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QUILTER PLC - Public opening position disclosure/dealing disclosure by a person with interests in relevant securities

Release Date: 04/07/2022 16:00
Code(s): QLT     PDF:  
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Public opening position disclosure/dealing disclosure by a person with interests in relevant securities

QUILTER PLC
(Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")

                                                 FORM 8.3

             PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                        Rule 8.3 of the Takeover Code (the “Code”)

1.         KEY INFORMATION

 (a) Full name of discloser:                                       Quilter PLC (and subsidiaries)

 (b) Owner or controller of interests and short positions
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient. For a trust, the trustee(s), settlor and
     beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant         LXI REIT PLC
     securities this form relates:
     Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an
     offeror/offeree, state this and specify identity of
     offeror/offeree:
 (e) Date position held/dealing undertaken:                        01/07/2022
     For an opening position disclosure, state the latest
     practicable date prior to the disclosure
 (f) In addition to the company in 1(c) above, is the              YES - Secure Income REIT Plc
     discloser making disclosures in respect of any other
     party to the offer?
     If it is a cash offer or possible cash offer, state “N/A”

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which
           the disclosure relates following the dealing (if any)

 Class of relevant security:                                         1p ordinary

                                                       Interests                    Short positions

                                                  Number               %            Number             %
 (1) Relevant securities owned                   47,819,453           5.25
     and/or controlled:
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives
     (including options) and
     agreements to purchase/sell:
     TOTAL:                                      47,819,453           5.25


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee options)

 Class of relevant security in relation to
 which subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:


3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

       Class of relevant security         Purchase/sale       Number of securities            Price per unit

              1p ordinary                   Purchase                    13,631                     1.424
              1p ordinary                     Sale                      26,164                 1.417523883


(b)        Cash-settled derivative transactions

         Class of            Product             Nature of dealing               Number of       Price per unit
         relevant           description        e.g. opening/closing a            reference
         security            e.g. CFD            long/short position,            securities
                                               increasing/reducing a
                                                  long/short position


(c)        Stock-settled derivative transactions (including options)

(i)        Writing, selling, purchasing or varying

  Class of       Product          Writing,        Number      Exercise        Type            Expiry    Option
  relevant      description     purchasing,           of      price per        e.g.            date     money
  security        e.g. call       selling,       securities      unit       American,                    paid/
                   option       varying etc.      to which                  European                   received
                                                   option                      etc.                    per unit
                                                   relates

(ii)       Exercise


 Class of relevant          Product            Exercising/            Number of         Exercise price
     security             description           exercised             securities           per unit
                         e.g. call option        against


(d)        Other dealings (including subscribing for new securities)

     Class of relevant           Nature of dealing                   Details          Price per unit (if
         security          e.g. subscription, conversion                                applicable)


4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or
 informal, relating to relevant securities which may be an inducement to deal or refrain from
 dealing entered into by the person making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such
 agreements, arrangements or understandings, state “none”

 None


(b)        Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the
 person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
      derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”

 None


(c)        Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                                          NO



 Date of disclosure:                                    04/07/2022

 Contact name:                                          Jenny Kan

 Telephone number*:                                     +44 (0)207 150 4233


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure
requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact
information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

4th July 2022

Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited

Date: 04-07-2022 04:00:00
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