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THARISA PLC - TR-1: Standard form for notification of major holdings

Release Date: 13/04/2021 15:00
Code(s): THA     PDF:  
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TR-1: Standard form for notification of major holdings

Tharisa plc
(Incorporated in the Republic of Cyprus with limited liability)
(Registration number HE223412)
JSE share code: THA
LSE share code: THS
A2X share code: THA
ISIN: CY0103562118
LEI: 213800WW4YWMVVZIJM90
('Tharisa' or the 'Company')


Notification of major holdings


TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
 possible)i


 1a. Identity of the issuer or the underlying issuer of ex-
                                                                                          Tharisa plc
 isting shares to which voting rights are attachedii:

 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer                                                                                             X

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                               X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                            Rance Holdings Limited
 City and country of registered office (if applicable)           British Virgin Islands

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or reachedvi:        9 April 2021

 6. Date on which issuer notified (DD/MM/YYYY):                  12 April 2021

 7. Total positions of person(s) subject to the notification obligation
                                                             % of voting rights
                               % of voting rights at-
                                                          through financial instru-         Total of both in % (8.A        Total number of vot-
                              tached to shares (total
                                                                    ments                            + 8.B)                ing rights of issuervii
                                      of 8. A)
                                                           (total of 8.B 1 + 8.B 2)
Resulting situation on
the date on which
                                            14.864%                           0.00%                         14.864%                269 059 931
threshold was crossed
or reached
Position of previous
notification (if                            15.052%                           0.00%                         15.052%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of                 Number of voting rightsix                                % of voting rights
shares
ISIN code (if possible)                Direct                   Indirect                           Direct                        Indirect
                                  (Art 9 of Directive       (Art 10 of Directive       (Art 9 of Directive 2004/109/EC)      (Art 10 of Directive
                                2004/109/EC) (DTR5.1)     2004/109/EC) (DTR5.2.1)                   (DTR5.1)               2004/109/EC) (DTR5.2.1)

CY0103562118                                                          39 994 143                                                        14.864%




SUBTOTAL 8. A                                                         39 994 143                                                        14.864%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                    Number of voting rights that
Type of financial instru-     Expiration        Exercise/                           may be acquired if the in-
                                                                                                                          % of voting rights
ment                          datex             Conversion Periodxi                 strument is
                                                                                    exercised/converted.



                                                SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type of financial         Expiration            Exercise/              Physical or cash           Number of vot-
                                                Conversion Period                                                         % of voting rights
instrument                datex                 xi
                                                                       settlementxii              ing rights



                                                                       SUBTOTAL 8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please       X
add additional rows as necessary)
                                                                     % of voting rights through
                                     % of voting rights if it                                         Total of both if it equals or
                                                                     financial instruments if it
           Namexv                   equals or is higher than                                           is higher than the notifia-
                                                                      equals or is higher than
                                    the notifiable threshold                                                  ble threshold
                                                                      the notifiable threshold
Rance Holdings Limited                                 14.864%                               0.00%                            14.864%




10. In case of proxy voting, please identify:
Name of the proxy holder                                            N/A

The number and % of voting rights held                              N/A

The date until which the voting rights will be held                 N/A



11. Additional informationxvi


Place of completion            Hong Kong

Date of completion             12 April 2021



      Paphos, Cyprus
      13 April 2021

      JSE Sponsor
      Investec Bank Limited

      Connect with us on LinkedIn and Twitter to get further news and updates about our business.

      Investor relations contacts:
      Ilja Graulich (Head of Investor Relations and Communications)
+27 11 996 3500
+27 83 604 0820
igraulich@tharisa.com



Financial PR contacts:
Bobby Morse / Augustine Chipungu / James Husband
+44 207 466 5000
tharisa@buchanan.uk.com

Broker contacts:
Peel Hunt LLP (UK Joint Broker)
Ross Allister / David McKeown / Alexander Allen
+44 207 7418 8900

BMO Capital Markets Limited (UK Joint Broker)
Thomas Rider / Pascal Lussier Duquette / Nick Macann
+44 207 236 1010

Berenberg (UK Joint Broker)
Matthew Armitt / Jennifer Wyllie / Detlir Elezi
+44 203 207 7800

Nedbank Limited (acting through its Corporate and Investment Banking division) (RSA Broker)
Carlyle Whittaker
+27 11 294 0061
About Tharisa

Tharisa is an integrated resource group incorporating mining, processing, exploration and the beneficia-
tion, marketing, sales and logistics of PGMs and chrome concentrates. Its principal asset is the Tharisa
Mine located in the South-Western Limb of the Bushveld complex, South Africa. The mechanised mine
has a 14-year open pit life of mine (LOM) and the ability to extend operations underground by at least 40
years. Tharisa is listed on the Johannesburg Stock Exchange (JSE: THA) and the Main Market of the Lon-
don Stock Exchange (LSE: THS).

Date: 13-04-2021 03:00:00
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