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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 16/04/2021 16:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
                                                                                                     Anglo American Plc
of existing shares to which voting rights are 
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligationiv
                                                                Coronation Asset Management (Pty) Ltd acting as 
Name                                                            discretionary investment manager on behalf of managed
                                                                portfolios.
City and country of registered office (if applicable)           Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v

Name                                                            N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                                14-04-2021
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                  16-04-2021

7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights                                                         Total number of
                                                   through financial           Total of both in %
                          attached to shares (to-                                                      voting rights of 
                                                          instruments                (8.A + 8.B)
                               tal of 8. A)                                                          issuervii
                                                    (total of 8.B 1 + 8.B 2)
Resulting situation
                          3.00%                                                3.00%                 1 363 118 080
on the date on which
threshold was
crossed or reached

Position of previous
notification (if          2.99%                                                   2.99%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii

A: Voting rights attached to shares
Class/type of             Number of voting rightsix                           % of voting rights
shares
ISIN code (if possible)           Direct                 Indirect                      Direct                   Indirect
                             (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

GB00B1XZS820              40 902 019                                          3.00%




SUBTOTAL 8. A                               40 902 019                                              3.00%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial         Expiration       Exercise/                        that may be acquired if
                                                                                                         % of voting rights
instrument                  datex            Conversion Periodxi              the instrument is
                                                                            exercised/converted.

                                           SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/            Physical or
Type of financial    Expiration                                                       Number of
                                           Conversion           cash                                     % of voting rights
instrument           datex                                                            voting rights
                                           Period xi            settlementxii

                                                                SUBTOTAL
                                                                8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                    % of voting rights
                                  % of voting rights if it                                           Total of both if it
                                                                  through financial 
                                   equals or is higher                                              equals or is higher
           Namexv                                                 instruments if it equals
                                   than the notifiable                                              than the notifiable
                                                                  or is higher than the
                                        threshold                                                       threshold
                                                                   notifiable threshold
Coronation Fund Man-
agers Ltd
Coronation Investment
Management SA (Pty)
Ltd
Coronation Asset Management 
(Pty) Ltd                                 3.00%                                                           3.00%



10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion          Cape Town, South Africa

Date of completion           16 April 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
16 April 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)


Date: 16-04-2021 04:00:00
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