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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 07/05/2021 15:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

  NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
  Word format if possible)i

  1a. Identity of the issuer or the underlying issuer
  of existing shares to which voting rights are at-
  tached ii:                                                                 Anglo American Plc
  
  1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
  Non-UK issuer

  2. Reason for the notification (please mark the appropriate box or boxes with an "X")
  An acquisition or disposal of voting rights                                                 X
  An acquisition or disposal of financial instruments
  An event changing the breakdown of voting rights
  Other (please specify) iii:

  3. Details of person subject to the notification obligation iv
                                                            Coronation Asset Management (Pty) Ltd acting as
  Name                                                      discretionary investment manager on behalf of
                                                            managed portfolios.
  City and country of registered office (if applicable)     Cape Town, South Africa

  4. Full name of shareholder(s) (if different from 3.) v
  Name                                                      N/A
  City and country of registered office (if applicable)

  5. Date on which the threshold was crossed or
     reached vi:                                            05-05-2021               
                                                
  6. Date on which issuer notified (DD/MM/YYYY):            07-05-2021

  7. Total positions of person(s) subject to the notification obligation
                          % of voting rights    % of voting rights       Total of both in %    Total number of
                          attached to shares    through financial in-    (8.A + 8.B)           voting rights of
                          (total of 8. A)       struments                                      issuer vii
                                                (total of 8.B 1 + 8.B
                                                2)
                                                                                                   
  Resulting situation     3.02%                                        3.02%                    1 363 118 080
  on the date on
  which threshold
  was crossed or
  reached
  Position of previ-      2.99%                                        2.99%
  ous notification (if
  applicable)

  8. Notified details of the resulting situation on the date on which the threshold was crossed or
  reached viii
  A: Voting rights attached to shares
  Class/type of            Number of voting rights ix                % of voting rights
  shares
  ISIN code (if possi-     Direct                Indirect           Direct                    Indirect
  ble)                     (Art 9 of Directive   (Art 10 of Di-     (Art 9 of Directive       (Art 10 of Di-
                           2004/109/EC)          rective            2004/109/EC)              rective
                           (DTR5.1)              2004/109/EC)       (DTR5.1)                  2004/109/EC)
                                                 (DTR5.2.1)                                   (DTR5.2.1)
  GB00B1XZS820             41 176 922                               3.02%


  SUBTOTAL 8. A                           41 176 922                                      3.02%

  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
  Type of financial Expira-             Exercise/                 Number of voting % of voting
  instrument        tion                Conversion Period xi      rights that may be ac- rights
                    date x                                        quired if the instru-
                                                                  ment is
                                                                  exercised/converted.


                                      SUBTOTAL 8. B 1

  B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
  2004/109/EC (DTR5.3.1.1 (b))
  Type of finan-       Expiration        Exercise/       Physical or        Number of
  cial instrument      date x            Conversion      cash               voting rights       % of voting
                                         Period xi       settlement xii                         rights
                                                                                          
                                       
                                                      SUBTOTAL
                                                      8.B.2

  9. Information in relation to the person subject to the notification obligation (please mark the
  applicable box with an "X")
  Person subject to the notification obligation is not controlled by any natural person or legal entity
  and does not control any other undertaking(s) holding directly or indirectly an interest in the (under-
  lying) issuer xiii
  Full chain of controlled undertakings through which the voting rights and/or the
  financial instruments are effectively held starting with the ultimate controlling natural person or legal    X
  entity xiv (please add additional rows as necessary)
  Name xv                    % of voting rights if it     % of voting rights           Total of both if it
                             equals or is higher          through financial in-        equals or is higher
                             than the notifiable          struments if it equals       than the notifiable
                             threshold                    or is higher than the        threshold
                                                          notifiable threshold
  Coronation Fund Man-
  agers Ltd
  Coronation Investment
  Management SA (Pty)
  Ltd
  Coronation Asset Man-      3.02%                                                     3.02%
  agement (Pty) Ltd

  10. In case of proxy voting, please identify:
  Name of the proxy holder
  The number and % of voting rights held
  The date until which the voting rights will be held

  11. Additional information xvi

  Place of completion   Cape Town, South Africa
  Date of completion    07 May 2021

  Clare Davage
  Deputy Company Secretary
  Anglo American plc
  7 May 2021

  The Company has a primary listing on the Main Market of the London Stock Exchange and
  secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange,
  the Namibia Stock Exchange and the SIX Swiss Exchange.

  Sponsor
  RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 07-05-2021 03:00:00
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