 largest holders of the
         (yes)   additional +securities, and the number and percentage of additional +securities held by
                 those holders
                 Scott Douglas           250,000 shares
                 Vault (WA) Pty Ltd 200,000 shares


 36              If the +securities are +equity securities, a distribution schedule of the additional
         (yes)   +securities setting out the number of holders in the categories

                 1 - 1,000
                 1,001 - 5,000
                 5,001 - 10,000
                 10,001 - 100,000
                 100,001 and over 2

 37              A copy of any trust deed for the additional +securities


+ See chapter 19 for defined terms.

Entities that have ticked box 34(b)

 38      Number of securities for which
         +quotation is sought




 39      Class of +securities for which
         quotation is sought


 40      Do the +securities rank equally in all
         respects from the date of allotment
         with an existing +class of quoted
         +securities?


         If the additional securities do not
         rank equally, please state:
         ? the date from which they do
         ? the extent to which they
             participate for the next dividend,
             (in the case of a trust,
             distribution) or interest payment
         ? the extent to which they do not
             rank equally, other than in
             relation to the next dividend,
             distribution or interest payment

 41      Reason for request for quotation
         now
         Example: In the case of restricted securities, end of
         restriction period


         (if issued upon conversion of
         another security, clearly identify that
         other security)

                                                                 Number   +Class
 42      Number and +class of all +securities
         quoted on ASX (including the
         securities in clause 38)




+ See chapter 19 for defined terms.

                                                                
Quotation agreement

1       +Quotationof our additional +securities is in ASX?s absolute discretion. ASX may
        quote the +securities on any conditions it decides.
                   
2       We warrant the following to ASX.

        ?        The issue of the +securities to be quoted complies with the law and is not for
                 an illegal purpose.

        ?        There is no reason why those +securities should not be granted +quotation.

        ?        An offer of the +securities for sale within 12 months after their issue will
                 not require disclosure under section 707(3) or section 1012C(6) of the
                 Corporations Act.
                 Note: An entity may need to obtain appropriate warranties from subscribers for 
                 the securities in order to be able to give this warranty

        ?        Section 724 or section 1016E of the Corporations Act does not apply to any
                 applications received by us in relation to any +securities to be quoted and
                 that no-one has any right to return any +securities to be quoted under
                 sections 737, 738 or 1016F of the Corporations Act at the time that we
                 request that the +securities be quoted.

        ?        If we are a trust, we warrant that no person has the right to return the
                 +securities to be quoted under section 1019B of the Corporations Act at the
                 time that we request that the +securities be quoted.

3       We will indemnify ASX to the fullest extent permitted by law in respect of any
        claim, action or expense arising from or connected with any breach of the warranties
        in this agreement.

4       We give ASX the information and documents required by this form. If any
        information or document not available now, will give it to ASX before +quotation of
        the +securities begins. We acknowledge that ASX is relying on the information and
        documents. We warrant that they are (will be) true and complete.



(signed by)
Steve Matthews
Company Secretary
29 November 2012

                                                   
                                                                                                 A ppendix 3B Page 7

Date: 29/11/2012 09:46:00 Supplied by www.sharenet.co.za                     
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