RESOURCE GENERATION LIMITED - ASX Price QueryRelease Date: 18/09/2012 15:45:00 Code(s): RSG
Resource Generation Limited
Registered in Australia under the Corporations Act, 2001 (Cth) with registration number ACN: 059 950 337
Share Code on the ASX: RES
Share Code on the JSE: RSG
("Resgen" or the ?Company?)
Resource Generation Limited
RESPONSE TO ASX PRICE QUERY
Shareholders are advised that Resgen submitted the below response to the Market Announcements Office
of the Australian Securities Exchange, on Tuesday 11 September 2012.
ASX Price Query
Further to your letter dated 11 May 2009, Resource Generation Limited confirms the
1. The company is not aware of any information that has not been
announced which, if known, could be an explanation for recent trading in
the company?s shares. On 22 August 2012 and 23 August 2012, we
released two positive announcements. There have been no other
developments since that time.
2. Not applicable.
3. The company is aware of an easing in the selling pressure placed on its
shares over the last month. An overseas institutional fund closed down and
sold approximately 2 million shares and now has no shares remaining. In
addition, a shareholder announced that it had ceased to be a substantial
shareholder on 27 August 2012 and in so doing sold approximately 1.4
million shares in a one week period. Both of these sell orders coincided with
the positive announcements in paragraph 1 above.
4. The company is in compliance with the ASX listing rules, in particular listing
10 September 2012
Resource Generation Limited (the ?Company?)
RE: PRICE QUERY
We have noted a change in the price of the Company?s securities from a low of 24.5 cents on Thursday,
6 September 2012 to a high of 34.5 cents today.
In light of the price change, please respond to each of the following questions.
1. Is the Company aware of any information concerning it that has not been announced which, if
known, could be an explanation for recent trading in the securities of the Company?
Please note that as recent trading in the Company?s securities could indicate that information
has ceased to be confidential, the Company is unable to rely on the exceptions to listing rule
3.1 contained in listing rule 3.1A when answering this question.
2. If the answer to question 1 is yes, can an announcement be made immediately? If not, why
not and when is it expected that an announcement will be made?
Please note, if the answer to question 1 is yes and an announcement cannot be made
immediately, you need to contact us to discuss this and you need to consider a trading halt
3. Is there any other explanation that the Company may have for the price change in the
securities of the Company?
4. Please confirm that the Company is in compliance with the listing rules and, in particular, listing
Your response should be sent to me by a return e-mail or by facsimile on facsimile number (02) 9241
7620. It should NOT be sent to the Company Announcements Office.
Unless the information is required immediately under listing rule 3.1, a response is requested as soon
as possible and, in any event, not later than half an hour before the start of trading (i.e. before 9.30
a.m. A.E.S.T.) on Tuesday, 11 September 2012.
Under listing rule 18.7A, a copy of this query and your response will be released to the market, so your
response should be in a suitable form and separately address each of the questions asked. If you have
any queries or concerns, please contact me immediately.
Listing rule 3.1
Listing rule 3.1 requires an entity to give ASX immediately any information concerning it that a
reasonable person would expect to have a material effect on the price or value of the entity?s securities.
The exceptions to this requirement are set out in listing rule 3.1A.
In responding to this letter you should consult listing rule 3.1 and Guidance Note 8 ? Continuous
Disclosure: listing rule 3.1.
If the information requested by this letter is information required to be given to ASX under listing rule 3.1
your obligation is to disclose the information immediately.
Your responsibility under listing rule 3.1 is not confined to, or necessarily satisfied by, answering the
questions set out in this letter.
If you are unable to respond by the time requested, or if the answer to question 1 is yes and an
announcement cannot be made immediately, you should consider a request for a trading halt in the
Company?s securities. As set out in listing rule 17.1 and Guidance Note 16 ? Trading Halts, we may
grant a trading halt at your request. We may require the request to be in writing. We are not required
to act on your request. You must tell us each of the following.
? The reasons for the trading halt.
? How long you want the trading halt to last.
? The event you expect to happen that will end the trading halt.
? That you are not aware of any reason why the trading halt should not be granted.
? Any other information necessary to inform the market about the trading halt, or that we ask for.
The trading halt cannot extend past the commencement of normal trading on the second day after the
day on which it is granted. If a trading halt is requested and granted and you are still unable to reply to
this letter before the commencement of trading, suspension from quotation would normally be imposed
by us from the commencement of trading if not previously requested by you. The same applies if you
have requested a trading halt because you are unable to release information to the market, and are still
unable to do so before the commencement of trading.
If you have any queries regarding any of the above, please let me know.
Senior Adviser, Listings (Sydney)
18 September 2012
Macquarie First South Capital (Proprietary) Limited
Date: 18/09/2012 03:45:00 Supplied by www.sharenet.co.za
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